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POLYMET MINING CORP COM
POLYMET MINING CORP COM. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 39 Institutional holders with a total value of $1,423,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 ELKHORN PARTNERS LIMITED PARTNERSHIP 387,000 263,000 18.48%
2 UBS Group AG 199,470 135,000 9.49%
3 COMMERZBANK AKTIENGESELLSCHAFT /FI 192,320 131,000 9.21%
4 BARING ASSET MANAGEMENT Ltd 183,540 123,000 8.64%
5 SNS Financial Group, LLC 141,855 96,000 6.75%
6 FIRST TRUST ADVISORS LP 113,100 77,000 5.41%
7 VR Advisory Services Ltd 107,550 73,000 5.13%
8 PERKINS CAPITAL MANAGEMENT INC 105,500 72,000 5.06%
9 Geneva Advisors, LLC 88,803 60,000 4.22%
10 US BANCORP \DE\ 80,000 54,000 3.79%
11 LPL Financial LLC 52,360 42,000 2.95%
12 JANE STREET GROUP, LLC 44,533 30,000 2.11%
13 Geduld E E 40,000 27,000 1.90%
14 WELLS FARGO & COMPANY/MN 33,637 23,000 1.62%
15 Cambridge Investment Research Advisors, Inc. 34,098 23,000 1.62%
16 JNBA Financial Advisors 28,603 19,000 1.34%
17 Creative Planning 25,000 17,000 1.19%
18 Virtu KCG Holdings LLC 23,740 16,000 1.12%
19 ROYAL BANK OF CANADA 22,650 15,000 1.05%
20 EDMOND DE ROTHSCHILD (SUISSE) S.A. 14,500 10,000 0.70%
21 BANK HAPOALIM BM 14,000 10,000 0.70%
22 WFG Advisors, LP 15,200 10,000 0.70%
23 FutureAdvisor, Inc. 14,803 10,000 0.70%
24 EDMOND DE ROTHSCHILD HOLDING S.A. 14,500 10,000 0.70%
25 AMERICAN INTERNATIONAL GROUP, INC. 11,250 8,000 0.56%
26 AMERIPRISE FINANCIAL INC 12,448 8,000 0.56%
27 LADENBURG THALMANN FINANCIAL SERVICES INC. 11,137 8,000 0.56%
28 J.P. Morgan Private Wealth Advisors LLC 10,000 7,000 0.49%
29 WEDBUSH SECURITIES INC 10,500 7,000 0.49%
30 MAIRS & POWER INC 10,000 7,000 0.49%
31 Cetera Advisors LLC 11,500 7,000 0.49%
32 CG Asset Management LLC 10,000 7,000 0.49%
33 WealthTrust Fairport, LLC 10,000 7,000 0.49%
34 NEXT Financial Group, Inc 6,000 4,000 0.28%
35 MORGAN STANLEY 5,800 4,000 0.28%
36 Regal Investment Advisors LLC 3,000 2,000 0.14%
37 BANK OF AMERICA CORP /DE/ 1,900 1,000 0.07%
38 CapWealth Advisors, LLC 500 0 0.00%
39 TORONTO DOMINION BANK 500 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.