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Institutional Investment Manager
Regent Investment Management LLC
Regent Investment Management LLC (CIK: 0001559968) incorporated in Kentucky, located at 4350 Brownsboro Road, Louisville, KY. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q1)
Original 13F HR (0001559968-16-000014) filed in 2016.04.20
#
Name
Shares
Value ($)
%
Options
Notes
1 CVS HEALTH CORP 70,346 7,297 4.06%
2 WALGREENS BOOTS ALLIANCE INC 72,930 6,144 3.42%
3 APPLE INC 54,995 5,994 3.33%
4 JPMorgan Chase & Co 87,010 5,153 2.87%
5 JOHNSON & JOHNSON 40,949 4,431 2.46%
6 FARMERS CAP BK CORP COM 164,718 4,352 2.42%
7 CELGENE CORP 41,559 4,160 2.31%
8 ALPHABET INC 5,129 3,821 2.12%
9 GILEAD SCIENCES INC 40,145 3,688 2.05%
10 PROCTER AND GAMBLE CO 42,621 3,508 1.95%
11 TIME WARNER INC 43,165 3,132 1.74%
12 ALAPHABET INC 3,784 2,887 1.61%
13 PRICELINE GRP INC 2,075 2,675 1.49%
14 V F CORP 39,966 2,588 1.44%
15 CHEVRON CORP NEW 26,007 2,481 1.38%
16 McKesson Corp 14,370 2,260 1.26%
17 FACEBOOK INC CL A 19,795 2,259 1.26%
18 MERCK & CO INC 39,277 2,078 1.16%
19 GENERAL ELECTRIC CO 63,603 2,022 1.12%
20 PRUDENTIAL FINL INC 27,605 1,994 1.11%
21 Cisco Systems Inc 70,024 1,994 1.11%
22 AMERISOURCEBERGEN CO 22,845 1,977 1.10%
23 WHIRLPOOL 10,685 1,927 1.07%
24 VERIZON COMMUNICATIONS 35,285 1,908 1.06%
25 DIAGEO P L C 17,389 1,876 1.04%
26 Mylan N.V. 39,220 1,818 1.01%
27 COCA COLA CO 38,836 1,802 1.00%
28 AT&T Inc New 45,547 1,784 0.99%
29 KRAFT HEINZ CO 21,274 1,671 0.93%
30 TJX COS INC NEW 20,616 1,615 0.90%
31 HONEYWELL INTL INC 13,957 1,564 0.87%
32 GENERAL MLS INC 24,630 1,560 0.87%
33 EXPRESS SCRIPTS HOLDING COMPAN 22,245 1,528 0.85%
34 UNITEDHEALTH GROUP INC 11,714 1,510 0.84%
35 KIMBERLY CLARK CORP 10,676 1,436 0.80%
36 BRISTOL MYERS SQUIBB CO 22,035 1,408 0.78%
37 CAPITALA FINANCE CO 112,133 1,346 0.75%
38 THERMO FISHER SCIENTIFIC INC 9,228 1,307 0.73%
39 DU PONT E I DE NEMOURS & CO 20,438 1,294 0.72%
40 MACYS INC 29,060 1,281 0.71%
41 FedEx Corp. 7,731 1,258 0.70%
42 ALLERGAN PLC 4,619 1,238 0.69%
43 CARDINAL HEALTH INC 14,650 1,201 0.67%
44 STONEMOR PARTNERS LP 49,115 1,198 0.67%
45 LANDMARK INFRASTRUCT LP 77,880 1,171 0.65%
46 KROGER CO 30,475 1,166 0.65%
47 3M Co 6,648 1,108 0.62%
48 HOME DEPOT INC 8,195 1,093 0.61%
49 CHUBB LIMITED 9,120 1,087 0.60%
50 ORACLE CORPORATION 26,201 1,072 0.60%
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