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Institutional Investment Manager
Regent Investment Management LLC
Regent Investment Management LLC (CIK: 0001559968) incorporated in Kentucky, located at 4350 Brownsboro Road, Louisville, KY. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q1)
Original 13F HR (0001559968-14-000004) filed in 2014.04.14
#
Name
Shares
Value ($)
%
Options
Notes
151 BAXTER INTL INC 20,716 1,524 0.81%
152 HERTZ GLOBAL HOLDINGS INC 58,550 1,560 0.82%
153 Exxon Mobil Corp 16,914 1,652 0.87%
154 ISHARES RUSSELL 2000 GROWTH ETF 12,316 1,676 0.89%
155 EATON CORPORATION PLC 22,319 1,677 0.89%
156 PEPSICO INC 20,178 1,685 0.89%
157 AmerisourceBergen 25,809 1,693 0.89%
158 National Australia Bank ADR 35,500 1,733 0.92%
159 GENERAL MLS INC 35,575 1,843 0.97%
160 ConocoPhillips 27,162 1,911 1.01%
161 ISHARES TR 22,311 1,914 1.01%
162 CISCO SYSTEMS INC 85,974 1,927 1.02%
163 PRUDENTIAL FINL INC 22,820 1,932 1.02%
164 Kinder Morgan Inc 62,280 2,023 1.07%
165 CELGENE CORP 15,352 2,143 1.13%
166 WILLIAMS COS INC DEL 53,255 2,161 1.14%
167 CAPITALA FINANCE CO 115,113 2,219 1.17%
168 TIME WARNER INC 34,790 2,273 1.20%
169 DU PONT E I DE NEMOURS & CO 34,643 2,325 1.23%
170 Verizon Communications Inc 49,363 2,348 1.24%
171 EXPRESS SCRIPTS HOLDING COMPAN 32,247 2,421 1.28%
172 V F CORP 40,461 2,504 1.32%
173 HALLIBURTON CO 43,370 2,554 1.35%
174 COCA COLA CO 67,892 2,625 1.39%
175 INTERNATIONAL BUSINESS MACHS 13,958 2,687 1.42%
176 CHEVRON CORP NEW 24,769 2,945 1.56%
177 GILEAD SCIENCES INC 49,717 3,523 1.86%
178 McKesson Corp 19,958 3,524 1.86%
179 DIAGEO P L C 28,379 3,536 1.87%
180 MACYS INC 60,970 3,615 1.91%
181 FARMERS CAP BK CORP COM 172,202 3,868 2.04%
182 JPMorgan Chase & Co 65,355 3,968 2.10%
183 PROCTER AND GAMBLE CO 53,749 4,332 2.29%
184 ALPHABET INC C NON VOTING SHAR 3,899 4,345 2.30%
185 Walgreens 71,755 4,738 2.50%
186 APPLE INC 8,969 4,814 2.54%
187 JOHNSON & JOHNSON 50,897 5,000 2.64%
188 CVS HEALTH CORP 71,226 5,332 2.82%
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