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Institutional Investment Manager
Regent Investment Management LLC
Regent Investment Management LLC (CIK: 0001559968) incorporated in Kentucky, located at 4350 Brownsboro Road, Louisville, KY. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Original 13F HR (0001559968-16-000020) filed in 2016.10.18
#
Name
Shares
Value ($)
%
Options
Notes
51 CIENA CORP 29,262 638 0.33%
52 CISCO SYSTEMS INC 78,560 2,492 1.29%
53 COCA COLA CO 45,781 1,937 1.01%
54 COMCAST CORP CL A 5,180 344 0.18%
55 COMPUTER SCIENCES CORP. 5,000 261 0.14%
56 CONAGRA BRANDS INC 10,295 485 0.25%
57 CRITEO S A SPONS ADS 9,115 320 0.17%
58 CVS HEALTH CORP 69,131 6,152 3.20%
59 Cavium Inc 7,200 419 0.22%
60 Chubb Limited 9,120 1,146 0.60%
61 ConocoPhillips 481 21 0.01%
62 ConocoPhillips 21,007 913 0.47%
63 DANAHER CORP DEL 7,143 560 0.29%
64 DELTA AIRLINES INC DEL 18,162 715 0.37%
65 DISNEY WALT CO 8,625 801 0.42%
66 DOW CHEM CO 5,875 304 0.16%
67 DU PONT E I DE NEMOURS & CO 19,938 1,335 0.69%
68 Devon Energy Corp 9,281 409 0.21%
69 Diageo PLC Sp ADR 16,869 1,957 1.02%
70 EATON CORPORATION PLC 1,214 80 0.04%
71 EATON CORPORATION PLC 6,865 451 0.23%
72 EATON VANCE TAX MANAGD GLBL DI 2,000 17 0.01%
73 EATON VANCE TAX MANAGD GLBL DI 8,500 74 0.04%
74 EBAY INC 9,850 324 0.17%
75 EMERSON ELEC CO 8,446 460 0.24%
76 ENERGY TRANSFER PART LP 1,100 41 0.02%
77 ENERGY TRANSFER PART LP 22,520 833 0.43%
78 EXPRESS SCRIPTS HOLDING COMPAN 18,677 1,317 0.68%
79 Exxon Mobil Corp 13,240 1,156 0.60%
80 FARMERS CAP BK CORP COM 164,718 4,882 2.54%
81 FIRST MEXICAN GOLD F 25,000 1 0.00%
82 FORD MTR CO DEL 13,329 161 0.08%
83 Facebook Inc Cl A 30,805 3,951 2.05%
84 FedEx Corp 7,456 1,302 0.68%
85 GENERAL ELECTRIC CO 106,574 3,157 1.64%
86 GENERAL ELECTRIC CO 1,000 30 0.02%
87 GENERAL MLS INC 19,885 1,270 0.66%
88 GENUINE PARTS CO 3,165 318 0.17%
89 GILEAD SCIENCES INC 38,572 3,052 1.59%
90 HALLIBURTON CO 13,825 620 0.32%
91 HARTFORD FINL SVCS GROUP INC 8,600 368 0.19%
92 HENRY SCHEIN INC 3,500 570 0.30%
93 HILLENBRAND INC 7,713 244 0.13%
94 HOME DEPOT INC 8,260 1,063 0.55%
95 HONEYWELL INTL INC 15,392 1,795 0.93%
96 HUMANA INC 4,545 804 0.42%
97 Hewlett Packard Enterprise Com 38,358 873 0.45%
98 ILLUMINA INC 4,150 754 0.39%
99 INSPYR THERAPEUTICS INCCOM 230,001 32 0.02%
100 INTEL CORP 2,200 83 0.04%
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