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Institutional Investment Manager
Regent Investment Management LLC
Regent Investment Management LLC (CIK: 0001559968) incorporated in Kentucky, located at 4350 Brownsboro Road, Louisville, KY. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q1)
Original 13F HR (0001559968-14-000004) filed in 2014.04.14
#
Name
Shares
Value ($)
%
Options
Notes
1 CVS HEALTH CORP 71,226 5,332 2.82%
2 JOHNSON & JOHNSON 50,897 5,000 2.64%
3 APPLE INC 8,969 4,814 2.54%
4 Walgreens 71,755 4,738 2.50%
5 ALPHABET INC C NON VOTING SHAR 3,899 4,345 2.30%
6 PROCTER AND GAMBLE CO 53,749 4,332 2.29%
7 JPMorgan Chase & Co 65,355 3,968 2.10%
8 FARMERS CAP BK CORP COM 172,202 3,868 2.04%
9 MACYS INC 60,970 3,615 1.91%
10 DIAGEO P L C 28,379 3,536 1.87%
11 McKesson Corp 19,958 3,524 1.86%
12 GILEAD SCIENCES INC 49,717 3,523 1.86%
13 CHEVRON CORP NEW 24,769 2,945 1.56%
14 INTERNATIONAL BUSINESS MACHS 13,958 2,687 1.42%
15 COCA COLA CO 67,892 2,625 1.39%
16 HALLIBURTON CO 43,370 2,554 1.35%
17 V F CORP 40,461 2,504 1.32%
18 EXPRESS SCRIPTS HOLDING COMPAN 32,247 2,421 1.28%
19 Verizon Communications Inc 49,363 2,348 1.24%
20 DU PONT E I DE NEMOURS & CO 34,643 2,325 1.23%
21 TIME WARNER INC 34,790 2,273 1.20%
22 CAPITALA FINANCE CO 115,113 2,219 1.17%
23 WILLIAMS COS INC DEL 53,255 2,161 1.14%
24 CELGENE CORP 15,352 2,143 1.13%
25 Kinder Morgan Inc 62,280 2,023 1.07%
26 PRUDENTIAL FINL INC 22,820 1,932 1.02%
27 CISCO SYSTEMS INC 85,974 1,927 1.02%
28 ISHARES TR 22,311 1,914 1.01%
29 ConocoPhillips 27,162 1,911 1.01%
30 GENERAL MLS INC 35,575 1,843 0.97%
31 National Australia Bank ADR 35,500 1,733 0.92%
32 AmerisourceBergen 25,809 1,693 0.89%
33 PEPSICO INC 20,178 1,685 0.89%
34 EATON CORPORATION PLC 22,319 1,677 0.89%
35 ISHARES RUSSELL 2000 GROWTH ETF 12,316 1,676 0.89%
36 Exxon Mobil Corp 16,914 1,652 0.87%
37 HERTZ GLOBAL HOLDINGS INC 58,550 1,560 0.82%
38 BAXTER INTL INC 20,716 1,524 0.81%
39 MERCK & CO INC 26,667 1,514 0.80%
40 GENERAL ELECTRIC CO 57,475 1,488 0.79%
41 DISNEY WALT CO 17,435 1,396 0.74%
42 CONAGRA BRANDS INC 43,920 1,363 0.72%
43 TJX COS INC NEW 22,346 1,355 0.72%
44 MCDONALDS CORP 13,551 1,328 0.70%
45 UNION PAC CORP 7,047 1,322 0.70%
46 3M Co 9,733 1,320 0.70%
47 US BANCORP DEL 30,429 1,304 0.69%
48 SEAGATE TECHNOLOGY PLC 22,997 1,292 0.68%
49 METLIFE INC 23,796 1,256 0.66%
50 SCHLUMBERGER LTD 12,724 1,241 0.66%
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