Dark
Light
System
Institutional Investment Manager
Regal Investment Advisors LLC
Regal Investment Advisors LLC (CIK: 0001559789) incorporated in Michigan, located at 2687 44th Street Se, Kentwood, MI. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q1)
Original 13F HR (0001398344-14-002246) filed in 2014.04.18
#
Name
Shares
Value ($)
%
Options
Notes
251 EATON VANCE TAX-MANAGED GLOBAL COM 250 3 0.00%
252 SILVER STD RES INC 300 3 0.00%
253 ADVENT CLAYMORE ENH GRW & IN 325 3 0.00%
254 ONE GAS INC COM 70 3 0.00%
255 CA INC 102 3 0.00%
256 ISHARES TR 100 3 0.00%
257 ISHARES RUSSELL 2000 VALUE ETF 26 3 0.00%
258 IMAX CORP 100 3 0.00%
259 BOSTON SCIENTIFIC CORP 245 3 0.00%
260 DE MASTER BLENDERS 1753 N.V.OR 180 3 0.00%
261 CAMBRIA FOREIGN SHAREHOLDER YIELD ETF 100 3 0.00%
262 PIONEER FLOATING RATE TR 200 3 0.00%
263 MORGAN STANLEY CP TR III 129 3 0.00%
264 SUNPOWER CORP 100 3 0.00%
265 Apache Corp 36 3 0.00%
266 NATCORE TECHNOLOGY INC 3,000 3 0.00%
267 BROADCOM CORP CL A 80 3 0.00%
268 KONINKLIJKE AHOLD N 137 3 0.00%
269 TOTAL SYS SVCS INC 90 3 0.00%
270 BROADRIDGE FINL SOLUTIONS IN 91 3 0.00%
271 DIGITALTOWN INC COM 8,000 3 0.00%
272 KRAFT HEINZ CO COM 57 3 0.00%
273 UNITEDHEALTH GROUP INC 38 3 0.00%
274 PENN WEST PETE LTD NEW 400 3 0.00%
275 NEVSUN RES LTD 1,000 3 0.00%
276 New Residential Investment Cor 500 3 0.00%
277 FRONTLINE LTD ORD 760 3 0.00%
278 ADVISORSHARES TR 62 3 0.00%
279 POWERSHARES ETF TRUST 135 4 0.00%
280 ISHARES COHEN & STEERS REIT ETF 50 4 0.00%
281 Alcatel Lucent Adr 1,140 4 0.00%
282 PROSHARES TR 35 4 0.00%
283 ATLAS RESOURCES PARTNERS LP 176 4 0.00%
284 TE CONNECTIVITY LTD 67 4 0.00%
285 TASER INTL INC 200 4 0.00%
286 BONANZA CREEK ENERGY INC 100 4 0.00%
287 BROOKFIELD INFRAST PARTNERS 111 4 0.00%
288 STRYKER CORP 50 4 0.00%
289 CARNIVAL CORP 100 4 0.00%
290 SK TELECOM LTD 167 4 0.00%
291 SELECT SECTOR SPDR TR 80 4 0.00%
292 Safeway Inc - Safeway PDC LLC CVR 113 4 0.00%
293 DEVON ENERGY CORP NEW 59 4 0.00%
294 QUESTAR CORP COM 160 4 0.00%
295 ELDORADO GOLD CORP NEW 700 4 0.00%
296 EXPEDIA INC DEL 50 4 0.00%
297 ORGANOVO HLDGS INC 500 4 0.00%
298 NORTHROP GRUMMAN CORP 36 4 0.00%
299 FRONTIER COMMUNICATIONS CORP 769 4 0.00%
300 GENERAL DYNAMICS CORP 40 4 0.00%
Page 6 of 22
Restatement filing (0001606587-15-000070) filed in 2015.02.17
#
Name
Shares
Value ($)
%
Options
Notes
1 ISHARES TR 119,690 4,908 2.08%
2 SPDR SERIES TRUST 100,360 4,147 1.76%
3 VANGUARD INDEX FDS 58,544 4,134 1.75%
4 SPDR S&P 500 ETF TR 21,558 4,032 1.71%
5 APPLE INC 7,078 3,799 1.61%
6 ISHARES TR 51,467 3,459 1.46%
7 AT&T INC 92,953 3,260 1.38%
8 SPDR SER TR 92,709 2,871 1.22%
9 ISHARES TR 71,465 2,789 1.18%
10 ISHARES TR 23,431 2,726 1.15%
11 SELECT SECTOR SPDR TR 121,889 2,723 1.15%
12 ISHARES TR 14,322 2,695 1.14%
13 VANGUARD TAX-MANAGED FDS 64,799 2,674 1.13%
14 SELECT SECTOR SPDR TR 55,220 2,611 1.11%
15 VANGUARD INDEX FDS 32,749 2,558 1.08%
16 VANGUARD MALVERN FDS 50,516 2,492 1.05%
17 POWERSHARES QQQ TRUST 28,311 2,482 1.05%
18 ADVANCE AUTO PARTS INC 19,377 2,451 1.04%
19 NEWMARKET CORP 6,225 2,433 1.03%
20 ISHARES RUSSELL 3000 ETF 21,294 2,392 1.01%
21 ISHARES TR 27,557 2,385 1.01%
22 ALLIANCE RES PARTNER L P 28,148 2,368 1.00%
23 SPDR SERIES TRUST 54,892 2,329 0.99%
24 VANGUARD BD INDEX FDS 27,951 2,239 0.95%
25 CONOCOPHILLIPS 31,690 2,229 0.94%
26 MASTERCARD INCORPORATED 29,648 2,215 0.94%
27 COMPUTER PROGRAMS & SYS INC COM 33,719 2,178 0.92%
28 ISHARES TR 18,501 2,164 0.92%
29 VARIAN MED SYS INC 25,691 2,158 0.91%
30 PRICELINE GRP INC 1,754 2,091 0.89%
31 UNITED THERAPEUTICS CORP DEL 22,236 2,091 0.89%
32 SOUTHWEST AIRLS CO 87,500 2,066 0.87%
33 CREDIT ACCEP CORP MICH 14,445 2,053 0.87%
34 NATUS MEDICAL INC. 78,841 2,034 0.86%
35 CUMMINS INC 13,556 2,020 0.86%
36 INTER PARFUMS INC COM 55,716 2,017 0.85%
37 LEAR CORP 24,070 2,015 0.85%
38 VANGUARD INTL EQUITY INDEX F 34,186 2,015 0.85%
39 FACTSET RESH SYS INC 18,647 2,010 0.85%
40 JPMORGAN CHASE & CO 42,489 1,977 0.84%
41 ESTERLINE TECHNOLOGIES CORP 18,432 1,964 0.83%
42 ISHARES TR 3YRTB ETF 20,376 1,953 0.83%
43 GAP 48,696 1,951 0.83%
44 RPX CORP 118,106 1,923 0.81%
45 CELGENE CORP 13,763 1,921 0.81%
46 OLD DOMINION FREIGHT LINE IN 33,474 1,899 0.80%
47 ABBVIE INC 36,868 1,895 0.80%
48 SALIX PHARMACEUTICALS INC 18,111 1,876 0.79%
49 GENERAL ELECTRIC CO 70,461 1,824 0.77%
50 BIOGEN INC 5,699 1,743 0.74%
Page 1 of 19