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FIRST TR MID CAP CORE ALPHAD
FIRST TR MID CAP CORE ALPHAD. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 63 Institutional holders with a total value of $434,507,489.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 1,630,202 83,906,000 19.31%
2 WELLS FARGO & COMPANY/MN 1,436,074 73,915,000 17.01%
3 UBS AG 1,167,884 60,111,000 13.83%
4 Dorsey Wright & Associates 600,320 30,685,000 7.06%
5 LPL Financial LLC 486,148 25,022,000 5.76%
6 RAYMOND JAMES & ASSOCIATES 455,313 23,435,000 5.39%
7 Arrow Investment Advisors, LLC 422,200 21,731,000 5.00%
8 BANK OF AMERICA CORP /DE/ 368,832 18,984,000 4.37%
9 CHURCHILL MANAGEMENT Corp 292,690 15,065,000 3.47%
10 Janney Montgomery Scott LLC 232,327 11,957,849 2.75%
11 ROYAL BANK OF CANADA 214,233 11,026,000 2.54%
12 BB&T SECURITIES, LLC 13,738 7,070,000 1.63%
13 SUSQUEHANNA INTERNATIONAL GROUP, LLP 136,343 7,018,000 1.62%
14 Robert W. Baird & Co. Inc 104,792 5,394,000 1.24%
15 HL FINANCIAL SERVICES LLC 90,479 4,657,000 1.07%
16 STIFEL FINANCIAL CORP 72,845 3,749,000 0.86%
17 AMERIPRISE FINANCIAL INC 67,506 3,464,000 0.80%
18 Legacy Private Trust Co. 60,317 3,105,000 0.71%
19 Commonwealth Equity Services, Inc 43,305 2,229,000 0.51%
20 JPMORGAN CHASE & CO 42,482 2,187,000 0.50%
21 Cetera Advisors LLC 42,015 2,162,000 0.50%
22 D.A. DAVIDSON & CO. 36,206 1,863,000 0.43%
23 Cambridge Investment Research Advisors, Inc. 26,593 1,369,000 0.32%
24 DEUTSCHE BANK AG\ 24,980 1,285,000 0.30%
25 OPPENHEIMER & CO INC 23,852 1,228,000 0.28%
26 Private Advisor Group, LLC 23,143 1,191,000 0.27%
27 AMERICAN INTERNATIONAL GROUP, INC. 22,712 1,168,986 0.27%
28 Astor Investment Management LLC 20,930 1,077,000 0.25%
29 FIRST TRUST ADVISORS LP 18,251 939,000 0.22%
30 CAHILL FINANCIAL ADVISORS INC 17,040 878,000 0.20%
31 BENJAMIN F. EDWARDS & COMPANY, INC. 13,980 720,000 0.17%
32 Placemark Investments, Inc. 11,034 568,000 0.13%
33 B. Riley Wealth Advisors, Inc. 9,554 492,000 0.11%
34 USCA RIA LLC 8,564 441,000 0.10%
35 ENVESTNET ASSET MANAGEMENT INC 8,440 434,000 0.10%
36 RAYMOND JAMES TRUST N.A. 8,364 431,000 0.10%
37 SII INVESTMENTS INC/WI 8,112 390,000 0.09%
38 COMERICA SECURITIES INC 7,536 388,000 0.09%
39 B. Riley Wealth Management, Inc. 6,227 321,000 0.07%
40 NATIONAL PLANNING CORP 6,063 316,000 0.07%
41 CITADEL ADVISORS LLC 5,635 290,000 0.07%
42 Hilltop Holdings Inc. 4,555 234,000 0.05%
43 First Allied Advisory Services, Inc. 4,562 234,000 0.05%
44 VSR Financial Services, Inc. 4,369 225,000 0.05%
45 SYNOVUS FINANCIAL CORP 3,579 184,000 0.04%
46 NEW ENGLAND SECURITIES CORP /MA/ 3,289 169,000 0.04%
47 Creative Planning 2,822 145,000 0.03%
48 WFG Advisors, LP 2,413 124,000 0.03%
49 LADENBURG THALMANN FINANCIAL SERVICES INC. 2,321 119,000 0.03%
50 FIFTH THIRD BANCORP 1,500 77,000 0.02%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.