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Institutional Investment Manager
Regal Investment Advisors LLC
Regal Investment Advisors LLC (CIK: 0001559789) incorporated in Michigan, located at 2687 44th Street Se, Kentwood, MI. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q1)
Original 13F HR (0001398344-14-002246) filed in 2014.04.18
#
Name
Shares
Value ($)
%
Options
Notes
1 ISHARES TR 119,690 4,908 2.06%
2 SPDR SERIES TRUST 100,360 4,147 1.74%
3 VANGUARD INDEX FDS 58,544 4,134 1.73%
4 SPDR S&P 500 ETF TR 21,558 4,032 1.69%
5 APPLE COMPUTER INC 7,078 3,799 1.59%
6 ISHARES TR 51,467 3,459 1.45%
7 AT&T INC 92,953 3,260 1.37%
8 SPDR SER TR 92,709 2,871 1.20%
9 ISHARES TR 71,465 2,789 1.17%
10 ISHARES TR 23,431 2,726 1.14%
11 SELECT SECTOR SPDR TR 121,889 2,723 1.14%
12 ISHARES TR 14,322 2,695 1.13%
13 VANGUARD TAX-MANAGED FDS 64,799 2,674 1.12%
14 SELECT SECTOR SPDR TR 55,220 2,611 1.10%
15 VANGUARD INDEX FDS 32,749 2,558 1.07%
16 VANGUARD MALVERN FDS 50,516 2,492 1.05%
17 POWERSHARES QQQ TRUST 28,311 2,482 1.04%
18 ADVANCE AUTO PARTS INC 19,377 2,451 1.03%
19 NEWMARKET CORP 6,225 2,433 1.02%
20 ISHARES RUSSELL 3000 ETF 21,294 2,392 1.00%
21 ISHARES TR 27,557 2,385 1.00%
22 ALLIANCE RES PARTNER L P 28,148 2,368 0.99%
23 SPDR SERIES TRUST 54,892 2,329 0.98%
24 VANGUARD BD INDEX FDS 27,951 2,239 0.94%
25 CONOCOPHILLIPS 31,690 2,229 0.94%
26 MASTERCARD INCORPORATED 29,648 2,215 0.93%
27 COMPUTER PROGRAMS & SYS INC COM 33,719 2,178 0.91%
28 ISHARES TR 18,501 2,164 0.91%
29 VARIAN MED SYS INC 25,691 2,158 0.91%
30 PRICELINE GRP INC 1,754 2,091 0.88%
31 UNITED THERAPEUTICS CORP DEL 22,236 2,091 0.88%
32 SOUTHWEST AIRLS CO 87,500 2,066 0.87%
33 CREDIT ACCEP CORP MICH 14,445 2,053 0.86%
34 NATUS MEDICAL INC. 78,841 2,034 0.85%
35 CUMMINS INC 13,556 2,020 0.85%
36 INTER PARFUMS INC COM 55,716 2,017 0.85%
37 VANGUARD INTL EQUITY INDEX F 34,186 2,015 0.85%
38 LEAR CORP 24,070 2,015 0.85%
39 FACTSET RESH SYS INC 18,647 2,010 0.84%
40 JPMORGAN CHASE & CO 42,489 1,977 0.83%
41 ESTERLINE TECHNOLOGIES CORP 18,432 1,964 0.82%
42 ISHARES TR 3YRTB ETF 20,376 1,953 0.82%
43 GAP 48,696 1,951 0.82%
44 RPX CORP 118,106 1,923 0.81%
45 CELGENE CORP 13,763 1,921 0.81%
46 OLD DOMINION FREIGHT LINE IN 33,474 1,899 0.80%
47 ABBVIE INC 36,868 1,895 0.80%
48 SALIX PHARMACEUTICALS INC 18,111 1,876 0.79%
49 GENERAL ELECTRIC CO 70,461 1,824 0.77%
50 BIOGEN INC 5,699 1,743 0.73%
Page 1 of 22
Restatement filing (0001606587-15-000070) filed in 2015.02.17
#
Name
Shares
Value ($)
%
Options
Notes
1 ELECTRONIC ARTS INC 2 0 0.00%
2 PROTHENA CORP PLC 3 0 0.00%
3 Quantum Fuel Systems Tech Worl 4 0 0.00%
4 HUNTINGTON INGALLS INDS INC 5 1 0.00%
5 DIREXION SHS ETF TR 5 0 0.00%
6 MALLINCKRODT PUB LTD CO 5 0 0.00%
7 TIM PARTICIPACOES S A 5 0 0.00%
8 NU SKIN ENTERPRISES INC 6 0 0.00%
9 ISHARES TR 10 1 0.00%
10 SONY GROUP CORP 10 0 0.00%
11 PANERA BREAD CO 10 2 0.00%
12 ETFS PHYSICAL PLATINUM SHARES 10 1 0.00%
13 CAPELLA EDUCATION 12 1 0.00%
14 ZIMMER BIOMET HLDGS INC 12 1 0.00%
15 GOLDMAN SACHS GROUP INC 14 2 0.00%
16 SIMON PPTY GROUP INC NEW 15 2 0.00%
17 ROYAL BK SCOTLAND GROUP PLC 15 0 0.00%
18 YAHOO INC 15 1 0.00%
19 INGERSOLL-RAND PLC 20 1 0.00%
20 LIFE STORAGE INC 20 0 0.00%
21 Intuit Inc 20 4 0.00%
22 DECKERS OUTDOOR CORP 20 2 0.00%
23 KENNAMETAL INC 20 1 0.00%
24 HORMEL FOODS CORP 20 1 0.00%
25 NANOMETRICS INC 20 0 0.00%
26 Adt Corp 20 1 0.00%
27 CNOOC LTD 20 3 0.00%
28 NETFLIX INC 25 9 0.00%
29 KRISPY KREME DOUGHNT 25 0 0.00%
30 KODIAK OIL & GAS CORP 25 0 0.00%
31 LINN ENERGY LLC UNIT LTD LIAB 25 1 0.00%
32 ISHARES RUSSELL 2000 VALUE ETF 26 3 0.00%
33 TELEFONICA BRASIL SA 26 1 0.00%
34 SUNTRUST BKS INC 29 1 0.00%
35 Cimpress NV 30 1 0.00%
36 DISCOVER FINL SVCS 30 2 0.00%
37 FASTENAL CO 30 1 0.00%
38 UNISYS CORP 32 1 0.00%
39 C&J ENERGY SVCS INC 33 1 0.00%
40 ISHARES TR 35 1 0.00%
41 PROSHARES TR 35 4 0.00%
42 CARLYLE GROUP L P 35 1 0.00%
43 HILLSHIRE BRANDS COMPANY 36 1 0.00%
44 NORTHROP GRUMMAN CORP 36 4 0.00%
45 APACHE CORP 36 3 0.00%
46 UNITEDHEALTH GROUP INC 38 3 0.00%
47 TELUS CORP 40 2 0.00%
48 GENERAL DYNAMICS CORP 40 4 0.00%
49 COMMUNITY HEALTH SYS INC NEW 40 2 0.00%
50 CONTINENTAL RESOURE 40 5 0.00%
Page 1 of 19