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Institutional Investment Manager
Regent Investment Management LLC
Regent Investment Management LLC (CIK: 0001559968) incorporated in Kentucky, located at 4350 Brownsboro Road, Louisville, KY. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q1)
Original 13F HR (0001559968-14-000004) filed in 2014.04.14
#
Name
Shares
Value ($)
%
Options
Notes
51 WESTERN DIGITAL CORP 3,710 341 0.18%
52 HARTFORD FINL SVCS GROUP INC 9,700 342 0.18%
53 TENNECO INC 6,000 348 0.18%
54 Banco Latinoamericano Decomerc 13,600 359 0.19%
55 Nationstar Mtge Holdings Inc 11,100 360 0.19%
56 CATERPILLAR INC 3,655 363 0.19%
57 ON SEMICONDUCTOR CORP 38,700 364 0.19%
58 ISHARES TR 1,570 371 0.20%
59 AbbVie Inc 7,384 380 0.20%
60 ABBOTT LABS 10,084 388 0.21%
61 ISHARES TR 9,992 390 0.21%
62 BROWN FORMAN CORP 4,380 390 0.21%
63 PNC FINL SVCS GROUP INC 4,563 397 0.21%
64 SMUCKER J M CO 4,085 397 0.21%
65 OCCIDENTAL PETE CORP DEL 4,200 400 0.21%
66 BP PLC 8,346 401 0.21%
67 DEERE & CO 4,452 404 0.21%
68 NORFOLK SOUTHERN CORP 4,200 408 0.22%
69 SCHWAB EMERGING MARKETS EQUITY ETF 17,188 418 0.22%
70 HENRY SCHEIN INC 3,500 418 0.22%
71 Kraft Foods 7,570 425 0.22%
72 AMGEN INC 3,500 432 0.23%
73 Hewlett Packard Co 13,992 453 0.24%
74 Travelers Cos Inc 5,398 459 0.24%
75 LINCOLN NATL CORP IND 9,100 461 0.24%
76 BAKER HUGHES INC 7,090 461 0.24%
77 KIMBERLY CLARK CORP 4,191 462 0.24%
78 NEWELL BRANDS 15,500 463 0.24%
79 PLUM CREEK TIMBER 11,144 468 0.25%
80 HUMANA INC 4,191 472 0.25%
81 JABIL INC COM 26,850 483 0.26%
82 APACHE CORP 5,871 487 0.26%
83 ISHARES TR 5,850 487 0.26%
84 VANGUARD INDEX FDS 7,100 501 0.26%
85 CIENA CORP 22,825 519 0.27%
86 AT&T Inc New 14,978 525 0.28%
87 ENERGY TRANSFER PART LP 9,880 531 0.28%
88 ISHARES TR 8,130 546 0.29%
89 Nextera Energy Inc 5,881 562 0.30%
90 SCHWAB U.S. BROAD MARKET ETF 12,538 573 0.30%
91 Web.com Group Inc 16,988 578 0.31%
92 STRYKER CORP 7,150 583 0.31%
93 MONDELEZ INTL INC 16,959 586 0.31%
94 MICROSOFT CORP 14,620 599 0.32%
95 WELLS FARGO & CO NEW 12,078 601 0.32%
96 KONINKLIJKE PHILIPS N V 17,375 611 0.32%
97 Maxim Integrated Products Inc 18,500 613 0.32%
98 UNILEVER PLC 14,470 619 0.33%
99 DANAHER CORP DEL 8,575 643 0.34%
100 China Petroleum & Chem Corp Sp 7,240 648 0.34%
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