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Institutional Investment Manager
Regent Investment Management LLC
Regent Investment Management LLC (CIK: 0001559968) incorporated in Kentucky, located at 4350 Brownsboro Road, Louisville, KY. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q2)
Original 13F HR (0001559968-16-000016) filed in 2016.07.15
#
Name
Shares
Value ($)
%
Options
Notes
51 COCA COLA CO 45,781 2,075 1.13%
52 COMCAST CORP NEW 5,180 338 0.18%
53 CONAGRA BRANDS INC 9,495 454 0.25%
54 CRITEO S A 8,800 404 0.22%
55 CVS HEALTH CORP 69,556 6,659 3.62%
56 Chubb Limited 9,120 1,192 0.65%
57 ConocoPhillips 21,507 938 0.51%
58 ConocoPhillips 481 21 0.01%
59 DANAHER CORP DEL 7,143 721 0.39%
60 DELTA AIRLINES INC DEL 18,161 662 0.36%
61 DEVON ENERGY CORP NEW 9,281 336 0.18%
62 DIAGEO P L C 16,869 1,904 1.03%
63 DISNEY WALT CO 8,520 833 0.45%
64 DOW CHEM CO 5,520 274 0.15%
65 DU PONT E I DE NEMOURS & CO 20,438 1,324 0.72%
66 E M C CORP MASS COM 32,215 875 0.48%
67 EATON CORPORATION PLC 1,214 73 0.04%
68 EATON CORPORATION PLC 7,065 422 0.23%
69 EATON VANCE TAX MANAGD GLBL DI 2,000 17 0.01%
70 EATON VANCE TAX MANAGD GLBL DI 8,500 73 0.04%
71 EBAY INC 9,350 219 0.12%
72 EMERSON ELEC CO 8,446 441 0.24%
73 ENERGY TRANSFER PART LP 11,880 452 0.25%
74 ENERGY TRANSFER PART LP 1,100 42 0.02%
75 EXPRESS SCRIPTS HOLDING COMPAN 19,397 1,470 0.80%
76 Exxon Mobil Corp 13,490 1,265 0.69%
77 FARMERS CAP BK CORP COM 164,718 4,505 2.45%
78 FIRST MEXICAN GOLD F 25,000 1 0.00%
79 FORD MTR CO DEL 15,329 193 0.10%
80 Facebook Inc Cl A 30,875 3,528 1.92%
81 FedEx Corp 7,506 1,139 0.62%
82 GENERAL ELECTRIC CO 1,000 31 0.02%
83 GENERAL ELECTRIC CO 78,449 2,470 1.34%
84 GENERAL MLS INC 24,455 1,744 0.95%
85 GENSPERA INC COM 230,001 28 0.02%
86 GENUINE PARTS CO 3,165 320 0.17%
87 GILEAD SCIENCES INC 39,257 3,275 1.78%
88 General Motors Co 9,550 270 0.15%
89 General Motors Co 2,300 65 0.04%
90 HALLIBURTON CO 15,060 682 0.37%
91 HARTFORD FINL SVCS GROUP INC 8,600 382 0.21%
92 HENRY SCHEIN INC 3,500 619 0.34%
93 HERSHEY CO 2,020 229 0.12%
94 HERTZ RENT CAR HLDG 18,225 202 0.11%
95 HILLENBRAND INC 7,713 232 0.13%
96 HOME DEPOT INC 8,360 1,067 0.58%
97 HONEYWELL INTL INC 13,957 1,623 0.88%
98 HUMANA INC 4,545 818 0.44%
99 Hewlett Packard Enterprise Com 39,358 719 0.39%
100 ILLUMINA INC 4,250 597 0.32%
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