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Institutional Investment Manager
Regent Investment Management LLC
Regent Investment Management LLC (CIK: 0001559968) incorporated in Kentucky, located at 4350 Brownsboro Road, Louisville, KY. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q1)
Original 13F HR (0001559968-16-000014) filed in 2016.04.20
#
Name
Shares
Value ($)
%
Options
Notes
101 HARTFORD FINL SVCS GROUP INC 8,600 396 0.22%
102 Kinder Morgan Inc 22,398 400 0.22%
103 AMERICAN EXPRESS CO 6,745 414 0.23%
104 JABIL INC COM 21,550 415 0.23%
105 APOLLO INVESTMENT CORP 76,700 426 0.24%
106 ISHARES TR 12,544 430 0.24%
107 VENTAS INC REIT 6,890 434 0.24%
108 MCDONALDS CORP 3,468 436 0.24%
109 LOWES COS INC 5,807 440 0.24%
110 EATON CORPORATION PLC 7,065 442 0.25%
111 BROWN FORMAN CORP 4,180 446 0.25%
112 NORFOLK SOUTHERN CORP 5,450 454 0.25%
113 MORGAN STANLEY 18,250 456 0.25%
114 ALTRIA GROUP INC 7,305 458 0.25%
115 BAIDU INC 2,450 468 0.26%
116 CONAGRA BRANDS INC 10,495 468 0.26%
117 Maxim Integrated Products Inc 12,900 474 0.26%
118 ANHEUSER BUSH INBEV SA/NV 3,825 477 0.27%
119 LINCOLN NATL CORP IND 12,300 482 0.27%
120 BROWN FORMAN CORP 4,890 482 0.27%
121 CIENA CORP 25,633 488 0.27%
122 NEWELL BRANDS 11,400 505 0.28%
123 WELLS FARGO & CO NEW 10,848 525 0.29%
124 AMGEN INC 3,500 525 0.29%
125 CARNIVAL CORP 10,100 533 0.30%
126 HALLIBURTON CO 15,250 545 0.30%
127 VANGUARD INTL EQUITY INDEX F 16,010 554 0.31%
128 QUALCOMM INC 10,887 557 0.31%
129 INTEL CORP 17,518 567 0.32%
130 Travelers Cos Inc 4,905 572 0.32%
131 TEMPLETON DRAGON CF 33,780 578 0.32%
132 INTERNATIONAL BUSINESS MACHS 3,956 599 0.33%
133 HENRY SCHEIN INC 3,500 604 0.34%
134 AbbVie Inc 10,649 608 0.34%
135 Skyworks Solutions 7,910 616 0.34%
136 Ameriprise Financial 6,563 617 0.34%
137 Nextera Energy Inc 5,231 619 0.34%
138 Mid-Amer Apt Cmntys Inc 6,175 631 0.35%
139 PHILIP MORRIS INTL INC 6,630 650 0.36%
140 US BANCORP DEL 16,212 658 0.37%
141 STRYKER CORP 6,300 676 0.38%
142 ILLUMINA INC 4,175 677 0.38%
143 DANAHER CORP DEL 7,143 678 0.38%
144 SCHWAB EMERGING MARKETS EQUITY ETF 33,345 693 0.39%
145 ON SEMICONDUCTOR CORP 72,925 699 0.39%
146 MICROSOFT CORP 13,116 724 0.40%
147 AMERICAN AIRLINES GROUP INC 18,705 767 0.43%
148 ISHARES INC 19,930 782 0.43%
149 LAMAR ADVERTISING CO NEW CL A 12,875 792 0.44%
150 SEAGATE TECHNOLOGY PLC 23,210 800 0.44%
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