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Institutional Investment Manager
Regent Investment Management LLC
Regent Investment Management LLC (CIK: 0001559968) incorporated in Kentucky, located at 4350 Brownsboro Road, Louisville, KY. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Original 13F HR (0001559968-16-000020) filed in 2016.10.18
#
Name
Shares
Value ($)
%
Options
Notes
151 PEPSICO INC 7,541 820 0.43%
152 ENERGY TRANSFER PART LP 22,520 833 0.43%
153 UNITED TECHNOLOGIES CORP 8,405 854 0.44%
154 Hewlett Packard Enterprise Com 38,358 873 0.45%
155 ON SEMICONDUCTOR CORP 71,275 878 0.46%
156 SCHWAB EMERGING MARKETS EQUITY ETF 38,160 880 0.46%
157 ConocoPhillips 21,007 913 0.47%
158 METLIFE INC 20,681 919 0.48%
159 ISHARES TR 24,530 932 0.48%
160 MONDELEZ INTL INC 21,834 959 0.50%
161 ISHARES TR 9,591 1,005 0.52%
162 AMERICAN INTL GROUP INC 17,065 1,013 0.53%
163 ORACLE CORPORATION 26,076 1,024 0.53%
164 YUM BRANDS INC 11,300 1,026 0.53%
165 HOME DEPOT INC 8,260 1,063 0.55%
166 SCHLUMBERGER LTD 13,740 1,081 0.56%
167 CARDINAL HEALTH INC 14,575 1,132 0.59%
168 CARNIVAL CORP 23,275 1,136 0.59%
169 Chubb Limited 9,120 1,146 0.60%
170 LANDMARK INFRASTRUCT LP 65,604 1,152 0.60%
171 TEXAS INSTRS INC 16,450 1,154 0.60%
172 Exxon Mobil Corp 13,240 1,156 0.60%
173 BRISTOL MYERS SQUIBB CO 21,657 1,168 0.61%
174 KROGER CO 39,490 1,172 0.61%
175 3M Co 6,683 1,178 0.61%
176 VANGUARD INTL EQUITY INDEX F 33,310 1,253 0.65%
177 GENERAL MLS INC 19,885 1,270 0.66%
178 FedEx Corp 7,456 1,302 0.68%
179 WILLIAMS COS INC DEL 42,375 1,302 0.68%
180 INTEL CORP 34,553 1,304 0.68%
181 KIMBERLY CLARK CORP 10,408 1,313 0.68%
182 EXPRESS SCRIPTS HOLDING COMPAN 18,677 1,317 0.68%
183 LAMAR ADVERTISING CO NEW CL A 20,165 1,317 0.68%
184 DU PONT E I DE NEMOURS & CO 19,938 1,335 0.69%
185 THERMO FISHER SCIENTIFIC INC 9,178 1,460 0.76%
186 PFIZER INC 43,333 1,468 0.76%
187 STONEMOR PARTNERS LP 59,340 1,486 0.77%
188 TJX COS INC NEW 20,756 1,552 0.81%
189 AmerisourceBergen 19,925 1,610 0.84%
190 UnitedHealth Group Inc 11,614 1,626 0.84%
191 MYLAN N V 45,640 1,740 0.90%
192 KRAFT HEINZ CO 19,439 1,740 0.90%
193 HONEYWELL INTL INC 15,392 1,795 0.93%
194 Verizon Communications Inc 36,414 1,893 0.98%
195 COCA COLA CO 45,781 1,937 1.01%
196 Diageo PLC Sp ADR 16,869 1,957 1.02%
197 WHIRLPOOL CORP 12,850 2,084 1.08%
198 V F CORP 39,581 2,219 1.15%
199 McKesson Corp 13,380 2,231 1.16%
200 PRUDENTIAL FINL INC 28,520 2,329 1.21%
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