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Institutional Investment Manager
Regent Investment Management LLC
Regent Investment Management LLC (CIK: 0001559968) incorporated in Kentucky, located at 4350 Brownsboro Road, Louisville, KY. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q2)
Original 13F HR (0001559968-16-000016) filed in 2016.07.15
#
Name
Shares
Value ($)
%
Options
Notes
151 EATON VANCE TAX MANAGD GLBL DI 8,500 73 0.04%
152 EATON CORPORATION PLC 7,065 422 0.23%
153 EATON CORPORATION PLC 1,214 73 0.04%
154 Diageo PLC Sp ADR 16,869 1,904 1.03%
155 Devon Energy Corp 9,281 336 0.18%
156 DU PONT E I DE NEMOURS & CO 20,438 1,324 0.72%
157 DOW CHEM CO 5,520 274 0.15%
158 DISNEY WALT CO 8,520 833 0.45%
159 DELTA AIRLINES INC DEL 18,161 662 0.36%
160 DANAHER CORP DEL 7,143 721 0.39%
161 ConocoPhillips 21,507 938 0.51%
162 ConocoPhillips 481 21 0.01%
163 Chubb Limited 9,120 1,192 0.65%
164 CVS HEALTH CORP 69,556 6,659 3.62%
165 CRITEO S A SPONS ADS 8,800 404 0.22%
166 CONAGRA BRANDS INC 9,495 454 0.25%
167 COMCAST CORP CL A 5,180 338 0.18%
168 COCA COLA CO 45,781 2,075 1.13%
169 CISCO SYSTEMS INC 68,724 1,972 1.07%
170 CIENA CORP 27,035 507 0.28%
171 CHINA GREEN AGRICULT 10,000 13 0.01%
172 CHEVRON CORP NEW 600 63 0.03%
173 CHEVRON CORP NEW 26,394 2,767 1.50%
174 CELGENE CORP 41,049 4,049 2.20%
175 CBS CORP NEW 4,527 246 0.13%
176 CARNIVAL CORP 12,000 530 0.29%
177 CARDINAL HEALTH INC 14,575 1,137 0.62%
178 CAPITALA FINANCE CO 6,200 87 0.05%
179 CAPITALA FINANCE CO 62,256 872 0.47%
180 BROWN FORMAN CORP 4,180 452 0.25%
181 BROWN FORMAN CORP 8,290 827 0.45%
182 BRISTOL MYERS SQUIBB CO 1,500 110 0.06%
183 BRISTOL MYERS SQUIBB CO 23,257 1,711 0.93%
184 BIOMARIN PHARMACEUTL 3,450 268 0.15%
185 BGC PARTNERS INC 7,000 61 0.03%
186 BGC PARTNERS INC 5,000 44 0.02%
187 BERKSHIRE HATHAWAY INC DEL 2,158 312 0.17%
188 BERKSHIRE HATHAWAY INC DEL 1 217 0.12%
189 BAKER HUGHES INC 5,300 239 0.13%
190 BAIDU INC 2,250 372 0.20%
191 AmerisourceBergen 20,125 1,596 0.87%
192 Ameriprise Financial 6,363 572 0.31%
193 Alphabet Inc Cap Stock Cl A 3,694 2,599 1.41%
194 Alibaba Group Holding Ltd Sp A 3,560 283 0.15%
195 Agnico Eagle 32,215 875 0.48%
196 Adobe Systems Inc 3,210 307 0.17%
197 Abbvie Inc 1,280 79 0.04%
198 Abbvie Inc 12,843 795 0.43%
199 AT&T Inc New 1,650 71 0.04%
200 AT&T Inc New 54,907 2,373 1.29%
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