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Institutional Investment Manager
Regent Investment Management LLC
Regent Investment Management LLC (CIK: 0001559968) incorporated in Kentucky, located at 4350 Brownsboro Road, Louisville, KY. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q1)
Original 13F HR (0001559968-14-000004) filed in 2014.04.14
#
Name
Shares
Value ($)
%
Options
Notes
101 ISHARES TR 8,130 546 0.29%
102 ENERGY TRANSFER PART LP 9,880 531 0.28%
103 AT&T Inc New 14,978 525 0.28%
104 CIENA CORP 22,825 519 0.27%
105 VANGUARD INDEX FDS 7,100 501 0.26%
106 ISHARES TR 5,850 487 0.26%
107 APACHE CORP 5,871 487 0.26%
108 JABIL INC COM 26,850 483 0.26%
109 HUMANA INC 4,191 472 0.25%
110 PLUM CREEK TIMBER 11,144 468 0.25%
111 NEWELL BRANDS 15,500 463 0.24%
112 KIMBERLY CLARK CORP 4,191 462 0.24%
113 LINCOLN NATL CORP IND 9,100 461 0.24%
114 BAKER HUGHES INC 7,090 461 0.24%
115 Travelers Cos Inc 5,398 459 0.24%
116 Hewlett Packard Co 13,992 453 0.24%
117 AMGEN INC 3,500 432 0.23%
118 Kraft Foods 7,570 425 0.22%
119 HENRY SCHEIN INC 3,500 418 0.22%
120 SCHWAB EMERGING MARKETS EQUITY ETF 17,188 418 0.22%
121 NORFOLK SOUTHERN CORP 4,200 408 0.22%
122 DEERE & CO 4,452 404 0.21%
123 BP PLC 8,346 401 0.21%
124 OCCIDENTAL PETE CORP DEL 4,200 400 0.21%
125 SMUCKER J M CO 4,085 397 0.21%
126 PNC FINL SVCS GROUP INC 4,563 397 0.21%
127 BROWN FORMAN CORP 4,380 390 0.21%
128 ISHARES TR 9,992 390 0.21%
129 ABBOTT LABS 10,084 388 0.21%
130 AbbVie Inc 7,384 380 0.20%
131 ISHARES TR 1,570 371 0.20%
132 ON SEMICONDUCTOR CORP 38,700 364 0.19%
133 CATERPILLAR INC 3,655 363 0.19%
134 Nationstar Mtge Holdings Inc 11,100 360 0.19%
135 Banco Latinoamericano Decomerc 13,600 359 0.19%
136 TENNECO INC 6,000 348 0.18%
137 HARTFORD FINL SVCS GROUP INC 9,700 342 0.18%
138 Mid-Amer Apt Cmntys Inc 5,000 341 0.18%
139 WESTERN DIGITAL CORP 3,710 341 0.18%
140 ROYAL DUTCH SHELL PLC 4,634 339 0.18%
141 LOWES COS INC 6,892 337 0.18%
142 SUNCOR ENERGY INC NEW 9,301 325 0.17%
143 ISHARES TR 7,744 318 0.17%
144 FedEx Corp 2,351 312 0.16%
145 ISHARES TR 4,502 309 0.16%
146 TRACTOR SUPPLY CO 4,344 307 0.16%
147 Cameron Intl Corp (Acquired 4/4/2016) 4,950 306 0.16%
148 STERICYCLE INC 2,650 301 0.16%
149 WELLPOINT INC 3,000 299 0.16%
150 Altria Group, Inc. 7,960 298 0.16%
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