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Institutional Investment Manager
Regent Investment Management LLC
Regent Investment Management LLC (CIK: 0001559968) incorporated in Kentucky, located at 4350 Brownsboro Road, Louisville, KY. Institutional holdings reported to the SEC.

Institutional Holdings (2015Q2)
Original 13F HR (0001559968-15-000007) filed in 2015.07.15
#
Name
Shares
Value ($)
%
Options
Notes
1 CVS HEALTH CORP 69,103 7,248 3.65%
2 APPLE INC 55,093 6,910 3.48%
3 WALGREENS BOOTS ALLIANCE INC 71,825 6,065 3.05%
4 JPMorgan Chase & Co 80,758 5,472 2.75%
5 McKesson Corp 23,270 5,231 2.63%
6 GILEAD SCIENCES INC 40,480 4,739 2.39%
7 CELGENE CORP 40,474 4,684 2.36%
8 FARMERS CAP BK CORP COM 164,718 4,683 2.36%
9 JOHNSON & JOHNSON 41,889 4,082 2.05%
10 MACYS INC 55,709 3,759 1.89%
11 TIME WARNER INC 40,385 3,530 1.78%
12 PROCTER AND GAMBLE CO 44,476 3,480 1.75%
13 WILLIAMS COS INC DEL 51,685 2,966 1.49%
14 V F CORP 41,166 2,871 1.45%
15 KINDER MORGAN INC DEL 74,568 2,863 1.44%
16 ALPHABET INC C NON VOTING SHAR 5,176 2,694 1.36%
17 Mylan N.V. 39,025 2,648 1.33%
18 CHEVRON CORP NEW 26,457 2,552 1.28%
19 PRICELINE GRP INC 2,102 2,420 1.22%
20 VERIZON COMMUNICATIONS 51,598 2,405 1.21%
21 AMERISOURCEBERGEN CO 22,500 2,393 1.20%
22 DIAGEO P L C 19,689 2,285 1.15%
23 EXPRESS SCRIPTS HOLDING COMPAN 25,162 2,238 1.13%
24 PRUDENTIAL FINL INC 25,485 2,230 1.12%
25 CAPITALA FINANCE CO 141,612 2,209 1.11%
26 GOOGLE INC CL A 3,964 2,141 1.08%
27 MERCK & CO INC 35,927 2,045 1.03%
28 Cisco Systems Inc 73,229 2,011 1.01%
29 ISHARES RUSSELL 2000 GROWTH ETF 12,581 1,945 0.98%
30 DU PONT E I DE NEMOURS & CO 30,100 1,925 0.97%
31 ISHARES TR 37,350 1,722 0.87%
32 UNION PAC CORP 17,285 1,649 0.83%
33 WHIRLPOOL 9,095 1,574 0.79%
34 GENERAL MLS INC 27,530 1,534 0.77%
35 ConocoPhillips 24,462 1,502 0.76%
36 UNITEDHEALTH GROUP INC 12,214 1,490 0.75%
37 COCA COLA CO 37,734 1,480 0.74%
38 VANGUARD INTL EQUITY INDEX F 35,237 1,440 0.72%
39 EATON CORPORATION PLC 21,014 1,418 0.71%
40 GENERAL ELECTRIC CO 53,071 1,410 0.71%
41 ALLERGAN PLC 4,605 1,397 0.70%
42 TJX COS INC NEW 20,811 1,377 0.69%
43 METLIFE INC 23,196 1,299 0.65%
44 THERMO FISHER SCIENTIFIC INC 9,845 1,277 0.64%
45 SEAGATE TECHNOLOGY PLC 26,660 1,266 0.64%
46 HALLIBURTON 28,175 1,213 0.61%
47 YUM BRANDS INC 13,320 1,200 0.60%
48 BRISTOL MYERS SQUIBB CO 17,575 1,169 0.59%
49 AMERICAN INTL GROUP INC 18,665 1,154 0.58%
50 HOME DEPOT INC 10,310 1,146 0.58%
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