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Institutional Investment Manager
Regent Investment Management LLC
Regent Investment Management LLC (CIK: 0001559968) incorporated in Kentucky, located at 4350 Brownsboro Road, Louisville, KY. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Original 13F HR (0001559968-16-000020) filed in 2016.10.18
#
Name
Shares
Value ($)
%
Options
Notes
101 BAIDU INC 2,250 410 0.21%
102 Royal Caribbean Cruises Ltd 5,530 414 0.22%
103 VENTAS INC REIT 5,890 416 0.22%
104 BROWN FORMAN CORP 8,360 416 0.22%
105 Cavium Inc 7,200 419 0.22%
106 Adobe Systems Inc 3,910 424 0.22%
107 AMERICAN EXPRESS CO 6,745 432 0.22%
108 APOLLO INVESTMENT CORP 74,700 433 0.23%
109 INTERNATIONAL BUSINESS MACHS 2,806 446 0.23%
110 ANHEUSER-BUSCH INBEV ADR 3,400 447 0.23%
111 EATON CORPORATION PLC 6,865 451 0.23%
112 EMERSON ELEC CO 8,446 460 0.24%
113 ALTRIA GROUP INC 7,305 462 0.24%
114 ISHARES TR 12,544 470 0.24%
115 ABBOTT LABS 11,398 482 0.25%
116 CONAGRA BRANDS INC 10,295 485 0.25%
117 WELLS FARGO CO NEW 11,098 491 0.26%
118 Maxim Integrated Products Inc 12,750 509 0.26%
119 WESTERN DIGITAL CORP 8,715 510 0.27%
120 CAPITALA FINANCE CO 40,887 536 0.28%
121 DANAHER CORP DEL 7,143 560 0.29%
122 Travelers Cos Inc 4,905 562 0.29%
123 HENRY SCHEIN INC 3,500 570 0.30%
124 LINCOLN NATL CORP IND 12,300 578 0.30%
125 Mid-Amer Apt Cmntys Inc 6,175 580 0.30%
126 AMGEN INC 3,500 584 0.30%
127 NEWELL BRANDS INC 11,260 593 0.31%
128 HALLIBURTON CO 13,825 620 0.32%
129 Nextera Energy Inc 5,106 625 0.32%
130 NORFOLK SOUTHERN CORP 6,500 631 0.33%
131 Ameriprise Financial 6,363 635 0.33%
132 CIENA CORP 29,262 638 0.33%
133 PHILIP MORRIS INTL INC 6,630 645 0.34%
134 Molson Coors Brewing Co 5,925 651 0.34%
135 MORGAN STANLEY 20,550 659 0.34%
136 US BANCORP DEL 16,137 692 0.36%
137 Skyworks Solutions 9,110 694 0.36%
138 DELTA AIRLINES INC DEL 18,162 715 0.37%
139 QUALCOMM INC 10,452 716 0.37%
140 MICROSOFT CORP 12,901 743 0.39%
141 ILLUMINA INC 4,150 754 0.39%
142 SEAGATE TECHNOLOGY PLC 20,295 782 0.41%
143 BROWN FORMAN CORP 16,580 787 0.41%
144 STRYKER CORP 6,806 792 0.41%
145 ALLERGAN PLC 3,467 798 0.41%
146 DISNEY WALT CO 8,625 801 0.42%
147 HUMANA INC 4,545 804 0.42%
148 Abbvie Inc 12,843 810 0.42%
149 PHILLIPS 66 10,070 811 0.42%
150 ISHARES TR 4,682 816 0.42%
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