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Institutional Investment Manager
Oxbow Advisors, LLC
Oxbow Advisors, LLC (CIK: 0001564770) incorporated in Texas, located at 200 West 6th Street, Austin, TX. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q3)
Original 13F HR (0001564770-14-000004) filed in 2014.10.20
#
Name
Shares
Value ($)
%
Options
Notes
51 INTEL CORP 146,687 4,533 0.60%
52 MICRON TECHNOLOGY INC 124,682 4,108 0.55%
53 Genworth Financial Inc - Cl A 235,555 4,099 0.54%
54 DEERE & CO 44,170 4,000 0.53%
55 NUVEEN PERFORMANCE PLUS MUN 264,627 3,879 0.52%
56 BANK AMER CORP 250,901 3,856 0.51%
57 Alliance Holdings GP 56,437 3,657 0.49%
58 CHEVRON CORP NEW 26,500 3,460 0.46%
59 DIVIDEND & INCOME FD COM NEW 209,469 3,343 0.44%
60 BOEING CO 26,209 3,335 0.44%
61 AGNICO EAGLE MINES LTD 84,290 3,228 0.43%
62 HARTFORD FINL SVCS GROUP INC 87,344 3,128 0.42%
63 ISHARES TR 40,470 3,115 0.41%
64 NUVEEN CREDIT STRATEGIES INCOM 325,626 3,048 0.40%
65 ConocoPhillips 34,591 2,966 0.39%
66 Nuveen Build America Bond Fund 137,425 2,817 0.37%
67 Calamos Convertible & High Inc 184,943 2,737 0.36%
68 JOHNSON & JOHNSON 26,138 2,735 0.36%
69 BHP BILLITON LTD 39,000 2,670 0.35%
70 VENTAS INC REIT 41,638 2,669 0.35%
71 Clough Global Allocation Fund 171,398 2,657 0.35%
72 GLOBAL X FDS 101,065 2,634 0.35%
73 OMEGA HEALTHCARE INVS INC 71,140 2,622 0.35%
74 NEW GOLD INC CDA 394,330 2,512 0.33%
75 XEROX CORP 196,525 2,445 0.32%
76 Iron Mountain Inc New 68,375 2,424 0.32%
77 WESTERN UN CO 136,870 2,373 0.32%
78 Verizon Communications Inc 47,698 2,334 0.31%
79 3M CO 16,006 2,293 0.30%
80 NUVEEN QUALITY PFD INC FD 3 262,819 2,281 0.30%
81 CALAMOS STRATEGIC TOTL RETN 177,704 2,134 0.28%
82 ENERGY TRANSFER PART LP 36,812 2,134 0.28%
83 NOKIA CORP 279,048 2,110 0.28%
84 CORNING INC 94,861 2,082 0.28%
85 PFIZER INC 69,703 2,069 0.27%
86 Oneok Partners LP 35,156 2,060 0.27%
87 SPDR S&P 500 Fund 10,315 2,019 0.27%
88 Powershares QQQ Trust 20,675 1,942 0.26%
89 COCA COLA CO 45,326 1,920 0.26%
90 CUBIST PHARMACEUTI 27,000 1,885 0.25%
91 FEDERATED HERMES INC CL B 59,811 1,849 0.25%
92 BED BATH & BEYOND INC 32,075 1,840 0.24%
93 COHEN & STEERS INFRASTRUCTUR 70,900 1,736 0.23%
94 NUVEEN PREFERRED INCOME OPPORT 174,000 1,688 0.22%
95 NUVEEN INVESTMENT QUALIT 111,025 1,630 0.22%
96 Invesco Senior Income Trust 323,571 1,621 0.22%
97 GLAXOSMITHKLINE PLC SPONSORED 29,814 1,594 0.21%
98 GALLAGHER ARTHUR J & CO 33,445 1,559 0.21%
99 ARES CAPITAL CORP 83,190 1,486 0.20%
100 LEGACY RESVS LP 42,498 1,328 0.18%
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New Holding filing (0001564770-14-000006) filed in 2014.10.21, by the way our system suggest this is a Restatement filing.
#
Name
Shares
Value ($)
%
Options
Notes
1 PEABODY ENERGY CORP 86,085 1,066 0.15%
2 3M CO 16,006 2,268 0.32%
3 ABBOTT LABS 7,385 307 0.04%
4 ABERDEEN ASIA PACIFIC INCOM 3,347,560 19,751 2.80%
5 ADVENT CLAYMORE CV SECS & IN 429,040 7,440 1.05%
6 AGNICO EAGLE MINES LTD 83,600 2,427 0.34%
7 ALLIANZGI CONV & INCOME FD 580,207 5,541 0.78%
8 ALLIED NEVADA GOLD UTIL 108,430 359 0.05%
9 AMERICAN EXPRESS CO 2,740 240 0.03%
10 ANADARKO PETE CORP 12,052 1,223 0.17%
11 APACHE CORP 10,000 939 0.13%
12 APPLE INC 3,775 380 0.05%
13 ARES CAPITAL CORP 83,840 1,355 0.19%
14 AT&T Inc New 153,892 5,423 0.77%
15 AURICO GOLD INC 132,418 462 0.07%
16 AbbVie Inc 7,385 427 0.06%
17 Alliance Bernstein Income Fund 2,011,715 15,088 2.14%
18 Alliance Holdings GP 56,109 3,829 0.54%
19 Alliance Resource LP 4,800 206 0.03%
20 Altria Group, Inc. 5,275 242 0.03%
21 Ameriprise Financial 2,700 333 0.05%
22 BANK AMER CORP 244,662 4,171 0.59%
23 BARNES & NOBLE INC 11,725 231 0.03%
24 BARRICK GOLD CORP 14,220 208 0.03%
25 BED BATH & BEYOND INC 33,785 2,224 0.31%
26 BERKSHIRE HATHAWAY INC DEL 1 207 0.03%
27 BHP BILLITON LTD 39,000 2,296 0.32%
28 BLACKROCK CR ALLOCATION INCO 940,500 12,518 1.77%
29 BLACKROCK DEBT STRAT FD INC 51,522 197 0.03%
30 BLACKROCK INCOME TRUST 15,448 98 0.01%
31 BLACKROCK MUNI INCOME INV QL 33,105 468 0.07%
32 BLACKROCK MUNICIPAL INCOMEINVE 96,978 1,319 0.19%
33 BLACKROCK MUNIYLD INVST QLTY 19,135 255 0.04%
34 BLACKROCK TAXABL MUNI BN 381,745 8,024 1.14%
35 BOEING CO 3,365 429 0.06%
36 BP PLC 10,236 450 0.06%
37 BlackRock Enhanced Equity Divi 14,809 121 0.02%
38 CALAMOS CONV OPPORTUNITIES & 27,026 366 0.05%
39 CALAMOS STRATEGIC TOTL RETN 173,674 2,032 0.29%
40 CATERPILLAR INC 3,370 334 0.05%
41 CENTER COAST MLP & INFRSTR FD COM SHS 157,125 3,070 0.43%
42 CHESAPEAKE ENERGY CORP 235,425 5,412 0.77%
43 CHEVRON CORP NEW 26,600 3,174 0.45%
44 CIMAREX ENERGY 2,000 253 0.04%
45 CISCO SYS INC 311,946 7,852 1.11%
46 CLOUGH GLOBAL EQUITY FD COM 23,015 330 0.05%
47 CLOUGH GLOBAL OPPORTUNIT 747,915 8,923 1.26%
48 COACH INC 59,770 2,128 0.30%
49 COCA COLA CO 45,526 1,942 0.27%
50 COHEN & STEERS INFRASTRUCTUR 74,855 1,733 0.25%
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