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Institutional Investment Manager
Regent Investment Management LLC
Regent Investment Management LLC (CIK: 0001559968) incorporated in Kentucky, located at 4350 Brownsboro Road, Louisville, KY. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q2)
Original 13F HR (0001559968-16-000016) filed in 2016.07.15
#
Name
Shares
Value ($)
%
Options
Notes
201 BGC PARTNERS INC 5,000 44 0.02%
202 KKR & CO L P DEL COM UNITS 3,500 43 0.02%
203 ENERGY TRANSFER PART LP 1,100 42 0.02%
204 MONDELEZ INTL INC 900 41 0.02%
205 3M Co 181 32 0.02%
206 GENERAL ELECTRIC CO 1,000 31 0.02%
207 APOLLO INVESTMENT CORP 5,400 30 0.02%
208 GENSPERA INC COM 230,001 28 0.02%
209 ABBOTT LABS 680 27 0.01%
210 UNITED PARCEL SERVICE INC 200 22 0.01%
211 ConocoPhillips 481 21 0.01%
212 EATON VANCE TAX MANAGD GLBL DI 2,000 17 0.01%
213 CHINA GREEN AGRICULT 10,000 13 0.01%
214 KINDRED HEALTHCARE INC 1,000 11 0.01%
215 ANNALY CAP MGMT INC 1,000 11 0.01%
216 ISHARES TR 300 10 0.01%
217 RENEURON GROUP PLC ORDF 100,000 4 0.00%
218 FIRST MEXICAN GOLD F 25,000 1 0.00%
219 WONDER AUTO TECH INC XXX ESCRO 11,000 0 0.00%
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