| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 337,602 | 6,597,000 | 32.79% | ||
| 2 | WELLS FARGO & COMPANY/MN | 165,861 | 3,241,000 | 16.11% | ||
| 3 | Oxbow Advisors, LLC | 157,125 | 3,070,000 | 15.26% | ||
| 4 | Advisors Asset Management, Inc. | 148,591 | 2,903,000 | 14.43% | ||
| 5 | UBS AG | 75,648 | 1,478,000 | 7.35% | ||
| 6 | BNP PARIBAS FINANCIAL MARKETS | 33,210 | 648,923 | 3.23% | ||
| 7 | Invesco Ltd. | 29,978 | 586,000 | 2.91% | ||
| 8 | Thomas J. Herzfeld Advisors, Inc. | 22,001 | 430,000 | 2.14% | ||
| 9 | Investors Capital Advisory Services | 17,600 | 343,000 | 1.70% | ||
| 10 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 16,763 | 328,000 | 1.63% | ||
| 11 | B. Riley Wealth Management, Inc. | 15,028 | 293,000 | 1.46% | ||
| 12 | ROYAL BANK OF CANADA | 9,100 | 178,000 | 0.88% | ||
| 13 | DEUTSCHE BANK AG\ | 1,000 | 19,000 | 0.09% | ||
| 14 | Tower Research Capital LLC (TRC) | 200 | 4,000 | 0.02% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
