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Institutional Investment Manager
Regent Investment Management LLC
Regent Investment Management LLC (CIK: 0001559968) incorporated in Kentucky, located at 4350 Brownsboro Road, Louisville, KY. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q1)
Original 13F HR (0001559968-16-000014) filed in 2016.04.20
#
Name
Shares
Value ($)
%
Options
Notes
1 BERKSHIRE HATHAWAY INC DEL 1 213 0.12%
2 3M Co 181 30 0.02%
3 UNITED PARCEL SERVICE INC 200 21 0.01%
4 ISHARES TR 300 10 0.01%
5 JOHNSON & JOHNSON 400 43 0.02%
6 Nextera Energy Inc 430 51 0.03%
7 PHILIP MORRIS INTL INC 481 47 0.03%
8 ConocoPhillips 481 19 0.01%
9 CHEVRON CORP NEW 600 57 0.03%
10 LILLY ELI & CO 653 47 0.03%
11 ABBOTT LABS 680 28 0.02%
12 Kinder Morgan Inc 700 13 0.01%
13 KRAFT HEINZ CO 700 55 0.03%
14 KIMBERLY CLARK CORP 800 108 0.06%
15 Verizon Communications Inc 841 45 0.03%
16 PNC FINL SVCS GROUP INC 900 76 0.04%
17 MONDELEZ INTL INC 900 36 0.02%
18 MERCK & CO INC 901 48 0.03%
19 ISHARES TR 971 56 0.03%
20 KINDRED HEALTHCARE INC 1,000 12 0.01%
21 VENTAS INC REIT 1,000 63 0.04%
22 GENERAL ELECTRIC CO 1,000 32 0.02%
23 PROCTER AND GAMBLE CO 1,000 82 0.05%
24 ANNALY CAP MGMT INC 1,000 10 0.01%
25 ENERGY TRANSFER PART LP 1,100 36 0.02%
26 EATON CORPORATION PLC 1,214 76 0.04%
27 AbbVie Inc 1,280 73 0.04%
28 BRISTOL MYERS SQUIBB CO 1,500 96 0.05%
29 Advance Auto Parts Inc 1,515 243 0.14%
30 AT&T Inc New 1,650 65 0.04%
31 ISHARES RUSSELL 2000 GROWTH ETF 1,701 226 0.13%
32 UNITED PARCEL SERVICE INC 1,765 186 0.10%
33 MICROSOFT CORP 1,800 99 0.06%
34 EATON VANCE TAX MANAGD GLBL DI 2,000 18 0.01%
35 PRICELINE GRP INC 2,075 2,675 1.49%
36 INTEL CORP 2,200 71 0.04%
37 General Motors Co 2,300 72 0.04%
38 SMUCKER J M CO 2,434 316 0.18%
39 BAIDU INC 2,450 468 0.26%
40 ISHARES RUSSELL 2000 VALUE ETF 2,461 229 0.13%
41 Adobe Systems Inc 2,500 235 0.13%
42 ISHARES TR 2,575 237 0.13%
43 STERICYCLE INC 2,650 334 0.19%
44 ANTHEM INC 2,845 395 0.22%
45 PFIZER INC 2,929 87 0.05%
46 Royal Caribbean Cruises Ltd 3,130 257 0.14%
47 GENUINE PARTS CO 3,165 314 0.17%
48 MASTERCARD INCORPORATE 3,230 305 0.17%
49 Cameron Intl Corp (Acquired 4/4/2016) 3,325 223 0.12%
50 BIOMARIN PHARMACEUTL 3,450 285 0.16%
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