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Institutional Investment Manager
Regent Investment Management LLC
Regent Investment Management LLC (CIK: 0001559968) incorporated in Kentucky, located at 4350 Brownsboro Road, Louisville, KY. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q2)
Original 13F HR (0001559968-16-000016) filed in 2016.07.15
#
Name
Shares
Value ($)
%
Options
Notes
51 ORACLE CORPORATION 26,076 1,067 0.58%
52 TEXAS INSTRS INC 16,450 1,031 0.56%
53 MONDELEZ INTL INC 21,434 975 0.53%
54 ConocoPhillips 21,507 938 0.51%
55 ISHARES RUSSELL 2000 VALUE ETF 9,641 938 0.51%
56 YUM BRANDS INC 11,300 937 0.51%
57 AMERICAN INTL GROUP INC 17,220 911 0.50%
58 ISHARES TR 5,282 888 0.48%
59 E M C CORP MASS COM 32,215 875 0.48%
60 CAPITALA FINANCE CO 62,256 872 0.47%
61 Allergan PLC 3,767 871 0.47%
62 LAMAR ADVERTISING CO NEW CL A 12,975 860 0.47%
63 METLIFE INC 21,296 848 0.46%
64 UNITED TECHNOLOGIES CORP 8,205 841 0.46%
65 DISNEY WALT CO 8,520 833 0.45%
66 BROWN FORMAN CORP 8,290 827 0.45%
67 HUMANA INC 4,545 818 0.44%
68 STRYKER CORP 6,806 816 0.44%
69 SCHWAB EMERGING MARKETS EQUITY ETF 38,145 812 0.44%
70 PEPSICO INC 7,541 799 0.43%
71 PHILLIPS 66 10,070 799 0.43%
72 AbbVie Inc 12,843 795 0.43%
73 MACYS INC 22,560 758 0.41%
74 DANAHER CORP DEL 7,143 721 0.39%
75 Hewlett Packard Enterprise Com 39,358 719 0.39%
76 INTERNATIONAL BUSINESS MACHS 4,637 704 0.38%
77 HALLIBURTON CO 15,060 682 0.37%
78 ON SEMICONDUCTOR CORP 76,925 678 0.37%
79 PHILIP MORRIS INTL INC 6,630 674 0.37%
80 Nextera Energy Inc 5,106 666 0.36%
81 DELTA AIRLINES INC DEL 18,161 662 0.36%
82 Mid-Amer Apt Cmntys Inc 6,175 657 0.36%
83 US BANCORP DEL 16,137 651 0.35%
84 MICROSOFT CORP 12,566 643 0.35%
85 HENRY SCHEIN INC 3,500 619 0.34%
86 INTEL CORP 18,743 615 0.33%
87 ILLUMINA INC 4,250 597 0.32%
88 Skyworks Solutions 9,310 589 0.32%
89 Travelers Cos Inc 4,905 584 0.32%
90 SEAGATE TECHNOLOGY PLC 23,885 582 0.32%
91 QUALCOMM INC 10,752 576 0.31%
92 WELLS FARGO & CO NEW 12,098 573 0.31%
93 Ameriprise Financial 6,363 572 0.31%
94 AMGEN INC 3,500 533 0.29%
95 CARNIVAL CORP 12,000 530 0.29%
96 NEWELL BRANDS 10,918 530 0.29%
97 VANGUARD INTL EQUITY INDEX F 14,610 515 0.28%
98 CIENA CORP 27,035 507 0.28%
99 ALTRIA GROUP INC 7,305 504 0.27%
100 MORGAN STANLEY 19,250 500 0.27%
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