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Institutional Investment Manager
Regent Investment Management LLC
Regent Investment Management LLC (CIK: 0001559968) incorporated in Kentucky, located at 4350 Brownsboro Road, Louisville, KY. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Original 13F HR (0001559968-16-000020) filed in 2016.10.18
#
Name
Shares
Value ($)
%
Options
Notes
101 INTEL CORP 2,200 83 0.04%
102 INTERNATIONAL BUSINESS MACHS 2,806 446 0.23%
103 ISHARES TR 24,530 932 0.48%
104 ISHARES TR 4,682 816 0.42%
105 ISHARES TR 2,575 251 0.13%
106 ISHARES TR 9,591 1,005 0.52%
107 ISHARES TR 1,701 253 0.13%
108 ISHARES TR 300 11 0.01%
109 ISHARES TR 12,544 470 0.24%
110 ISHARES TR 971 57 0.03%
111 ISHARES TR 3,685 218 0.11%
112 Ishares - Japan 13,400 168 0.09%
113 JABIL INC 17,750 387 0.20%
114 JOHNSON & JOHNSON 43,325 5,118 2.66%
115 JOHNSON & JOHNSON 400 47 0.02%
116 JPMorgan Chase & Co 86,734 5,776 3.00%
117 KIMBERLY CLARK CORP 800 101 0.05%
118 KIMBERLY CLARK CORP 10,408 1,313 0.68%
119 KINDRED HEALTHCARE INC 35,600 364 0.19%
120 KINDRED HEALTHCARE INC 1,000 10 0.01%
121 KRAFT HEINZ CO 19,439 1,740 0.90%
122 KRAFT HEINZ CO 600 54 0.03%
123 KROGER CO 39,490 1,172 0.61%
124 LAMAR ADVERTISING CO NEW CL A 20,165 1,317 0.68%
125 LANDMARK INFRASTRUCT LP 65,604 1,152 0.60%
126 LIBERTY ALL STAR EQUITY FUND SH BEN INT 33,700 175 0.09%
127 LIFEPOINT HEALTH INC 3,510 208 0.11%
128 LILLY ELI & CO 3,550 285 0.15%
129 LILLY ELI & CO 653 52 0.03%
130 LINCOLN NATL CORP IND 12,300 578 0.30%
131 LOWES COS INC 5,487 396 0.21%
132 MACYS INC 5,800 215 0.11%
133 MASTERCARD INCORPORATE 3,280 334 0.17%
134 MCDONALDS CORP 2,705 312 0.16%
135 MEDTRONIC PLC 4,200 363 0.19%
136 MERCK & CO INC 901 56 0.03%
137 MERCK & CO INC 38,202 2,384 1.24%
138 METLIFE INC 20,681 919 0.48%
139 MICROSOFT CORP 12,901 743 0.39%
140 MICROSOFT CORP 1,800 104 0.05%
141 MONDELEZ INTL INC 21,834 959 0.50%
142 MONDELEZ INTL INC 900 40 0.02%
143 MORGAN STANLEY 20,550 659 0.34%
144 MYLAN N V 45,640 1,740 0.90%
145 Maxim Integrated Products Inc 12,750 509 0.26%
146 McKesson Corp 13,380 2,231 1.16%
147 Mid-Amer Apt Cmntys Inc 6,175 580 0.30%
148 Molson Coors Brewing Co 5,925 651 0.34%
149 NEWELL BRANDS INC 11,260 593 0.31%
150 NORFOLK SOUTHERN CORP 6,500 631 0.33%
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