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Institutional Investment Manager
Regent Investment Management LLC
Regent Investment Management LLC (CIK: 0001559968) incorporated in Kentucky, located at 4350 Brownsboro Road, Louisville, KY. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Original 13F HR (0001559968-16-000020) filed in 2016.10.18
#
Name
Shares
Value ($)
%
Options
Notes
1 APPLE INC 56,280 6,362 3.31%
2 CVS HEALTH CORP 69,131 6,152 3.20%
3 WALGREENS BOOTS ALLIANCE INC 75,991 6,126 3.18%
4 JPMorgan Chase & Co 86,734 5,776 3.00%
5 JOHNSON & JOHNSON 43,325 5,118 2.66%
6 FARMERS CAP BK CORP COM 164,718 4,882 2.54%
7 PROCTER AND GAMBLE CO 49,887 4,477 2.33%
8 CELGENE CORP 41,324 4,320 2.24%
9 ALPHABET INC 5,164 4,014 2.09%
10 FACEBOOK INC CL A 30,805 3,951 2.05%
11 TIME WARNER INC 43,010 3,424 1.78%
12 GENERAL ELECTRIC CO 106,574 3,157 1.64%
13 PRICELINE GRP INC 2,108 3,102 1.61%
14 GILEAD SCIENCES INC 38,572 3,052 1.59%
15 AT&T Inc New 73,507 2,985 1.55%
16 ALAPHABET INC 3,674 2,954 1.53%
17 CHEVRON CORP NEW 26,554 2,733 1.42%
18 Cisco Systems Inc 78,560 2,492 1.29%
19 MERCK & CO INC 38,202 2,384 1.24%
20 PRUDENTIAL FINL INC 28,520 2,329 1.21%
21 McKesson Corp 13,380 2,231 1.16%
22 V F CORP 39,581 2,219 1.15%
23 WHIRLPOOL 12,850 2,084 1.08%
24 DIAGEO P L C 16,869 1,957 1.02%
25 COCA COLA CO 45,781 1,937 1.01%
26 VERIZON COMMUNICATIONS 36,414 1,893 0.98%
27 HONEYWELL INTL INC 15,392 1,795 0.93%
28 Mylan N.V. 45,640 1,740 0.90%
29 KRAFT HEINZ CO 19,439 1,740 0.90%
30 UNITEDHEALTH GROUP INC 11,614 1,626 0.84%
31 AMERISOURCEBERGEN CO 19,925 1,610 0.84%
32 TJX COS INC NEW 20,756 1,552 0.81%
33 STONEMOR PARTNERS LP 59,340 1,486 0.77%
34 PFIZER INC 43,333 1,468 0.76%
35 THERMO FISHER SCIENTIFIC INC 9,178 1,460 0.76%
36 DU PONT E I DE NEMOURS & CO 19,938 1,335 0.69%
37 EXPRESS SCRIPTS HOLDING COMPAN 18,677 1,317 0.68%
38 LAMAR ADVERTISING CO NEW CL A 20,165 1,317 0.68%
39 KIMBERLY CLARK CORP 10,408 1,313 0.68%
40 INTEL CORP 34,553 1,304 0.68%
41 WILLIAMS COS INC DEL 42,375 1,302 0.68%
42 FedEx Corp. 7,456 1,302 0.68%
43 GENERAL MLS INC 19,885 1,270 0.66%
44 VANGUARD INTL EQUITY INDEX F 33,310 1,253 0.65%
45 3M Co 6,683 1,178 0.61%
46 KROGER CO 39,490 1,172 0.61%
47 BRISTOL MYERS SQUIBB CO 21,657 1,168 0.61%
48 Exxon Mobil Corp 13,240 1,156 0.60%
49 TEXAS INSTRS INC 16,450 1,154 0.60%
50 LANDMARK INFRASTRUCT LP 65,604 1,152 0.60%
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