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Institutional Investment Manager
Regent Investment Management LLC
Regent Investment Management LLC (CIK: 0001559968) incorporated in Kentucky, located at 4350 Brownsboro Road, Louisville, KY. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q2)
Original 13F HR (0001559968-16-000016) filed in 2016.07.15
#
Name
Shares
Value ($)
%
Options
Notes
201 APPLE INC 55,780 5,333 2.90%
202 APOLLO INVESTMENT CORP 5,400 30 0.02%
203 APOLLO INVESTMENT CORP 75,700 419 0.23%
204 ANTHEM INC 2,845 374 0.20%
205 ANNALY CAP MGMT INC 1,000 11 0.01%
206 ANNALY CAP MGMT INC 27,347 303 0.16%
207 ANHEUSER-BUSCH INBEV ADR 3,400 448 0.24%
208 AMGEN INC 3,500 533 0.29%
209 AMERICAN INTL GROUP INC 17,220 911 0.50%
210 AMERICAN EXPRESS CO 6,745 410 0.22%
211 AMERICAN AIRLINES GROUP INC 10,900 309 0.17%
212 ALTRIA GROUP INC 7,305 504 0.27%
213 ALPHABET INC. CLASS C 5,164 3,574 1.94%
214 ALLERGAN PLC 3,767 871 0.47%
215 ACTIVISION BLIZZARD 6,108 242 0.13%
216 ABBOTT LABS 10,998 432 0.23%
217 ABBOTT LABS 680 27 0.01%
218 3M Co 6,708 1,175 0.64%
219 3M Co 181 32 0.02%
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