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Institutional Investment Manager
Regent Investment Management LLC
Regent Investment Management LLC (CIK: 0001559968) incorporated in Kentucky, located at 4350 Brownsboro Road, Louisville, KY. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Original 13F HR (0001559968-16-000020) filed in 2016.10.18
#
Name
Shares
Value ($)
%
Options
Notes
151 NXP Semiconductors NV 2,070 211 0.11%
152 Nextera Energy Inc 5,106 625 0.32%
153 Nextera Energy Inc 430 53 0.03%
154 OCCIDENTAL PETE CORP DEL 4,000 292 0.15%
155 ON SEMICONDUCTOR CORP 71,275 878 0.46%
156 ORACLE CORPORATION 26,076 1,024 0.53%
157 PEPSICO INC 7,541 820 0.43%
158 PFIZER INC 2,929 99 0.05%
159 PFIZER INC 43,333 1,468 0.76%
160 PHILIP MORRIS INTL INC 481 47 0.02%
161 PHILIP MORRIS INTL INC 6,630 645 0.34%
162 PHILLIPS 66 10,070 811 0.42%
163 PNC FINL SVCS GROUP INC 3,738 337 0.18%
164 PNC FINL SVCS GROUP INC 800 72 0.04%
165 PRICELINE GRP INC 2,108 3,102 1.61%
166 PROCTER AND GAMBLE CO 1,000 90 0.05%
167 PROCTER AND GAMBLE CO 49,887 4,477 2.33%
168 PRUDENTIAL FINL INC 28,520 2,329 1.21%
169 Paypal Holdings Inc 9,350 383 0.20%
170 QUALCOMM INC 10,452 716 0.37%
171 RENEURON GROUP PLC ORDF 100,000 3 0.00%
172 ROYAL DUTCH SHELL PLC 4,700 235 0.12%
173 ROYAL DUTCH SHELL PLC 6,185 327 0.17%
174 Royal Caribbean Cruises Ltd 5,530 414 0.22%
175 SCHLUMBERGER LTD 13,740 1,081 0.56%
176 SCHWAB EMERGING MARKETS EQUITY ETF 38,160 880 0.46%
177 SEAGATE TECHNOLOGY PLC 20,295 782 0.41%
178 SMUCKER J M CO 2,434 330 0.17%
179 SPECTRA ENERGY CORP 4,930 211 0.11%
180 STERICYCLE INC 2,650 212 0.11%
181 STONEMOR PARTNERS LP 59,340 1,486 0.77%
182 STRYKER CORP 6,806 792 0.41%
183 Skyworks Solutions 9,110 694 0.36%
184 TAIWAN SEMICONDUCTOR MFG LTD 12,785 391 0.20%
185 TEMPLETON DRAGON CF 22,650 399 0.21%
186 TENNECO INC 5,200 303 0.16%
187 TEXAS INSTRS INC 16,450 1,154 0.60%
188 TEXAS ROADHOUSE INC 5,700 222 0.12%
189 THERMO FISHER SCIENTIFIC INC 9,178 1,460 0.76%
190 TIME WARNER INC 43,010 3,424 1.78%
191 TJX COS INC NEW 20,756 1,552 0.81%
192 TRACTOR SUPPLY CO 4,069 274 0.14%
193 TRINA SOLAR LTD F UNSPONSORED 12,500 128 0.07%
194 Target Corp 4,615 317 0.16%
195 Travelers Cos Inc 4,905 562 0.29%
196 UNILEVER PLC 7,500 356 0.18%
197 UNION PAC CORP 3,766 367 0.19%
198 UNITED PARCEL SERVICE INC 1,765 193 0.10%
199 UNITED PARCEL SERVICE INC 200 22 0.01%
200 UNITED TECHNOLOGIES CORP 8,405 854 0.44%
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