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Institutional Investment Manager
Regent Investment Management LLC
Regent Investment Management LLC (CIK: 0001559968) incorporated in Kentucky, located at 4350 Brownsboro Road, Louisville, KY. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q1)
Original 13F HR (0001559968-14-000004) filed in 2014.04.14
#
Name
Shares
Value ($)
%
Options
Notes
101 Kinder Morgan Inc 62,280 2,023 1.07%
102 Kraft Foods 7,570 425 0.22%
103 LILLY ELI & CO 13,630 802 0.42%
104 LINCOLN NATL CORP IND 9,100 461 0.24%
105 LOWES COS INC 6,892 337 0.18%
106 MACYS INC 60,970 3,615 1.91%
107 MARKWEST ENERGY PARTNERS LP 3,635 237 0.13%
108 MATTEL INC 5,525 222 0.12%
109 MCDONALDS CORP 13,551 1,328 0.70%
110 MERCK & CO INC 26,667 1,514 0.80%
111 METLIFE INC 23,796 1,256 0.66%
112 MICROSOFT CORP 14,620 599 0.32%
113 MONDELEZ INTL INC 16,959 586 0.31%
114 Maxim Integrated Products Inc 18,500 613 0.32%
115 McKesson Corp 19,958 3,524 1.86%
116 Medtronic Inc 15,601 960 0.51%
117 Mid-Amer Apt Cmntys Inc 5,000 341 0.18%
118 Molson Coors Brewing Co 3,425 202 0.11%
119 NEWELL BRANDS 15,500 463 0.24%
120 NORFOLK SOUTHERN CORP 4,200 408 0.22%
121 National Australia Bank ADR 35,500 1,733 0.92%
122 Nationstar Mtge Holdings Inc 11,100 360 0.19%
123 Nextera Energy Inc 5,881 562 0.30%
124 OCCIDENTAL PETE CORP DEL 4,200 400 0.21%
125 ON SEMICONDUCTOR CORP 38,700 364 0.19%
126 ORACLE CORPORATION 27,617 1,130 0.60%
127 ORIENT PAPER INC NEW 10,000 24 0.01%
128 PEPSICO INC 20,178 1,685 0.89%
129 PETROLEO BRASILEIRO SA PETRO 10,077 133 0.07%
130 PFIZER INC 7,803 251 0.13%
131 PHILIP MORRIS INTL INC 8,253 676 0.36%
132 PHILLIPS 66 11,660 899 0.48%
133 PLUM CREEK TIMBER 11,144 468 0.25%
134 PNC FINL SVCS GROUP INC 4,563 397 0.21%
135 POWERSHARES ETF TR 11,950 213 0.11%
136 PRICELINE GRP INC 860 1,025 0.54%
137 PROCTER AND GAMBLE CO 53,749 4,332 2.29%
138 PRUDENTIAL FINL INC 22,820 1,932 1.02%
139 PowerShares Preferred 18,400 262 0.14%
140 QUALCOMM INC 12,087 953 0.50%
141 RENEURON GROUP PLC ORDF 100,000 5 0.00%
142 ROYAL DUTCH SHELL PLC 4,634 339 0.18%
143 SCHLUMBERGER LTD 12,724 1,241 0.66%
144 SCHWAB EMERGING MARKETS EQUITY ETF 17,188 418 0.22%
145 SCHWAB U.S. BROAD MARKET ETF 12,538 573 0.30%
146 SEAGATE TECHNOLOGY PLC 22,997 1,292 0.68%
147 SMUCKER J M CO 4,085 397 0.21%
148 STERICYCLE INC 2,650 301 0.16%
149 STRYKER CORP 7,150 583 0.31%
150 SUNCOR ENERGY INC NEW 9,301 325 0.17%
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