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Institutional Investment Manager
Regent Investment Management LLC
Regent Investment Management LLC (CIK: 0001559968) incorporated in Kentucky, located at 4350 Brownsboro Road, Louisville, KY. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q2)
Original 13F HR (0001559968-16-000016) filed in 2016.07.15
#
Name
Shares
Value ($)
%
Options
Notes
151 NORFOLK SOUTHERN CORP 5,450 464 0.25%
152 Nextera Energy Inc 5,106 666 0.36%
153 Nextera Energy Inc 430 56 0.03%
154 OCCIDENTAL PETE CORP DEL 4,000 302 0.16%
155 ON SEMICONDUCTOR CORP 76,925 678 0.37%
156 ORACLE CORPORATION 26,076 1,067 0.58%
157 PEPSICO INC 7,541 799 0.43%
158 PFIZER INC 39,563 1,393 0.76%
159 PFIZER INC 2,929 103 0.06%
160 PHILIP MORRIS INTL INC 6,630 674 0.37%
161 PHILIP MORRIS INTL INC 481 49 0.03%
162 PHILLIPS 66 10,070 799 0.43%
163 PNC FINL SVCS GROUP INC 3,738 304 0.17%
164 PNC FINL SVCS GROUP INC 900 73 0.04%
165 PRICELINE GRP INC 2,151 2,685 1.46%
166 PROCTER AND GAMBLE CO 49,887 4,224 2.30%
167 PROCTER AND GAMBLE CO 1,000 85 0.05%
168 PRUDENTIAL FINL INC 27,905 1,991 1.08%
169 Paypal Holdings Inc 9,350 341 0.19%
170 QUALCOMM INC 10,752 576 0.31%
171 RENEURON GROUP PLC ORDF 100,000 4 0.00%
172 ROYAL DUTCH SHELL PLC 4,700 260 0.14%
173 ROYAL DUTCH SHELL PLC 3,934 217 0.12%
174 ROYAL DUTCH SHELL PLC 5,685 318 0.17%
175 Royal Caribbean Cruises Ltd 4,330 291 0.16%
176 SCHLUMBERGER LTD 14,704 1,163 0.63%
177 SCHWAB EMERGING MARKETS EQUITY ETF 38,145 812 0.44%
178 SEAGATE TECHNOLOGY PLC 23,885 582 0.32%
179 SKECHERS U S A INC 8,800 262 0.14%
180 SMUCKER J M CO 2,434 371 0.20%
181 STARBUCKS CORP 3,584 205 0.11%
182 STERICYCLE INC 2,650 276 0.15%
183 STONEMOR PARTNERS LP 52,840 1,324 0.72%
184 STRYKER CORP 6,806 816 0.44%
185 Skyworks Solutions 9,310 589 0.32%
186 TAIWAN SEMICONDUCTOR MFG LTD 12,285 322 0.18%
187 TARGET CORP 4,075 285 0.15%
188 TEMPLETON DRAGON CF 24,650 427 0.23%
189 TENNECO INC 5,400 252 0.14%
190 TEXAS INSTRS INC 16,450 1,031 0.56%
191 TEXAS ROADHOUSE INC 5,500 251 0.14%
192 THERMO FISHER SCIENTIFIC INC 9,178 1,356 0.74%
193 TIME WARNER INC 42,610 3,134 1.70%
194 TJX COS INC NEW 20,291 1,567 0.85%
195 TRACTOR SUPPLY CO 4,069 371 0.20%
196 TRINA SOLAR LTD F UNSPONSORED 14,500 112 0.06%
197 Travelers Cos Inc 4,905 584 0.32%
198 UNILEVER PLC 7,500 359 0.20%
199 UNION PAC CORP 3,766 329 0.18%
200 UNITED PARCEL SERVICE INC 200 22 0.01%
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