Dark
Light
System
Institutional Investment Manager
Regent Investment Management LLC
Regent Investment Management LLC (CIK: 0001559968) incorporated in Kentucky, located at 4350 Brownsboro Road, Louisville, KY. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q1)
Original 13F HR (0001559968-16-000014) filed in 2016.04.20
#
Name
Shares
Value ($)
%
Options
Notes
51 WILLIAMS COS INC DEL 64,215 1,032 0.57%
52 AMERICAN INTL GROUP INC 17,720 958 0.53%
53 METLIFE INC 21,696 953 0.53%
54 TEXAS INSTRS INC 16,450 945 0.53%
55 YUM BRANDS INC 11,300 925 0.51%
56 ISHARES TR 12,907 915 0.51%
57 PFIZER INC 30,839 914 0.51%
58 Exxon Mobil Corp 10,896 911 0.51%
59 SCHLUMBERGER LTD 12,329 909 0.51%
60 PHILLIPS 66 10,145 878 0.49%
61 ConocoPhillips 21,657 872 0.48%
62 ISHARES 33,020 868 0.48%
63 MONDELEZ INTL INC 21,584 866 0.48%
64 Agnico Eagle 32,215 859 0.48%
65 KINDRED HEALTHCARE INC 68,500 846 0.47%
66 PEPSICO INC 8,202 841 0.47%
67 DISNEY WALT CO 8,320 826 0.46%
68 ISHARES TR 5,045 822 0.46%
69 UNITED TECHNOLOGIES CORP 8,205 821 0.46%
70 HUMANA INC 4,391 803 0.45%
71 SEAGATE TECHNOLOGY PLC 23,210 800 0.44%
72 LAMAR ADVERTISING CO NEW CL A 12,875 792 0.44%
73 ISHARES 19,930 782 0.43%
74 AMERICAN AIRLINES GROUP INC 18,705 767 0.43%
75 MICROSOFT CORP 13,116 724 0.40%
76 ON SEMICONDUCTOR CORP 72,925 699 0.39%
77 SCHWAB EMERGING MARKETS EQUITY ETF 33,345 693 0.39%
78 DANAHER CORP DEL 7,143 678 0.38%
79 ILLUMINA INC 4,175 677 0.38%
80 STRYKER CORP 6,300 676 0.38%
81 US BANCORP DEL 16,212 658 0.37%
82 PHILIP MORRIS INTL INC 6,630 650 0.36%
83 Mid-Amer Apt Cmntys Inc 6,175 631 0.35%
84 Nextera Energy Inc 5,231 619 0.34%
85 Ameriprise Financial 6,563 617 0.34%
86 Skyworks Solutions 7,910 616 0.34%
87 Abbvie Inc 10,649 608 0.34%
88 HENRY SCHEIN INC 3,500 604 0.34%
89 INTERNATIONAL BUSINESS MACHS 3,956 599 0.33%
90 TEMPLETON DRAGON CF 33,780 578 0.32%
91 Travelers Cos Inc 4,905 572 0.32%
92 INTEL CORP 17,518 567 0.32%
93 QUALCOMM INC 10,887 557 0.31%
94 VANGUARD INTL EQUITY INDEX F 16,010 554 0.31%
95 HALLIBURTON CO 15,250 545 0.30%
96 CARNIVAL CORP 10,100 533 0.30%
97 AMGEN INC 3,500 525 0.29%
98 WELLS FARGO CO NEW 10,848 525 0.29%
99 NEWELL BRANDS INC 11,400 505 0.28%
100 CIENA CORP 25,633 488 0.27%
Page 2 of 5