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Institutional Investment Manager
Regent Investment Management LLC
Regent Investment Management LLC (CIK: 0001559968) incorporated in Kentucky, located at 4350 Brownsboro Road, Louisville, KY. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q1)
Original 13F HR (0001559968-16-000014) filed in 2016.04.20
#
Name
Shares
Value ($)
%
Options
Notes
151 McKesson Corp 14,370 2,260 1.26%
152 Mid-Amer Apt Cmntys Inc 6,175 631 0.35%
153 NEWELL BRANDS 11,400 505 0.28%
154 NORFOLK SOUTHERN CORP 5,450 454 0.25%
155 Nextera Energy Inc 430 51 0.03%
156 Nextera Energy Inc 5,231 619 0.34%
157 OCCIDENTAL PETE CORP DEL 4,000 274 0.15%
158 ON SEMICONDUCTOR CORP 72,925 699 0.39%
159 ORACLE CORPORATION 26,201 1,072 0.60%
160 PEPSICO INC 8,202 841 0.47%
161 PFIZER INC 2,929 87 0.05%
162 PFIZER INC 30,839 914 0.51%
163 PHILIP MORRIS INTL INC 6,630 650 0.36%
164 PHILIP MORRIS INTL INC 481 47 0.03%
165 PHILLIPS 66 10,145 878 0.49%
166 PNC FINL SVCS GROUP INC 3,888 329 0.18%
167 PNC FINL SVCS GROUP INC 900 76 0.04%
168 PRICELINE GRP INC 2,075 2,675 1.49%
169 PROCTER AND GAMBLE CO 42,621 3,508 1.95%
170 PROCTER AND GAMBLE CO 1,000 82 0.05%
171 PRUDENTIAL FINL INC 27,605 1,994 1.11%
172 Paypal Holdings Inc 9,350 361 0.20%
173 QUALCOMM INC 10,887 557 0.31%
174 RENEURON GROUP PLC ORDF 100,000 5 0.00%
175 ROYAL DUTCH SHELL PLC 4,700 228 0.13%
176 ROYAL DUTCH SHELL PLC 4,734 229 0.13%
177 Royal Caribbean Cruises Ltd 3,130 257 0.14%
178 SCHLUMBERGER LTD 12,329 909 0.51%
179 SCHWAB EMERGING MARKETS EQUITY ETF 33,345 693 0.39%
180 SEAGATE TECHNOLOGY PLC 23,210 800 0.44%
181 SKECHERS U S A INC 6,800 207 0.12%
182 SMUCKER J M CO 2,434 316 0.18%
183 STARBUCKS CORP 3,984 238 0.13%
184 STERICYCLE INC 2,650 334 0.19%
185 STONEMOR PARTNERS LP 49,115 1,198 0.67%
186 STRYKER CORP 6,300 676 0.38%
187 Skyworks Solutions 7,910 616 0.34%
188 TAIWAN SEMICONDUCTOR MFG LTD 12,285 322 0.18%
189 TARGET CORP 4,075 335 0.19%
190 TEMPLETON DRAGON CF 33,780 578 0.32%
191 TENNECO INC 5,400 278 0.15%
192 TEXAS INSTRS INC 16,450 945 0.53%
193 TEXAS ROADHOUSE INC 5,500 240 0.13%
194 THERMO FISHER SCIENTIFIC INC 9,228 1,307 0.73%
195 TIME WARNER INC 43,165 3,132 1.74%
196 TJX COS INC NEW 20,616 1,615 0.90%
197 TRACTOR SUPPLY CO 4,094 370 0.21%
198 TRINA SOLAR LTD F UNSPONSORED 14,500 144 0.08%
199 Travelers Cos Inc 4,905 572 0.32%
200 UNILEVER PLC 7,500 339 0.19%
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