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Institutional Investment Manager
Regent Investment Management LLC
Regent Investment Management LLC (CIK: 0001559968) incorporated in Kentucky, located at 4350 Brownsboro Road, Louisville, KY. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q2)
Original 13F HR (0001559968-16-000016) filed in 2016.07.15
#
Name
Shares
Value ($)
%
Options
Notes
101 LINCOLN NATL CORP IND 12,300 477 0.26%
102 ISHARES 15,600 471 0.26%
103 NORFOLK SOUTHERN CORP 5,450 464 0.25%
104 MAXIM INTEGRATED PRODS INC 12,750 455 0.25%
105 CONAGRA BRANDS INC 9,495 454 0.25%
106 ENERGY TRANSFER PART LP 11,880 452 0.25%
107 BROWN FORMAN CORP 4,180 452 0.25%
108 ANHEUSER BUSCH INBEV SA/NV 3,400 448 0.24%
109 EMERSON ELEC CO 8,446 441 0.24%
110 ABBOTT LABS 10,998 432 0.23%
111 ISHARES TR 12,544 431 0.23%
112 VENTAS INC 5,890 429 0.23%
113 TEMPLETON DRAGON CF 24,650 427 0.23%
114 Eaton Corp PLC 7,065 422 0.23%
115 APOLLO INVT CORP COM 75,700 419 0.23%
116 LOWES COS INC 5,287 419 0.23%
117 AMERICAN EXPRESS CO 6,745 410 0.22%
118 KINDRED HEALTHCARE INC 35,900 405 0.22%
119 CRITEO S A 8,800 404 0.22%
120 HARTFORD FINL SVCS GROUP INC 8,600 382 0.21%
121 ANTHEM INC 2,845 374 0.20%
122 BAIDU INC 2,250 372 0.20%
123 Tractor Supply Co 4,069 371 0.20%
124 SMUCKER J M CO 2,434 371 0.20%
125 Medtronic PLC 4,200 364 0.20%
126 UNILEVER PLC SPON ADR NEW 7,500 359 0.20%
127 JABIL INC 18,750 346 0.19%
128 PAYPAL HOLDINGS INC SHS 9,350 341 0.19%
129 Comcast Corp Cl A 5,180 338 0.18%
130 DEVON ENERGY CORP NEW 9,281 336 0.18%
131 UNION PAC CORP 3,766 329 0.18%
132 MCDONALDS CORP 2,705 326 0.18%
133 TAIWAN SEMICONDUCTOR MFG LTD 12,285 322 0.18%
134 GENUINE PARTS CO 3,165 320 0.17%
135 ROYAL DUTCH SHELL PLC SPONSORE 5,685 318 0.17%
136 BERKSHIRE HATHAWAY INC DEL 2,158 312 0.17%
137 AMERICAN AIRLS GROUP INC 10,900 309 0.17%
138 WEYERHAEUSER CO 10,300 307 0.17%
139 Adobe Systems Inc 3,210 307 0.17%
140 WAL-MART STORES INC 4,183 305 0.17%
141 PNC FINL SVCS GROUP INC 3,738 304 0.17%
142 ANNALY CAP MGMT INC 27,347 303 0.16%
143 OCCIDENTAL PETE CORP DEL 4,000 302 0.16%
144 LILLY ELI & CO 3,700 291 0.16%
145 ROYAL CARIBBEAN CRUISES LTD 4,330 291 0.16%
146 TARGET CORP 4,075 285 0.15%
147 ALIBABA GROUP HLDG F SPONSORED 3,560 283 0.15%
148 STERICYCLE INC 2,650 276 0.15%
149 Mastercard Inc 3,130 276 0.15%
150 DOW CHEM CO 5,520 274 0.15%
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