Dark
Light
System
Institutional Investment Manager
Regent Investment Management LLC
Regent Investment Management LLC (CIK: 0001559968) incorporated in Kentucky, located at 4350 Brownsboro Road, Louisville, KY. Institutional holdings reported to the SEC.

Institutional Holdings (2015Q2)
Original 13F HR (0001559968-15-000007) filed in 2015.07.15
#
Name
Shares
Value ($)
%
Options
Notes
151 UnitedHealth Group Inc 12,214 1,490 0.75%
152 ConocoPhillips 24,462 1,502 0.76%
153 GENERAL MLS INC 27,530 1,534 0.77%
154 WHIRLPOOL CORP 9,095 1,574 0.79%
155 UNION PAC CORP 17,285 1,649 0.83%
156 ISHARES TR 37,350 1,722 0.87%
157 DU PONT E I DE NEMOURS & CO 30,100 1,925 0.97%
158 ISHARES TR 12,581 1,945 0.98%
159 CISCO SYSTEMS INC 73,229 2,011 1.01%
160 MERCK & CO INC 35,927 2,045 1.03%
161 Alphabet Inc. Class C 3,964 2,141 1.08%
162 CAPITALA FINANCE CO 141,612 2,209 1.11%
163 PRUDENTIAL FINL INC 25,485 2,230 1.12%
164 EXPRESS SCRIPTS HOLDING COMPAN 25,162 2,238 1.13%
165 Diageo PLC Sp ADR 19,689 2,285 1.15%
166 AmerisourceBergen 22,500 2,393 1.20%
167 Verizon Communications Inc 51,598 2,405 1.21%
168 PRICELINE GRP INC 2,102 2,420 1.22%
169 CHEVRON CORP NEW 26,457 2,552 1.28%
170 MYLAN N V 39,025 2,648 1.33%
171 ALPHABET INC C NON VOTING SHAR 5,176 2,694 1.36%
172 Kinder Morgan Inc 74,568 2,863 1.44%
173 V F CORP 41,166 2,871 1.45%
174 WILLIAMS COS INC DEL 51,685 2,966 1.49%
175 PROCTER AND GAMBLE CO 44,476 3,480 1.75%
176 TIME WARNER INC 40,385 3,530 1.78%
177 MACYS INC 55,709 3,759 1.89%
178 JOHNSON & JOHNSON 41,889 4,082 2.05%
179 FARMERS CAP BK CORP COM 164,718 4,683 2.36%
180 CELGENE CORP 40,474 4,684 2.36%
181 GILEAD SCIENCES INC 40,480 4,739 2.39%
182 McKesson Corp 23,270 5,231 2.63%
183 JPMorgan Chase & Co 80,758 5,472 2.75%
184 WALGREENS BOOTS ALLIANCE INC 71,825 6,065 3.05%
185 APPLE INC 55,093 6,910 3.48%
186 CVS HEALTH CORP 69,103 7,248 3.65%
Page 4 of 4