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Institutional Investment Manager
Regal Investment Advisors LLC
Regal Investment Advisors LLC (CIK: 0001559789) incorporated in Michigan, located at 2687 44th Street Se, Kentwood, MI. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q1)
Original 13F HR (0001398344-14-002246) filed in 2014.04.18
#
Name
Shares
Value ($)
%
Options
Notes
1 ISHARES TR 119,690 4,908 2.06%
2 SPDR SERIES TRUST 100,360 4,147 1.74%
3 VANGUARD INDEX FDS 58,544 4,134 1.73%
4 SPDR S&P 500 ETF TR 21,558 4,032 1.69%
5 APPLE COMPUTER INC 7,078 3,799 1.59%
6 ISHARES TR 51,467 3,459 1.45%
7 AT&T INC 92,953 3,260 1.37%
8 SPDR SER TR 92,709 2,871 1.20%
9 ISHARES TR 71,465 2,789 1.17%
10 ISHARES TR 23,431 2,726 1.14%
11 SELECT SECTOR SPDR TR 121,889 2,723 1.14%
12 ISHARES TR 14,322 2,695 1.13%
13 VANGUARD TAX-MANAGED FDS 64,799 2,674 1.12%
14 SELECT SECTOR SPDR TR 55,220 2,611 1.10%
15 VANGUARD INDEX FDS 32,749 2,558 1.07%
16 VANGUARD MALVERN FDS 50,516 2,492 1.05%
17 POWERSHARES QQQ TRUST 28,311 2,482 1.04%
18 ADVANCE AUTO PARTS INC 19,377 2,451 1.03%
19 NEWMARKET CORP 6,225 2,433 1.02%
20 ISHARES TR 21,294 2,392 1.00%
21 ISHARES TR 27,557 2,385 1.00%
22 ALLIANCE RES PARTNER L P 28,148 2,368 0.99%
23 SPDR SERIES TRUST 54,892 2,329 0.98%
24 VANGUARD BD INDEX FDS 27,951 2,239 0.94%
25 CONOCOPHILLIPS 31,690 2,229 0.94%
26 MASTERCARD INCORPORATED 29,648 2,215 0.93%
27 COMPUTER PROGRAMS & SYS INC COM 33,719 2,178 0.91%
28 ISHARES TR 18,501 2,164 0.91%
29 VARIAN MED SYS INC 25,691 2,158 0.91%
30 PRICELINE GRP INC 1,754 2,091 0.88%
31 UNITED THERAPEUTICS CORP DEL 22,236 2,091 0.88%
32 SOUTHWEST AIRLS CO 87,500 2,066 0.87%
33 CREDIT ACCEP CORP MICH 14,445 2,053 0.86%
34 NATUS MEDICAL INC DEL 78,841 2,034 0.85%
35 CUMMINS INC 13,556 2,020 0.85%
36 INTER PARFUMS INC COM 55,716 2,017 0.85%
37 VANGUARD INTL EQUITY INDEX F 34,186 2,015 0.85%
38 LEAR CORP 24,070 2,015 0.85%
39 FACTSET RESH SYS INC 18,647 2,010 0.84%
40 JPMORGAN CHASE & CO 42,489 1,977 0.83%
41 ESTERLINE TECHNOLOGIES CORP 18,432 1,964 0.82%
42 ISHARES TR 3YRTB ETF 20,376 1,953 0.82%
43 GAP 48,696 1,951 0.82%
44 RPX CORP 118,106 1,923 0.81%
45 CELGENE CORP 13,763 1,921 0.81%
46 OLD DOMINION FGHT LINES INC 33,474 1,899 0.80%
47 ABBVIE INC 36,868 1,895 0.80%
48 SALIX PHARMACEUTICALS INC 18,111 1,876 0.79%
49 GENERAL ELECTRIC CO 70,461 1,824 0.77%
50 BIOGEN INC 5,699 1,743 0.73%
Page 1 of 22
Restatement filing (0001606587-15-000070) filed in 2015.02.17
#
Name
Shares
Value ($)
%
Options
Notes
101 WISDOMTREE TR 100 7 0.00%
102 Bonanza Creek Energy Inc 100 4 0.00%
103 WISDOMTREE TR 100 7 0.00%
104 POWERSHARES ETF TRUST 100 3 0.00%
105 Intl Game Technology 100 1 0.00%
106 PARKER HANNIFIN CORP 100 12 0.01%
107 TABLEAU SOFTWARE INC 100 8 0.00%
108 WHITEWAVE FOODS CO 100 3 0.00%
109 Neo Performance Materials 100 0 0.00%
110 LIFEPOINT HEALTH INC 100 5 0.00%
111 ADOBE INC 100 7 0.00%
112 SUNPOWER CORP 100 3 0.00%
113 CABELAS INC 100 7 0.00%
114 LOGITECH INTL S A 100 1 0.00%
115 RARE ELEMENT RES LTD 100 0 0.00%
116 PRUDENTIAL FINL INC 100 8 0.00%
117 JAZZ PHARMACEUTICALS PLC 100 14 0.01%
118 AGL Resources Inc 100 5 0.00%
119 CAMBRIA ETF TR 100 3 0.00%
120 ISHARES TR 100 3 0.00%
121 HOSPITALITY PPTYS TR 100 3 0.00%
122 WISDOMTREE TR 100 8 0.00%
123 CARNIVAL CORP 100 4 0.00%
124 PEREGRINE PHARMACEUTICALS IN 100 0 0.00%
125 IMAX CORP 100 3 0.00%
126 SPDR SERIES TRUST 101 7 0.00%
127 CA INC 102 3 0.00%
128 SANOFI 103 5 0.00%
129 MARTHA STEWART LIVING OMNIME 108 0 0.00%
130 ISHARES TR 109 12 0.01%
131 FIRST MAJESTIC SILVER CORP 110 1 0.00%
132 TIME WARNER CABLE INC 111 15 0.01%
133 BROOKFIELD INFRAST PARTNERS 111 4 0.00%
134 Safeway Inc - Safeway PDC LLC CVR 113 4 0.00%
135 SPDR INDEX SHS FDS 114 8 0.00%
136 Breitburn Energy Partners LP 115 2 0.00%
137 STRAYER EDUCATION INC 115 5 0.00%
138 POWERSHARES ETF TRUST 116 12 0.01%
139 Star Bulk Carriers Corp. 116 2 0.00%
140 DirectTV Com 118 9 0.00%
141 NATIONAL HEALTH INVS INC 119 7 0.00%
142 SHIP FINANCE INTERNATIONAL L 120 2 0.00%
143 CLIFFS NAT RES INC 120 2 0.00%
144 BED BATH & BEYOND INC 120 8 0.00%
145 KELLOGG CO 120 8 0.00%
146 WESTERN GAS PARTNERS LP 126 8 0.00%
147 LUBY'S INC 130 1 0.00%
148 STMICROELECTRONICS N V 130 1 0.00%
149 ACUITY BRANDS INC 130 17 0.01%
150 VANGUARD LONG TERM BOND ETF 131 11 0.00%
Page 3 of 19