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CLAYMORE EXCHANGE TRD FD TR
CLAYMORE EXCHANGE TRD FD TR. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 27 Institutional holders with a total value of $36,592,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 242,879 11,459,000 31.32%
2 UBS Group AG 102,470 4,835,000 13.21%
3 WELLS FARGO & COMPANY/MN 74,984 3,538,000 9.67%
4 LPL Financial LLC 56,214 2,738,000 7.48%
5 BANK OF AMERICA CORP /DE/ 52,194 2,462,000 6.73%
6 AMERIPRISE FINANCIAL INC 37,434 1,766,000 4.83%
7 CITADEL ADVISORS LLC 35,887 1,693,000 4.63%
8 Private Advisor Group, LLC 30,479 1,438,000 3.93%
9 VSR Financial Services, Inc. 22,650 1,069,000 2.92%
10 B. Riley Wealth Advisors, Inc. 19,960 942,000 2.57%
11 SUSQUEHANNA INTERNATIONAL GROUP, LLP 17,097 807,000 2.21%
12 Commonwealth Equity Services, Inc 16,070 758,000 2.07%
13 RAYMOND JAMES & ASSOCIATES 13,553 639,000 1.75%
14 Partnervest Advisory Services LLC 9,214 435,000 1.19%
15 GREAT LAKES ADVISORS, LLC 6,983 329,000 0.90%
16 J.P. Turner & Co Capital Mnagement, LLC 5,975 281,000 0.77%
17 AMERICAN INTERNATIONAL GROUP, INC. 5,769 272,000 0.74%
18 First Heartland Consultants, Inc. 5,711 269,000 0.74%
19 ROYAL BANK OF CANADA 5,296 249,000 0.68%
20 LADENBURG THALMANN FINANCIAL SERVICES INC. 4,795 226,000 0.62%
21 M&T BANK CORP 4,500 212,000 0.58%
22 ENVESTNET ASSET MANAGEMENT INC 1,370 65,000 0.18%
23 Creative Planning 1,310 62,000 0.17%
24 MANUFACTURERS LIFE INSURANCE COMPANY, THE 911 43,000 0.12%
25 CITIGROUP INC 68 3,000 0.01%
26 Regal Investment Advisors LLC 50 2,000 0.01%
27 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.