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Institutional Investment Manager
Regent Investment Management LLC
Regent Investment Management LLC (CIK: 0001559968) incorporated in Kentucky, located at 4350 Brownsboro Road, Louisville, KY. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q1)
Original 13F HR (0001559968-16-000014) filed in 2016.04.20
#
Name
Shares
Value ($)
%
Options
Notes
201 BGC PARTNERS INC 5,000 45 0.03%
202 Verizon Communications Inc 841 45 0.03%
203 JOHNSON & JOHNSON 400 43 0.02%
204 MONDELEZ INTL INC 900 36 0.02%
205 ENERGY TRANSFER PART LP 1,100 36 0.02%
206 GENERAL ELECTRIC CO 1,000 32 0.02%
207 3M Co 181 30 0.02%
208 APOLLO INVESTMENT CORP 5,400 30 0.02%
209 GENSPERA INC COM 230,001 30 0.02%
210 ABBOTT LABS 680 28 0.02%
211 UNITED PARCEL SERVICE INC 200 21 0.01%
212 ConocoPhillips 481 19 0.01%
213 EATON VANCE TAX MANAGD GLBL DI 2,000 18 0.01%
214 CHINA GREEN AGRICULT 11,000 15 0.01%
215 Kinder Morgan Inc 700 13 0.01%
216 KINDRED HEALTHCARE INC 1,000 12 0.01%
217 ISHARES TR 300 10 0.01%
218 ANNALY CAP MGMT INC 1,000 10 0.01%
219 RENEURON GROUP PLC ORDF 100,000 5 0.00%
220 WONDER AUTO TECH INC XXX ESCRO 14,000 0 0.00%
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