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WESTERN ASSET HIGH INCM FD I
WESTERN ASSET HIGH INCM FD I. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 54 Institutional holders with a total value of $55,785,774.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 GUGGENHEIM CAPITAL LLC 1,625,368 15,197,000 27.24%
2 MORGAN STANLEY 681,058 6,368,000 11.42%
3 LPL Financial LLC 637,141 5,957,000 10.68%
4 Invesco Ltd. 559,327 5,230,000 9.38%
5 Windsor Capital Management, LLC 452,372 4,230,000 7.58%
6 Capital Investment Advisors, LLC 372,141 3,479,514 6.24%
7 UBS AG 175,658 1,643,000 2.95%
8 NATIONAL PLANNING CORP 149,797 1,404,000 2.52%
9 SG Americas Securities, LLC 133,566 1,249,000 2.24%
10 BB&T SECURITIES, LLC 10,594 990,000 1.77%
11 WFG Advisors, LP 103,377 967,000 1.73%
12 BANK OF AMERICA CORP /DE/ 93,916 878,000 1.57%
13 Advisors Asset Management, Inc. 87,873 822,000 1.47%
14 Raymond James Financial Services Advisors, Inc. 85,077 795,000 1.43%
15 GOLDMAN SACHS GROUP INC 69,031 645,000 1.16%
16 RAYMOND JAMES & ASSOCIATES 58,971 551,000 0.99%
17 WELLS FARGO & COMPANY/MN 51,754 484,000 0.87%
18 BENJAMIN F. EDWARDS & COMPANY, INC. 49,871 466,000 0.84%
19 Creative Planning 36,871 345,000 0.62%
20 RAYMOND JAMES TRUST N.A. 36,500 341,000 0.61%
21 Commonwealth Equity Services, Inc 35,649 333,000 0.60%
22 CITIGROUP INC 34,516 323,000 0.58%
23 AMERICAN INTERNATIONAL GROUP, INC. 29,084 271,936 0.49%
24 STEEL GROVE CAPITAL ADVISORS, LLC 28,775 269,000 0.48%
25 Cambridge Investment Research Advisors, Inc. 25,915 242,000 0.43%
26 STIFEL FINANCIAL CORP 24,200 226,000 0.41%
27 MSI Financial Services Inc 23,986 224,000 0.40%
28 LADENBURG THALMANN FINANCIAL SERVICES INC. 23,774 222,000 0.40%
29 Advisors Preferred, LLC 21,423 200,305 0.36%
30 Pekin Hardy Strauss, Inc. 18,500 173,000 0.31%
31 Cetera Advisor Networks LLC 16,912 156,000 0.28%
32 Janney Montgomery Scott LLC 15,510 145,019 0.26%
33 Camarda Financial Advisors, LLC 15,514 145,000 0.26%
34 Granite Investment Advisors, LLC 14,000 131,000 0.23%
35 F&V Capital Management, LLC 13,637 127,000 0.23%
36 Robert W. Baird & Co. Inc 13,160 123,000 0.22%
37 CREDIT SUISSE AG/ 11,902 111,000 0.20%
38 ROYAL BANK OF CANADA 9,614 90,000 0.16%
39 B. Riley Wealth Advisors, Inc. 7,356 69,000 0.12%
40 D.A. DAVIDSON & CO. 2,944 27,000 0.05%
41 B. Riley Wealth Management, Inc. 2,183 20,000 0.04%
42 WASHINGTON TRUST BANK 2,000 19,000 0.03%
43 DEUTSCHE BANK AG\ 2,000 18,000 0.03%
44 1919 Investment Counsel, LLC 1,576 15,000 0.03%
45 Regal Investment Advisors LLC 1,500 14,000 0.03%
46 OPTIMUM INVESTMENT ADVISORS 1,500 14,000 0.03%
47 NEW ENGLAND SECURITIES CORP /MA/ 1,128 11,000 0.02%
48 Clearbridge Investments, LLC 1,000 9,000 0.02%
49 Gradient Investments LLC 750 7,000 0.01%
50 BANK OF MONTREAL /CAN/ 516 5,000 0.01%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.