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Institutional Investment Manager
Regal Investment Advisors LLC
Regal Investment Advisors LLC (CIK: 0001559789) incorporated in Michigan, located at 2687 44th Street Se, Kentwood, MI. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q1)
Original 13F HR (0001398344-14-002246) filed in 2014.04.18
#
Name
Shares
Value ($)
%
Options
Notes
1 ISHARES TR 119,690 4,908 2.06%
2 SPDR SERIES TRUST 100,360 4,147 1.74%
3 VANGUARD INDEX FDS 58,544 4,134 1.73%
4 SPDR S&P 500 ETF TR 21,558 4,032 1.69%
5 APPLE COMPUTER INC 7,078 3,799 1.59%
6 ISHARES TR 51,467 3,459 1.45%
7 AT&T INC 92,953 3,260 1.37%
8 SPDR SER TR 92,709 2,871 1.20%
9 ISHARES TR 71,465 2,789 1.17%
10 ISHARES TR 23,431 2,726 1.14%
11 SELECT SECTOR SPDR TR 121,889 2,723 1.14%
12 ISHARES TR 14,322 2,695 1.13%
13 VANGUARD TAX-MANAGED FDS 64,799 2,674 1.12%
14 SELECT SECTOR SPDR TR 55,220 2,611 1.10%
15 VANGUARD INDEX FDS 32,749 2,558 1.07%
16 VANGUARD MALVERN FDS 50,516 2,492 1.05%
17 POWERSHARES QQQ TRUST 28,311 2,482 1.04%
18 ADVANCE AUTO PARTS INC 19,377 2,451 1.03%
19 NEWMARKET CORP 6,225 2,433 1.02%
20 ISHARES RUSSELL 3000 ETF 21,294 2,392 1.00%
21 ISHARES TR 27,557 2,385 1.00%
22 ALLIANCE RES PARTNER L P 28,148 2,368 0.99%
23 SPDR SERIES TRUST 54,892 2,329 0.98%
24 VANGUARD BD INDEX FDS 27,951 2,239 0.94%
25 CONOCOPHILLIPS 31,690 2,229 0.94%
26 MASTERCARD INCORPORATED 29,648 2,215 0.93%
27 COMPUTER PROGRAMS & SYS INC COM 33,719 2,178 0.91%
28 ISHARES TR 18,501 2,164 0.91%
29 VARIAN MED SYS INC 25,691 2,158 0.91%
30 PRICELINE GRP INC 1,754 2,091 0.88%
31 UNITED THERAPEUTICS CORP DEL 22,236 2,091 0.88%
32 SOUTHWEST AIRLS CO 87,500 2,066 0.87%
33 CREDIT ACCEP CORP MICH 14,445 2,053 0.86%
34 NATUS MEDICAL INC. 78,841 2,034 0.85%
35 CUMMINS INC 13,556 2,020 0.85%
36 INTER PARFUMS INC COM 55,716 2,017 0.85%
37 VANGUARD INTL EQUITY INDEX F 34,186 2,015 0.85%
38 LEAR CORP 24,070 2,015 0.85%
39 FACTSET RESH SYS INC 18,647 2,010 0.84%
40 JPMORGAN CHASE & CO 42,489 1,977 0.83%
41 ESTERLINE TECHNOLOGIES CORP 18,432 1,964 0.82%
42 ISHARES TR 3YRTB ETF 20,376 1,953 0.82%
43 GAP 48,696 1,951 0.82%
44 RPX CORP 118,106 1,923 0.81%
45 CELGENE CORP 13,763 1,921 0.81%
46 OLD DOMINION FREIGHT LINE IN 33,474 1,899 0.80%
47 ABBVIE INC 36,868 1,895 0.80%
48 SALIX PHARMACEUTICALS INC 18,111 1,876 0.79%
49 GENERAL ELECTRIC CO 70,461 1,824 0.77%
50 BIOGEN INC 5,699 1,743 0.73%
Page 1 of 22
Restatement filing (0001606587-15-000070) filed in 2015.02.17
#
Name
Shares
Value ($)
%
Options
Notes
251 HONDA MOTOR LTD 260 9 0.00%
252 NETFLIX INC 25 9 0.00%
253 HIMAX TECHNOLOGIES INC 800 9 0.00%
254 DirectTV Com 118 9 0.00%
255 INTL PAPER CO 200 9 0.00%
256 ZOETIS INC 295 9 0.00%
257 ISHARES TR 95 9 0.00%
258 iPath S&P 500 VIX Short-Term F 212 9 0.00%
259 VENTAS INC 158 10 0.00%
260 COMERICA INC 200 10 0.00%
261 MANULIFE FINL CORP 494 10 0.00%
262 ASTRAZENECA PLC 148 10 0.00%
263 SALESFORCE COM INC 170 10 0.00%
264 GALLAGHER ARTHUR J & CO 200 10 0.00%
265 DIREXION SHS ETF TR 250 10 0.00%
266 FIRST TR MID CAP CORE ALPHAD 200 10 0.00%
267 ALLSTATE CORP 185 10 0.00%
268 OMEGA HEALTHCARE INVS INC 300 10 0.00%
269 HIBBETT INC COM 193 10 0.00%
270 DOLLAR TREE INC 189 10 0.00%
271 TESORO CORP 200 10 0.00%
272 BOSTON BEER INC 42 10 0.00%
273 AQUA AMERICA INC 406 10 0.00%
274 NUVEEN INVT MN QTY I 700 10 0.00%
275 FIRST AMERN FINL CORP 378 10 0.00%
276 ISHARES INC 200 10 0.00%
277 CNH INDL N V 921 11 0.00%
278 MBT FINL CORP 2,308 11 0.00%
279 CROWN CASTLE INTL CORP 150 11 0.00%
280 VANGUARD LONG TERM BOND ETF 131 11 0.00%
281 L BRANDS INC 200 11 0.00%
282 NISOURCE 318 11 0.00%
283 HCA HOLDINGS INC 200 11 0.00%
284 DIREXION SHS ETF TRUST DAILY 20 YR TREASURY BEAR 200 11 0.00%
285 LUMEN TECHNOLOGIES INC 336 11 0.00%
286 WISDOMTREE GLOBAL 225 11 0.00%
287 HARTFORD FINL SVCS GROUP INC 300 11 0.00%
288 ROSS STORES INC 149 11 0.00%
289 VANGUARD STAR FDS 215 11 0.00%
290 ECHOSTAR CORP CL A 236 11 0.00%
291 CREDIT SUISSE AG NASSAU BRH 200 11 0.00%
292 US BANCORP DEL 249 11 0.00%
293 AMERICAN INTL GROUP INC 212 11 0.00%
294 PowerShares Russell Midcap Equal Wt ETF 335 12 0.01%
295 NOODLES AND CO CL A 300 12 0.01%
296 CBRE CLARION GLOBAL REAL EST 1,400 12 0.01%
297 WPX ENERGY INC 666 12 0.01%
298 BEYOND INC 600 12 0.01%
299 Pandora Media Inc 400 12 0.01%
300 PARKER HANNIFIN CORP 100 12 0.01%
Page 6 of 19