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Institutional Investment Manager
Regal Investment Advisors LLC
Regal Investment Advisors LLC (CIK: 0001559789) incorporated in Michigan, located at 2687 44th Street Se, Kentwood, MI. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q1)
Original 13F HR (0001398344-14-002246) filed in 2014.04.18
#
Name
Shares
Value ($)
%
Options
Notes
301 SELECT SECTOR SPDR TR 1,836 76 0.03%
302 VECTOR GROUP LTD 3,543 76 0.03%
303 ADVISORSHARES NEWFLEETMULTI-SECTOR INCOME ETF 1,521 76 0.03%
304 Chico's FAS Inc 4,703 75 0.03%
305 PAYCHEX INC 1,767 75 0.03%
306 FIRST TR EXCHANGE-TRADED FD IV SENIOR LN FD 1,500 75 0.03%
307 ROCKWOOD HOLDINGS INC 1,000 74 0.03%
308 PROSPECT CAPITAL CORPORATION 6,888 74 0.03%
309 HALLIBURTON CO 1,237 73 0.03%
310 PROSHARES TR 816 73 0.03%
311 PROSHARES SHORT 20 YEAR TREASURY 2,403 73 0.03%
312 DISH NETWORK CORP 1,180 73 0.03%
313 STARBUCKS CORP 1,000 73 0.03%
314 Wells Fargo & Co New Dep1/1000 3,300 72 0.03%
315 UNITED TECHNOLOGIES CORP 613 72 0.03%
316 AMETEK INC 1,350 70 0.03%
317 Bank of New York Mellon Corp 1,950 69 0.03%
318 POWERSHARES ETF TRUST 2,999 69 0.03%
319 DBX ETF TRUST X-TRACKERS MSCI EAFE HDG EQUITY FUND 2,494 68 0.03%
320 WASTE MGMT INC DEL 1,600 67 0.03%
321 SPDR SERIES TRUST 720 67 0.03%
322 Wells Fargo Bank 3,125 67 0.03%
323 DEERE & CO 730 66 0.03%
324 Crestwood Midstream Partners LP 2,939 66 0.03%
325 CITIGROUP INC 1,366 65 0.03%
326 VANGUARD WORLD FD 1,015 65 0.03%
327 CHENIERE ENERGY INC 1,165 64 0.03%
328 FIRST TR EXCHANGE TRADED FD 2,890 64 0.03%
329 EXTREME NETWORKS INC COM 10,990 64 0.03%
330 ARCELORMITTAL SA LUXEMBOURG 3,945 64 0.03%
331 W.P. CAREY INC. REIT 1,053 63 0.03%
332 Novo-Nordisk 1,310 60 0.03%
333 SELECT SECTOR SPDR TR SBI CONS 918 59 0.02%
334 FACEBOOK INC 980 59 0.02%
335 iShares Dow Jones US Industria 573 58 0.02%
336 MGE Energy Inc. 1,482 58 0.02%
337 SPDR DOW JONES INTERNATIONAL REAL ESTATE ETF 1,383 57 0.02%
338 ISHARES 661 57 0.02%
339 WELLS FARGO & COMPANY 1,950 57 0.02%
340 ISHARES 1,025 56 0.02%
341 CURIS INC 20,000 56 0.02%
342 ISHARES 7-10 YR TREAS BD ETF 546 56 0.02%
343 VISA INC 250 54 0.02%
344 Johnson Controls Inc 1,137 54 0.02%
345 WATERS CORPORATION 500 54 0.02%
346 WESTAR ENERGY INC 1,504 53 0.02%
347 NVIDIA CORP 2,932 53 0.02%
348 TRANSOCEAN LTD 1,275 53 0.02%
349 NORTH EUROPEAN OIL RTY TR SH BEN INT 2,300 53 0.02%
350 HERSHEY CO 500 52 0.02%
Page 7 of 22
Restatement filing (0001606587-15-000070) filed in 2015.02.17
#
Name
Shares
Value ($)
%
Options
Notes
1 ALLERGAN PLC SHS 199 25 0.01%
2 ALLIANCE BERNSTEIN INCOME FUND ADVISOR 4,325 32 0.01%
3 DR REDDYS LABS LTD ADR 871 38 0.02%
4 FMC TECHNOLOGIES INC COM 1,600 84 0.04%
5 FRONTLINE LTD ORD 760 3 0.00%
6 HCA Healthcare Inc 200 11 0.00%
7 Jazz Pharmaceuticals Plc 100 14 0.01%
8 LIFE STORAGE INC 20 0 0.00%
9 MKT VECTOR HY MUNI INDX ETF 246 7 0.00%
10 OI S.A. SPN ADR 312 0 0.00%
11 3-D SYS CORP DEL 2,960 175 0.07%
12 3M CO 2,710 368 0.16%
13 51Job Inc-Adr 479 34 0.01%
14 ABBOTT LABS 4,859 187 0.08%
15 ABBVIE INC 36,868 1,895 0.80%
16 ACCENTURE PLC IRELAND 406 32 0.01%
17 ACE LTD 364 36 0.02%
18 ACUITY BRANDS INC 130 17 0.01%
19 ACXIOM CORP 200 7 0.00%
20 ADAMS DIVERSIFIED EQUITY FD 1,424 18 0.01%
21 ADOBE SYS INC 100 7 0.00%
22 ADVANCE AUTO PARTS INC 19,377 2,451 1.04%
23 ADVENT CLAYMORE CV SECS & IN 300 6 0.00%
24 ADVENT CLAYMORE ENH GRW & IN 325 3 0.00%
25 ADVISORSHARES NEWFLEETMULTI-SECTOR INCOME ETF 1,521 76 0.03%
26 ADVISORSHARES TR 62 3 0.00%
27 AEGON N V NY REGISTRY SH 221 2 0.00%
28 AETNA INC NEW 415 31 0.01%
29 AFLAC INC 7,561 477 0.20%
30 AGL Resources Inc 100 5 0.00%
31 AGRIUM INC 150 15 0.01%
32 AIR PRODUCTS & CHEMICALS INC 2,498 297 0.13%
33 AK STL HLDG CORP 3,245 23 0.01%
34 AKAMAI TECHNOLOGIES INC 400 23 0.01%
35 ALEXION PHARMACEUTICALS INC 200 30 0.01%
36 ALLIANCE DATA SYSTEMS CORP 91 25 0.01%
37 ALLIANCE RES PARTNER L P 28,148 2,368 1.00%
38 ALLIANCEBERNSTEIN GBL HGH INCM COM 2,205 33 0.01%
39 ALLIANCEBERNSTEIN HOLDING LP 600 15 0.01%
40 ALLIANZGI CONV & INCOME FD 1,900 19 0.01%
41 ALLSTATE CORP 185 10 0.00%
42 ALPS ETF TR 300 9 0.00%
43 ALPS ETF TR 95,086 1,679 0.71%
44 ALTRIA GROUP INC 43,314 1,621 0.69%
45 AMBEV SA 11,915 88 0.04%
46 AMER ELECTRIC PWR CO 4,304 218 0.09%
47 AMEREN CORP 2,550 105 0.04%
48 AMERICAN INTL GROUP INC 212 11 0.00%
49 AMERICAN INTL GROUP INC 68 1 0.00%
50 AMERICAN RLTY CAP PPTYS INC 61,322 860 0.36%
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