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Institutional Investment Manager
Regent Investment Management LLC
Regent Investment Management LLC (CIK: 0001559968) incorporated in Kentucky, located at 4350 Brownsboro Road, Louisville, KY. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q1)
Original 13F HR (0001559968-14-000004) filed in 2014.04.14
#
Name
Shares
Value ($)
%
Options
Notes
51 PROCTER AND GAMBLE CO 53,749 4,332 2.29%
52 PRICELINE GRP INC 860 1,025 0.54%
53 POWERSHARES ETF TR II 18,400 262 0.14%
54 POWERSHARES ETF TR 11,950 213 0.11%
55 PNC FINL SVCS GROUP INC 4,563 397 0.21%
56 PLUM CREEK TIMBER 11,144 468 0.25%
57 PHILLIPS 66 11,660 899 0.48%
58 PHILIP MORRIS INTL INC 8,253 676 0.36%
59 PFIZER INC 7,803 251 0.13%
60 PETROLEO BRASILEIRO SAPETROBRA 10,077 133 0.07%
61 PEPSICO INC 20,178 1,685 0.89%
62 ORIENT PAPER INC NEW 10,000 24 0.01%
63 ORACLE CORPORATION 27,617 1,130 0.60%
64 ON SEMICONDUCTOR CORP 38,700 364 0.19%
65 OCCIDENTAL PETE CORP DEL 4,200 400 0.21%
66 Nextera Energy Inc 5,881 562 0.30%
67 NORFOLK SOUTHERN CORP 4,200 408 0.22%
68 NEWELL BRANDS INC 15,500 463 0.24%
69 NATIONSTAR MORTGAGE HOLDINGS I 11,100 360 0.19%
70 Molson Coors Brewing Co 3,425 202 0.11%
71 Mid-Amer Apt Cmntys Inc 5,000 341 0.18%
72 McKesson Corp 19,958 3,524 1.86%
73 Maxim Integrated Products Inc 18,500 613 0.32%
74 MONDELEZ INTL INC 16,959 586 0.31%
75 MICROSOFT CORP 14,620 599 0.32%
76 METLIFE INC 23,796 1,256 0.66%
77 MERCK & CO INC 26,667 1,514 0.80%
78 MEDTRONIC INC 15,601 960 0.51%
79 MCDONALDS CORP 13,551 1,328 0.70%
80 MATTEL INC 5,525 222 0.12%
81 MARKWEST ENERGY PARTNERS LP 3,635 237 0.13%
82 MACYS INC 60,970 3,615 1.91%
83 LOWES COS INC 6,892 337 0.18%
84 LINCOLN NATL CORP IND 9,100 461 0.24%
85 LILLY ELI & CO 13,630 802 0.42%
86 Kraft Foods 7,570 425 0.22%
87 Kinder Morgan Inc 62,280 2,023 1.07%
88 KROGER CO 17,246 753 0.40%
89 KONINKLIJKE PHILIPS N V 17,375 611 0.32%
90 KKR FINANCIAL HLDGS LLC REIT 14,800 171 0.09%
91 KIMBERLY CLARK CORP 4,191 462 0.24%
92 JPMorgan Chase & Co 65,355 3,968 2.10%
93 JOHNSON & JOHNSON 50,897 5,000 2.64%
94 JABIL INC 26,850 483 0.26%
95 ISHARES TR 1,570 371 0.20%
96 ISHARES TR 9,992 390 0.21%
97 ISHARES TR 12,277 1,238 0.65%
98 ISHARES TR 12,316 1,676 0.89%
99 ISHARES TR 8,130 546 0.29%
100 ISHARES TR 4,502 309 0.16%
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