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SPDR SER TR
SPDR SER TR. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 71 Institutional holders with a total value of $286,933,847.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 624,347 58,445,000 20.37%
2 BANK OF AMERICA CORP /DE/ 384,036 35,950,000 12.53%
3 UBS AG 262,084 24,534,000 8.55%
4 FMR LLC 210,858 19,751,000 6.88%
5 GOLDMAN SACHS GROUP INC 180,904 16,934,000 5.90%
6 LPL Financial LLC 134,424 12,583,000 4.39%
7 MATHER GROUP, LLC. 107,651 10,077,000 3.51%
8 NIEMANN CAPITAL MANAGEMENT INC 105,642 9,889,000 3.45%
9 Hoxton Financial, Inc. 95,689 8,957,000 3.12%
10 WELLS FARGO & COMPANY/MN 91,213 8,538,000 2.98%
11 Wharton Business Group, LLC 72,250 6,763,000 2.36%
12 RAYMOND JAMES & ASSOCIATES 59,898 5,607,000 1.95%
13 Robert W. Baird & Co. Inc 57,542 5,387,000 1.88%
14 CITIGROUP INC 53,418 5,004,000 1.74%
15 PACIFIC FINANCIAL GROUP INC 53,267 4,986,000 1.74%
16 Estate Counselors, LLC 47,200 4,418,000 1.54%
17 JANE STREET GROUP, LLC 42,372 3,966,000 1.38%
18 SUSQUEHANNA INTERNATIONAL GROUP, LLP 41,275 3,866,000 1.35%
19 HighTower Advisors, LLC 37,171 3,480,000 1.21%
20 Tower Research Capital LLC (TRC) 36,460 3,413,000 1.19%
21 Virtu KCG Holdings LLC 35,286 3,305,000 1.15%
22 CREDIT SUISSE AG/ 29,321 2,745,000 0.96%
23 ROYAL BANK OF CANADA 28,983 2,713,000 0.95%
24 FIRST MIDWEST BANK TRUST DIVISION 22,785 2,133,000 0.74%
25 DAVENPORT & Co LLC 22,753 2,129,908 0.74%
26 HARVEST CAPITAL MANAGEMENT INC 20,950 1,961,000 0.68%
27 STEPHENS INC /AR/ 19,844 1,858,000 0.65%
28 Advisors Preferred, LLC 16,914 1,584,334 0.55%
29 ENVESTNET ASSET MANAGEMENT INC 12,738 1,192,000 0.42%
30 CITADEL ADVISORS LLC 10,520 985,000 0.34%
31 AMI INVESTMENT MANAGEMENT INC 1,025 969,000 0.34%
32 DAVIDSON & GARRARD INC 9,994 936,000 0.33%
33 Atria Investments, Inc 9,827 920,000 0.32%
34 BENJAMIN F. EDWARDS & COMPANY, INC. 9,560 895,000 0.31%
35 Commonwealth Equity Services, Inc 9,197 861,000 0.30%
36 STIFEL FINANCIAL CORP 8,551 800,000 0.28%
37 First Allied Advisory Services, Inc. 6,901 644,000 0.22%
38 AMERICAN INTERNATIONAL GROUP, INC. 6,619 619,605 0.22%
39 BROWN ADVISORY INC 5,695 533,000 0.19%
40 MSI Financial Services Inc 5,205 487,000 0.17%
41 SG Americas Securities, LLC 5,064 474,000 0.17%
42 Cambridge Investment Research Advisors, Inc. 4,793 449,000 0.16%
43 KMS FINANCIAL SERVICES, INC 4,266 399,000 0.14%
44 Pinnacle Advisory Group, Inc. 3,997 374,000 0.13%
45 WFG Advisors, LP 3,972 372,000 0.13%
46 PEAK6 Group LLC 3,850 360,000 0.13%
47 B. Riley Wealth Advisors, Inc. 3,840 359,000 0.13%
48 Dorsey Wright & Associates 3,464 324,000 0.11%
49 ALLIANCEBERNSTEIN L.P. 3,444 322,000 0.11%
50 SUNTRUST BANKS INC 3,087 288,000 0.10%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.