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Institutional Investment Manager
Regal Investment Advisors LLC
Regal Investment Advisors LLC (CIK: 0001559789) incorporated in Michigan, located at 2687 44th Street Se, Kentwood, MI. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q1)
Original 13F HR (0001398344-14-002246) filed in 2014.04.18
#
Name
Shares
Value ($)
%
Options
Notes
1 ISHARES TR 119,690 4,908 2.06%
2 SPDR SERIES TRUST 100,360 4,147 1.74%
3 VANGUARD INDEX FDS 58,544 4,134 1.73%
4 SPDR S&P 500 ETF TR 21,558 4,032 1.69%
5 APPLE COMPUTER INC 7,078 3,799 1.59%
6 ISHARES TR 51,467 3,459 1.45%
7 AT&T INC 92,953 3,260 1.37%
8 SPDR SER TR 92,709 2,871 1.20%
9 ISHARES TR 71,465 2,789 1.17%
10 ISHARES TR 23,431 2,726 1.14%
11 SELECT SECTOR SPDR TR 121,889 2,723 1.14%
12 ISHARES TR 14,322 2,695 1.13%
13 VANGUARD TAX-MANAGED FDS 64,799 2,674 1.12%
14 SELECT SECTOR SPDR TR 55,220 2,611 1.10%
15 VANGUARD INDEX FDS 32,749 2,558 1.07%
16 VANGUARD MALVERN FDS 50,516 2,492 1.05%
17 POWERSHARES QQQ TRUST 28,311 2,482 1.04%
18 ADVANCE AUTO PARTS INC 19,377 2,451 1.03%
19 NEWMARKET CORP 6,225 2,433 1.02%
20 ISHARES RUSSELL 3000 ETF 21,294 2,392 1.00%
21 ISHARES TR 27,557 2,385 1.00%
22 ALLIANCE RES PARTNER L P 28,148 2,368 0.99%
23 SPDR SERIES TRUST 54,892 2,329 0.98%
24 VANGUARD BD INDEX FDS 27,951 2,239 0.94%
25 CONOCOPHILLIPS 31,690 2,229 0.94%
26 MASTERCARD INCORPORATED 29,648 2,215 0.93%
27 COMPUTER PROGRAMS & SYS INC COM 33,719 2,178 0.91%
28 ISHARES TR 18,501 2,164 0.91%
29 VARIAN MED SYS INC 25,691 2,158 0.91%
30 PRICELINE GRP INC 1,754 2,091 0.88%
31 UNITED THERAPEUTICS CORP DEL 22,236 2,091 0.88%
32 SOUTHWEST AIRLS CO 87,500 2,066 0.87%
33 CREDIT ACCEP CORP MICH 14,445 2,053 0.86%
34 NATUS MEDICAL INC. 78,841 2,034 0.85%
35 CUMMINS INC 13,556 2,020 0.85%
36 INTER PARFUMS INC COM 55,716 2,017 0.85%
37 VANGUARD INTL EQUITY INDEX F 34,186 2,015 0.85%
38 LEAR CORP 24,070 2,015 0.85%
39 FACTSET RESH SYS INC 18,647 2,010 0.84%
40 JPMORGAN CHASE & CO 42,489 1,977 0.83%
41 ESTERLINE TECHNOLOGIES CORP 18,432 1,964 0.82%
42 ISHARES TR 3YRTB ETF 20,376 1,953 0.82%
43 GAP 48,696 1,951 0.82%
44 RPX CORP 118,106 1,923 0.81%
45 CELGENE CORP 13,763 1,921 0.81%
46 OLD DOMINION FREIGHT LINE IN 33,474 1,899 0.80%
47 ABBVIE INC 36,868 1,895 0.80%
48 SALIX PHARMACEUTICALS INC 18,111 1,876 0.79%
49 GENERAL ELECTRIC CO 70,461 1,824 0.77%
50 BIOGEN INC 5,699 1,743 0.73%
Page 1 of 22
Restatement filing (0001606587-15-000070) filed in 2015.02.17
#
Name
Shares
Value ($)
%
Options
Notes
851 VANGUARD WORLD FD 1,322 170 0.07%
852 VANGUARD WORLD FD 200 21 0.01%
853 VANGUARD WORLD FDS 2,619 290 0.12%
854 VANGUARD WORLD FDS 394 42 0.02%
855 VARIAN MED SYS INC 25,691 2,158 0.91%
856 VECTOR GROUP LTD 3,543 76 0.03%
857 VENTAS INC 158 10 0.00%
858 VERA BRADLEY INC 920 25 0.01%
859 VERIFONE SYS INC 460 16 0.01%
860 VERIZON COMMUNICATIONS INC 20,212 961 0.41%
861 VIAD CORP 294 7 0.00%
862 VISA INC 250 54 0.02%
863 VODAFONE GROUP PLC NEW 4,330 159 0.07%
864 Van Eck 246 7 0.00%
865 Vaneck Vectors Gold 910 21 0.01%
866 W P CAREY INC 1,053 63 0.03%
867 WABTEC CORP 413 32 0.01%
868 WAL-MART STORES INC 2,625 201 0.09%
869 WASTE MGMT INC DEL 1,600 67 0.03%
870 WATERS CORP 500 54 0.02%
871 WELLS FARGO & CO NEW 3,898 194 0.08%
872 WERNER ENTERPRISES INC 3,600 92 0.04%
873 WESTAR ENERGY 1,504 53 0.02%
874 WESTERN ASSET HIGH INCM FD I 1,500 14 0.01%
875 WESTERN GAS PARTNERS LP 126 8 0.00%
876 WESTERN UN CO 1,000 16 0.01%
877 WESTLAKE CHEM CORP 274 18 0.01%
878 WESTPORT FUEL SYSTEMS INC 7,350 106 0.04%
879 WHITEWAVE FOODS CO 100 3 0.00%
880 WHOLE FOODS MKT INC 400 20 0.01%
881 WILLIAMS COS INC DEL 2,000 81 0.03%
882 WISDOMTREE GLOBAL 225 11 0.00%
883 WISDOMTREE TOTAL 236 16 0.01%
884 WISDOMTREE TR 476 23 0.01%
885 WISDOMTREE TR 100 7 0.00%
886 WISDOMTREE TR 1,207 23 0.01%
887 WISDOMTREE TR 100 8 0.00%
888 WISDOMTREE TR 2,433 133 0.06%
889 WISDOMTREE TR 100 7 0.00%
890 WISDOMTREE TR 7,830 384 0.16%
891 WISDOMTREE TRUST EUROPE SMCP DV ETF 325 20 0.01%
892 WORTHINGTON INDS INC 569 22 0.01%
893 WPX ENERGY INC 666 12 0.01%
894 WYNN RESORTS LTD 68 15 0.01%
895 Walgreens 3,679 243 0.10%
896 Warren Resources Inc 409 2 0.00%
897 Welltower Inc. 95 6 0.00%
898 WindStream Corp (win) 3,200 26 0.01%
899 WisdomTree Earnings 500 ETF 562 37 0.02%
900 Wuxi Pharmatech Inc ADR 1,400 52 0.02%
Page 18 of 19