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Institutional Investment Manager
Regent Investment Management LLC
Regent Investment Management LLC (CIK: 0001559968) incorporated in Kentucky, located at 4350 Brownsboro Road, Louisville, KY. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Original 13F HR (0001559968-16-000020) filed in 2016.10.18
#
Name
Shares
Value ($)
%
Options
Notes
101 WESTERN DIGITAL CORP 8,715 510 0.27%
102 Maxim Integrated Products Inc 12,750 509 0.26%
103 WELLS FARGO CO NEW 11,098 491 0.26%
104 CONAGRA BRANDS INC 10,295 485 0.25%
105 ABBOTT LABS 11,398 482 0.25%
106 ISHARES TR 12,544 470 0.24%
107 ALTRIA GROUP INC 7,305 462 0.24%
108 EMERSON ELEC CO 8,446 460 0.24%
109 EATON CORPORATION PLC 6,865 451 0.23%
110 ANHEUSER-BUSCH INBEV ADR 3,400 447 0.23%
111 INTERNATIONAL BUSINESS MACHS 2,806 446 0.23%
112 APOLLO INVESTMENT CORP 74,700 433 0.23%
113 AMERICAN EXPRESS CO 6,745 432 0.22%
114 Adobe Systems Inc 3,910 424 0.22%
115 Cavium Inc 7,200 419 0.22%
116 VENTAS INC REIT 5,890 416 0.22%
117 BROWN FORMAN CORP 8,360 416 0.22%
118 Royal Caribbean Cruises Ltd 5,530 414 0.22%
119 BAIDU INC 2,250 410 0.21%
120 Devon Energy Corp 9,281 409 0.21%
121 TEMPLETON DRAGON CF 22,650 399 0.21%
122 LOWES COS INC 5,487 396 0.21%
123 TAIWAN SEMICONDUCTOR MFG LTD 12,785 391 0.20%
124 JABIL INC 17,750 387 0.20%
125 Paypal Holdings Inc 9,350 383 0.20%
126 AMERICAN AIRLINES GROUP INC 10,400 381 0.20%
127 HARTFORD FINL SVCS GROUP INC 8,600 368 0.19%
128 UNION PAC CORP 3,766 367 0.19%
129 Alibaba Group Holding Ltd Sp A 3,460 366 0.19%
130 KINDRED HEALTHCARE INC 35,600 364 0.19%
131 MEDTRONIC PLC 4,200 363 0.19%
132 ANTHEM INC 2,845 357 0.19%
133 UNILEVER PLC 7,500 356 0.18%
134 COMCAST CORP CL A 5,180 344 0.18%
135 PNC FINL SVCS GROUP INC 3,738 337 0.18%
136 MASTERCARD INCORPORATE 3,280 334 0.17%
137 SMUCKER J M CO 2,434 330 0.17%
138 WEYERHAEUSER CO 10,300 329 0.17%
139 ROYAL DUTCH SHELL PLC 6,185 327 0.17%
140 EBAY INC 9,850 324 0.17%
141 CRITEO S A SPONS ADS 9,115 320 0.17%
142 BIOMARIN PHARMACEUTL 3,450 319 0.17%
143 GENUINE PARTS CO 3,165 318 0.17%
144 Target Corp 4,615 317 0.16%
145 MCDONALDS CORP 2,705 312 0.16%
146 BERKSHIRE HATHAWAY INC DEL 2,158 312 0.16%
147 DOW CHEM CO 5,875 304 0.16%
148 TENNECO INC 5,200 303 0.16%
149 WAL-MART STORES INC 4,183 302 0.16%
150 OCCIDENTAL PETE CORP DEL 4,000 292 0.15%
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