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Institutional Investment Manager
Regent Investment Management LLC
Regent Investment Management LLC (CIK: 0001559968) incorporated in Kentucky, located at 4350 Brownsboro Road, Louisville, KY. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q2)
Original 13F HR (0001559968-16-000016) filed in 2016.07.15
#
Name
Shares
Value ($)
%
Options
Notes
1 ZIMMER BIOMET HLDGS INC 1,800 217 0.12%
2 YUM BRANDS INC 11,300 937 0.51%
3 WONDER AUTO TECH INC XXX ESCRO 11,000 0 0.00%
4 WILLIAMS COS INC DEL 62,735 1,357 0.74%
5 WHIRLPOOL CORP 11,800 1,966 1.07%
6 WEYERHAEUSER CO 10,300 307 0.17%
7 WELLS FARGO & CO NEW 12,098 573 0.31%
8 WALGREENS BOOTS ALLIANCE INC 75,991 6,328 3.44%
9 WAL-MART STORES INC 4,183 305 0.17%
10 Verizon Communications Inc 35,214 1,966 1.07%
11 Verizon Communications Inc 841 47 0.03%
12 VENTAS INC REIT 5,890 429 0.23%
13 VENTAS INC REIT 1,000 73 0.04%
14 VANGUARD INTL EQUITY INDEX F 14,610 515 0.28%
15 V F CORP 39,851 2,450 1.33%
16 UnitedHealth Group Inc 11,614 1,640 0.89%
17 US BANCORP DEL 16,137 651 0.35%
18 UNITED TECHNOLOGIES CORP 8,205 841 0.46%
19 UNITED PARCEL SERVICE INC 1,765 190 0.10%
20 UNITED PARCEL SERVICE INC 200 22 0.01%
21 UNION PAC CORP 3,766 329 0.18%
22 UNILEVER PLC 7,500 359 0.20%
23 Travelers Cos Inc 4,905 584 0.32%
24 TRINA SOLAR LTD F UNSPONSORED 14,500 112 0.06%
25 TRACTOR SUPPLY CO 4,069 371 0.20%
26 TJX COS INC NEW 20,291 1,567 0.85%
27 TIME WARNER INC 42,610 3,134 1.70%
28 THERMO FISHER SCIENTIFIC INC 9,178 1,356 0.74%
29 TEXAS ROADHOUSE INC 5,500 251 0.14%
30 TEXAS INSTRS INC 16,450 1,031 0.56%
31 TENNECO INC 5,400 252 0.14%
32 TEMPLETON DRAGON CF 24,650 427 0.23%
33 TARGET CORP 4,075 285 0.15%
34 TAIWAN SEMICONDUCTOR MFG LTD 12,285 322 0.18%
35 Skyworks Solutions 9,310 589 0.32%
36 STRYKER CORP 6,806 816 0.44%
37 STONEMOR PARTNERS LP 52,840 1,324 0.72%
38 STERICYCLE INC 2,650 276 0.15%
39 STARBUCKS CORP 3,584 205 0.11%
40 SMUCKER J M CO 2,434 371 0.20%
41 SKECHERS U S A INC 8,800 262 0.14%
42 SEAGATE TECHNOLOGY PLC 23,885 582 0.32%
43 SCHWAB EMERGING MARKETS EQUITY ETF 38,145 812 0.44%
44 SCHLUMBERGER LTD 14,704 1,163 0.63%
45 Royal Caribbean Cruises Ltd 4,330 291 0.16%
46 ROYAL DUTCH SHELL PLC 3,934 217 0.12%
47 ROYAL DUTCH SHELL PLC 4,700 260 0.14%
48 ROYAL DUTCH SHELL PLC 5,685 318 0.17%
49 RENEURON GROUP PLC ORDF 100,000 4 0.00%
50 QUALCOMM INC 10,752 576 0.31%
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