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Institutional Investment Manager
Regal Investment Advisors LLC
Regal Investment Advisors LLC (CIK: 0001559789) incorporated in Michigan, located at 2687 44th Street Se, Kentwood, MI. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q1)
Original 13F HR (0001398344-14-002246) filed in 2014.04.18
#
Name
Shares
Value ($)
%
Options
Notes
1 ISHARES TR 119,690 4,908 2.06%
2 SPDR SERIES TRUST 100,360 4,147 1.74%
3 VANGUARD INDEX FDS 58,544 4,134 1.73%
4 SPDR S&P 500 ETF TR 21,558 4,032 1.69%
5 APPLE COMPUTER INC 7,078 3,799 1.59%
6 ISHARES TR 51,467 3,459 1.45%
7 AT&T INC 92,953 3,260 1.37%
8 SPDR SER TR 92,709 2,871 1.20%
9 ISHARES TR 71,465 2,789 1.17%
10 ISHARES TR 23,431 2,726 1.14%
11 SELECT SECTOR SPDR TR 121,889 2,723 1.14%
12 ISHARES TR 14,322 2,695 1.13%
13 VANGUARD TAX-MANAGED FDS 64,799 2,674 1.12%
14 SELECT SECTOR SPDR TR 55,220 2,611 1.10%
15 VANGUARD INDEX FDS 32,749 2,558 1.07%
16 VANGUARD MALVERN FDS 50,516 2,492 1.05%
17 POWERSHARES QQQ TRUST 28,311 2,482 1.04%
18 ADVANCE AUTO PARTS INC 19,377 2,451 1.03%
19 NEWMARKET CORP 6,225 2,433 1.02%
20 ISHARES RUSSELL 3000 ETF 21,294 2,392 1.00%
21 ISHARES TR 27,557 2,385 1.00%
22 ALLIANCE RES PARTNER L P 28,148 2,368 0.99%
23 SPDR SERIES TRUST 54,892 2,329 0.98%
24 VANGUARD BD INDEX FDS 27,951 2,239 0.94%
25 CONOCOPHILLIPS 31,690 2,229 0.94%
26 MASTERCARD INCORPORATED 29,648 2,215 0.93%
27 COMPUTER PROGRAMS & SYS INC COM 33,719 2,178 0.91%
28 ISHARES TR 18,501 2,164 0.91%
29 VARIAN MED SYS INC 25,691 2,158 0.91%
30 PRICELINE GRP INC 1,754 2,091 0.88%
31 UNITED THERAPEUTICS CORP DEL 22,236 2,091 0.88%
32 SOUTHWEST AIRLS CO 87,500 2,066 0.87%
33 CREDIT ACCEP CORP MICH 14,445 2,053 0.86%
34 NATUS MEDICAL INC. 78,841 2,034 0.85%
35 CUMMINS INC 13,556 2,020 0.85%
36 INTER PARFUMS INC COM 55,716 2,017 0.85%
37 VANGUARD INTL EQUITY INDEX F 34,186 2,015 0.85%
38 LEAR CORP 24,070 2,015 0.85%
39 FACTSET RESH SYS INC 18,647 2,010 0.84%
40 JPMORGAN CHASE & CO 42,489 1,977 0.83%
41 ESTERLINE TECHNOLOGIES CORP 18,432 1,964 0.82%
42 ISHARES TR 3YRTB ETF 20,376 1,953 0.82%
43 GAP 48,696 1,951 0.82%
44 RPX CORP 118,106 1,923 0.81%
45 CELGENE CORP 13,763 1,921 0.81%
46 OLD DOMINION FREIGHT LINE IN 33,474 1,899 0.80%
47 ABBVIE INC 36,868 1,895 0.80%
48 SALIX PHARMACEUTICALS INC 18,111 1,876 0.79%
49 GENERAL ELECTRIC CO 70,461 1,824 0.77%
50 BIOGEN INC 5,699 1,743 0.73%
Page 1 of 22
Restatement filing (0001606587-15-000070) filed in 2015.02.17
#
Name
Shares
Value ($)
%
Options
Notes
451 ISHARES TR 2,632 222 0.09%
452 ISHARES TR 4,366 527 0.22%
453 ISHARES TR 1,743 185 0.08%
454 ISHARES TR 109 12 0.01%
455 ISHARES TR 1,176 132 0.06%
456 ISHARES TR 3YRTB ETF 20,376 1,953 0.83%
457 ISHARES U.S. UTILITIES ETF 266 28 0.01%
458 Inland Real Estate Corp 750 8 0.00%
459 Intl Game Technology 100 1 0.00%
460 Intuit Inc 20 4 0.00%
461 Ishares - Japan 1,350 15 0.01%
462 JA SOLAR HOLDINGS COMPANY LIMITED SPON ADR REP5ORD 40 0 0.00%
463 JAZZ PHARMACEUTICALS PLC 100 14 0.01%
464 JOHN BEAN TECHNOLOGIES CORP COM 172 5 0.00%
465 JOHNSON & JOHNSON 17,432 1,712 0.72%
466 JOHNSON CTLS INTL PLC 1,137 54 0.02%
467 JPMORGAN CHASE & CO 42,489 1,977 0.84%
468 JPMORGAN CHASE & CO 1,660 101 0.04%
469 KANSAS CITY SOUTHERN 70 7 0.00%
470 KBR INC 479 13 0.01%
471 KELLOGG CO 120 8 0.00%
472 KENNAMETAL INC 20 1 0.00%
473 KIMBERLY CLARK CORP 8,744 964 0.41%
474 KINDER MORGAN INC DEL 3,400 110 0.05%
475 KODIAK OIL & GAS CORP 25 0 0.00%
476 KRAFT HEINZ CO COM 57 3 0.00%
477 KRISPY KREME DOUGHNT 25 0 0.00%
478 Kinder Morgan Inc. 7,536 557 0.24%
479 L BRANDS INC 200 11 0.00%
480 LA Z BOY INC COM 16,090 436 0.18%
481 LAS VEGAS SANDS CORP 500 40 0.02%
482 LAWSON PRODS INC COM 85 1 0.00%
483 LAZARD LTD 820 39 0.02%
484 LEAR CORP 24,070 2,015 0.85%
485 LEGGETT &PLATT INC 4,500 147 0.06%
486 LEVEL 3 COMM 51 2 0.00%
487 LIBERTY ALL STAR EQUITY FD 5,032 30 0.01%
488 LIFEPOINT HEALTH INC 100 5 0.00%
489 LILLY ELI & CO 293 17 0.01%
490 LIME ENERGY CO COM 357 1 0.00%
491 LINN ENERGY LLC UNIT LTD LIAB 25 1 0.00%
492 LOCKHEED MARTIN CORP 201 33 0.01%
493 LOGITECH INTL S A 100 1 0.00%
494 LOWES COS INC 681 33 0.01%
495 LUBYS INC COM 130 1 0.00%
496 LULULEMON ATHLETICA INC 490 0 0.00%
497 LUMEN TECHNOLOGIES INC 336 11 0.00%
498 LYONDELLBASELL INDUSTRIES N 458 41 0.02%
499 M & T BK CORP 330 40 0.02%
500 MACATAWA BK CORP 200 1 0.00%
Page 10 of 19