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Institutional Investment Manager
Regal Investment Advisors LLC
Regal Investment Advisors LLC (CIK: 0001559789) incorporated in Michigan, located at 2687 44th Street Se, Kentwood, MI. Institutional holdings reported to the SEC.

Institutional Holdings (2015Q3)
Portfolio Summary: 1,119 holdings with a total value of $385,317,000.
#
Name
Shares
Value ($)
%
Options
Notes
151 BP PRUDHOE BAY RTY TR 40 1,000 0.00%
152 LAZARD LTD 50 2,000 0.00%
153 GLOBAL X FDS 300 2,000 0.00%
154 POLYMET MINING CORP 3,000 2,000 0.00%
155 HORMEL FOODS CORP 35 2,000 0.00%
156 FORTINET INC 52 2,000 0.00%
157 ADVENT CLAYMORE ENH GRW & IN 325 2,000 0.00%
158 ANTHEM INC 20 2,000 0.00%
159 ESSENT GROUP LTD 100 2,000 0.00%
160 SUNPOWER CORP 100 2,000 0.00%
161 PIONEER FLOATING RATE TR 200 2,000 0.00%
162 US BANCORP DEL 51 2,000 0.00%
163 VANGUARD INTL EQUITY INDEX F 68 2,000 0.00%
164 AMERICAN TOWER CORP NEW 30 2,000 0.00%
165 SKYWORKS SOLUTIONS INC 35 2,000 0.00%
166 STATOIL ASA 160 2,000 0.00%
167 POWERSHARES ETF TRUST 100 2,000 0.00%
168 BREITBURN ENERGY PARTNERS LP COM 1,165 2,000 0.00%
169 PROSHARES ULTRASHORT RUSSELL2000 50 2,000 0.00%
170 KBR INC 150 2,000 0.00%
171 Market Vectors Biotech 20 2,000 0.00%
172 BIOSHARES BIOTCHNLGY 100 2,000 0.00%
173 GENERAL MTRS CO 127 2,000 0.00%
174 PROSHARES PSHS ULT HLTHCRE ETF 40 2,000 0.00%
175 SIMON PPTY GROUP INC NEW 11 2,000 0.00%
176 SCHWAB U.S. BROAD MARKET ETF 55 2,000 0.00%
177 ASCENA RETAIL GROUP INC COM 200 2,000 0.00%
178 ETFIS SER TR I 100 2,000 0.00%
179 Van Eck 70 2,000 0.00%
180 WYNN RESORTS LTD 50 2,000 0.00%
181 ISHARES TR 100 2,000 0.00%
182 SUNCOR ENERGY INC NEW 106 2,000 0.00%
183 Market Vector Junior 150 2,000 0.00%
184 PDL BIOPHARMA INC 500 2,000 0.00%
185 TRINITY INDS INC 100 2,000 0.00%
186 Market Vctrs Rare Erth 143 2,000 0.00%
187 PROSHARES TR 86 2,000 0.00%
188 VIASAT INC 32 2,000 0.00%
189 VOXELJET AG 513 2,000 0.00%
190 CLAYMORE ETF GUGGENHEIM MID-CAP 50 2,000 0.00%
191 AUTODESK INC 50 2,000 0.00%
192 PETROLEO BRASILEIRO SA PETRO 575 2,000 0.00%
193 DEVON ENERGY CORP NEW 57 2,000 0.00%
194 KITE PHARMA INCORPORATED 37 2,000 0.00%
195 KEYCORP 200 2,000 0.00%
196 FIAT CHRYSLER AUTOMOBILES N 220 2,000 0.00%
197 TAIWAN SEMICONDUCTOR MFG LTD 100 2,000 0.00%
198 BANK AMER CORP 3 3,000 0.00%
199 WHITING PETE CORP NEW 200 3,000 0.00%
200 ADVENT CLAYMORE CV SECS & INCORPORATED 300 3,000 0.00%
Page 4 of 23

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001606587-15-000309, filed 2015.11.12).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.