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Institutional Investment Manager
Regent Investment Management LLC
Regent Investment Management LLC (CIK: 0001559968) incorporated in Kentucky, located at 4350 Brownsboro Road, Louisville, KY. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q2)
Original 13F HR (0001559968-16-000016) filed in 2016.07.15
#
Name
Shares
Value ($)
%
Options
Notes
151 General Motors Co 9,550 270 0.15%
152 BIOMARIN PHARMACEUTL 3,450 268 0.15%
153 SKECHERS U S A INC 8,800 262 0.14%
154 ROYAL DUTCH SHELL PLC 4,700 260 0.14%
155 TENNECO INC 5,400 252 0.14%
156 TEXAS ROADHOUSE INC 5,500 251 0.14%
157 CBS CORP NEW 4,527 246 0.13%
158 ACTIVISION BLIZZARD 6,108 242 0.13%
159 ISHARES TR 2,575 241 0.13%
160 BAKER HUGHES INC 5,300 239 0.13%
161 ISHARES RUSSELL 2000 GROWTH ETF 1,701 233 0.13%
162 HILLENBRAND INC 7,713 232 0.13%
163 LIFEPOINT HEALTH INC 3,510 229 0.12%
164 HERSHEY CO 2,020 229 0.12%
165 EBAY INC 9,350 219 0.12%
166 ROYAL DUTCH SHELL PLC 3,934 217 0.12%
167 BERKSHIRE HATHAWAY INC DEL 1 217 0.12%
168 ZIMMER BIOMET HLDGS INC 1,800 217 0.12%
169 ISHARES TR 3,705 207 0.11%
170 STARBUCKS CORP 3,584 205 0.11%
171 HERTZ RENT CAR HLDG 18,225 202 0.11%
172 FORD MTR CO DEL 15,329 193 0.10%
173 UNITED PARCEL SERVICE INC 1,765 190 0.10%
174 LIBERTY ALL STAR EQUITY FD 27,700 139 0.08%
175 KKR & CO L P DEL COM UNITS 9,328 115 0.06%
176 TRINA SOLAR LTD F UNSPONSORED 14,500 112 0.06%
177 KIMBERLY CLARK CORP 800 110 0.06%
178 BRISTOL MYERS SQUIBB CO 1,500 110 0.06%
179 PFIZER INC 2,929 103 0.06%
180 MICROSOFT CORP 1,800 92 0.05%
181 CAPITALA FINANCE CO 6,200 87 0.05%
182 PROCTER AND GAMBLE CO 1,000 85 0.05%
183 AbbVie Inc 1,280 79 0.04%
184 EATON VANCE TAX MANAGD GLBL DI 8,500 73 0.04%
185 VENTAS INC REIT 1,000 73 0.04%
186 EATON CORPORATION PLC 1,214 73 0.04%
187 PNC FINL SVCS GROUP INC 900 73 0.04%
188 INTEL CORP 2,200 72 0.04%
189 AT&T Inc New 1,650 71 0.04%
190 General Motors Co 2,300 65 0.04%
191 CHEVRON CORP NEW 600 63 0.03%
192 KRAFT HEINZ CO 700 62 0.03%
193 BGC PARTNERS INC 7,000 61 0.03%
194 Nextera Energy Inc 430 56 0.03%
195 ISHARES TR 971 54 0.03%
196 MERCK & CO INC 901 52 0.03%
197 LILLY ELI & CO 653 51 0.03%
198 PHILIP MORRIS INTL INC 481 49 0.03%
199 JOHNSON & JOHNSON 400 49 0.03%
200 Verizon Communications Inc 841 47 0.03%
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