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Institutional Investment Manager
Regent Investment Management LLC
Regent Investment Management LLC (CIK: 0001559968) incorporated in Kentucky, located at 4350 Brownsboro Road, Louisville, KY. Institutional holdings reported to the SEC.

Institutional Holdings (2015Q2)
Original 13F HR (0001559968-15-000007) filed in 2015.07.15
#
Name
Shares
Value ($)
%
Options
Notes
101 INTEL CORP 18,018 548 0.28%
102 CONAGRA BRANDS INC 12,495 546 0.27%
103 WELLS FARGO & CO NEW 9,678 544 0.27%
104 KIMBERLY CLARK CORP 5,116 542 0.27%
105 AMGEN INC 3,500 537 0.27%
106 Flowserve 10,101 532 0.27%
107 SPDR SER TR S&P HOMEBUILDERS 14,500 531 0.27%
108 Travelers Cos Inc 5,455 527 0.27%
109 MORGAN STANLEY 13,550 526 0.26%
110 ANTHEM INC 3,145 516 0.26%
111 NEWELL BRANDS 12,500 514 0.26%
112 Nextera Energy Inc 5,231 513 0.26%
113 HENRY SCHEIN INC 3,500 497 0.25%
114 BROWN FORMAN CORP 4,380 488 0.25%
115 AT&T Inc New 13,658 485 0.24%
116 ISHARES TR 7,605 483 0.24%
117 BIOMARIN PHARMACEUTL 3,450 472 0.24%
118 MICROSOFT CORP 10,496 463 0.23%
119 NORFOLK SOUTHERN CORP 5,250 459 0.23%
120 Maxim Integrated Products Inc 13,100 453 0.23%
121 VENTAS INC REIT 7,190 446 0.22%
122 China Petroleum & Chem Corp Sp 4,930 423 0.21%
123 TAIWAN SEMICONDUCTOR MFG LTD 18,285 415 0.21%
124 MASTERCARD INCORPORATE 4,410 412 0.21%
125 Hewlett Packard Co 13,225 397 0.20%
126 Cavium Inc 5,700 392 0.20%
127 PNC FINL SVCS GROUP INC 4,088 391 0.20%
128 SCHWAB EMERGING MARKETS EQUITY ETF 15,715 386 0.19%
129 LOWES COS INC 5,742 385 0.19%
130 TRACTOR SUPPLY CO 4,244 382 0.19%
131 HERTZ GLOBAL HOLDINGS INC 21,025 381 0.19%
132 BAXTER INTL INC 5,450 381 0.19%
133 General Motors Co 11,050 368 0.19%
134 CARDINAL HEALTH INC 4,300 360 0.18%
135 HARTFORD FINL SVCS GROUP INC 8,600 358 0.18%
136 ALTRIA GROUP INC 7,305 357 0.18%
137 STERICYCLE INC 2,650 355 0.18%
138 ABBOTT LABS 6,924 340 0.17%
139 BP PLC 8,346 334 0.17%
140 TENNECO INC 5,800 333 0.17%
141 KONINKLIJKE PHILIPS N V 12,800 326 0.16%
142 ANNALY CAP MGMT INC 35,247 324 0.16%
143 LILLY ELI & CO 3,875 324 0.16%
144 OCCIDENTAL PETE CORP DEL 4,000 311 0.16%
145 CIENA CORP 13,100 310 0.16%
146 CATERPILLAR INC 3,655 310 0.16%
147 ISHARES TR 7,744 307 0.15%
148 LIFEPOINT HEALTH INC 3,510 305 0.15%
149 BROWN FORMAN CORP 2,949 295 0.15%
150 GENUINE PARTS CO 3,165 283 0.14%
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