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Institutional Investment Manager
Oxbow Advisors, LLC
Oxbow Advisors, LLC (CIK: 0001564770) incorporated in Texas, located at 200 West 6th Street, Austin, TX. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q3)
Original 13F HR (0001564770-14-000004) filed in 2014.10.20
#
Name
Shares
Value ($)
%
Options
Notes
51 INTEL CORP 146,687 4,533 0.60%
52 MICRON TECHNOLOGY INC 124,682 4,108 0.55%
53 Genworth Financial Inc - Cl A 235,555 4,099 0.54%
54 DEERE & CO 44,170 4,000 0.53%
55 NUVEEN PERFORMANCE PLUS MUN 264,627 3,879 0.52%
56 BANK AMER CORP 250,901 3,856 0.51%
57 Alliance Holdings GP 56,437 3,657 0.49%
58 CHEVRON CORP NEW 26,500 3,460 0.46%
59 DIVIDEND & INCOME FD COM NEW 209,469 3,343 0.44%
60 BOEING CO 26,209 3,335 0.44%
61 AGNICO EAGLE MINES LTD 84,290 3,228 0.43%
62 HARTFORD FINL SVCS GROUP INC 87,344 3,128 0.42%
63 ISHARES TR 40,470 3,115 0.41%
64 NUVEEN CREDIT STRATEGIES INCOM 325,626 3,048 0.40%
65 ConocoPhillips 34,591 2,966 0.39%
66 Nuveen Build America Bond Fund 137,425 2,817 0.37%
67 Calamos Convertible & High Inc 184,943 2,737 0.36%
68 JOHNSON & JOHNSON 26,138 2,735 0.36%
69 BHP BILLITON LTD 39,000 2,670 0.35%
70 VENTAS INC REIT 41,638 2,669 0.35%
71 Clough Global Allocation Fund 171,398 2,657 0.35%
72 GLOBAL X FDS 101,065 2,634 0.35%
73 OMEGA HEALTHCARE INVS INC 71,140 2,622 0.35%
74 NEW GOLD INC CDA 394,330 2,512 0.33%
75 XEROX CORP 196,525 2,445 0.32%
76 Iron Mountain Inc New 68,375 2,424 0.32%
77 WESTERN UN CO 136,870 2,373 0.32%
78 Verizon Communications Inc 47,698 2,334 0.31%
79 3M CO 16,006 2,293 0.30%
80 NUVEEN QUALITY PFD INC FD 3 262,819 2,281 0.30%
81 CALAMOS STRATEGIC TOTL RETN 177,704 2,134 0.28%
82 ENERGY TRANSFER PART LP 36,812 2,134 0.28%
83 NOKIA CORP 279,048 2,110 0.28%
84 CORNING INC 94,861 2,082 0.28%
85 PFIZER INC 69,703 2,069 0.27%
86 Oneok Partners LP 35,156 2,060 0.27%
87 SPDR S&P 500 Fund 10,315 2,019 0.27%
88 Powershares QQQ Trust 20,675 1,942 0.26%
89 COCA COLA CO 45,326 1,920 0.26%
90 CUBIST PHARMACEUTI 27,000 1,885 0.25%
91 FEDERATED HERMES INC CL B 59,811 1,849 0.25%
92 BED BATH & BEYOND INC 32,075 1,840 0.24%
93 COHEN & STEERS INFRASTRUCTUR 70,900 1,736 0.23%
94 NUVEEN PREFERRED INCOME OPPORT 174,000 1,688 0.22%
95 NUVEEN INVESTMENT QUALIT 111,025 1,630 0.22%
96 Invesco Senior Income Trust 323,571 1,621 0.22%
97 GLAXOSMITHKLINE PLC SPONSORED 29,814 1,594 0.21%
98 GALLAGHER ARTHUR J & CO 33,445 1,559 0.21%
99 ARES CAPITAL CORP 83,190 1,486 0.20%
100 LEGACY RESVS LP 42,498 1,328 0.18%
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New Holding filing (0001564770-14-000006) filed in 2014.10.21, by the way our system suggest this is a Restatement filing.
#
Name
Shares
Value ($)
%
Options
Notes
1 TOOTIE PIE CO LTD 17,300 1 0.00%
2 MEDINAH MINERALS INC 364,500 22 0.00%
3 LEUCROTTA EXPLORATION INC 20,000 38 0.01%
4 ROUNDYS INC 25,000 75 0.01%
5 LIBERTY ALL STAR EQUITY FD 15,307 89 0.01%
6 BLACKROCK INCOME TRUST 15,448 98 0.01%
7 BlackRock Enhanced Equity Divi 14,809 121 0.02%
8 FRANKLIN UNVL TR 17,900 126 0.02%
9 NUVEEN PREM INCOME MUN FD 4 10,936 139 0.02%
10 ZIX CORP 41,000 140 0.02%
11 PETROLEO BRASILEIRO SA PETRO 10,000 142 0.02%
12 FLAHERTY & CRUMRINE PFD INC 10,596 145 0.02%
13 ISHARES SILVER TRUST 10,030 164 0.02%
14 INTEVAC INC COM 24,640 164 0.02%
15 EATON VANCE SENIOR FLOATING RA 11,500 165 0.02%
16 EATON VANCE TAX MANAGED DIVE 14,915 170 0.02%
17 EAGLE ROCK ENERGY PRTN UNIT 49,340 176 0.02%
18 TriState Capital Holdings Inc 19,688 179 0.03%
19 BLACKROCK DEBT STRAT FD INC 51,522 197 0.03%
20 TOWERSTREAM CORP 134,870 200 0.03%
21 XL GROUP PLC 6,091 202 0.03%
22 Alliance Resource LP 4,800 206 0.03%
23 BERKSHIRE HATHAWAY INC DEL 1 207 0.03%
24 S&P MidCap 400 Spdrs 829 207 0.03%
25 BARRICK GOLD CORP 14,220 208 0.03%
26 Center Point Energy Inc 8,500 208 0.03%
27 PENNEY J C 21,270 214 0.03%
28 WAL-MART STORES INC 2,820 216 0.03%
29 YUM BRANDS INC 3,026 218 0.03%
30 Oaktree Cap Grp Llc 4,300 220 0.03%
31 WELLS FARGO MULTI SECTOR INC 16,245 227 0.03%
32 EATON VANCE OH MUNI INCOME T 16,850 227 0.03%
33 HANCOCK JOHN PFD INCOME FD 11,370 228 0.03%
34 BARNES & NOBLE INC 11,725 231 0.03%
35 EZCORP INC CL A NON VTG 23,490 233 0.03%
36 AMERICAN EXPRESS CO 2,740 240 0.03%
37 Altria Group, Inc. 5,275 242 0.03%
38 DELAWARE INVTS COLO MUN INCO 17,110 250 0.04%
39 CIMAREX ENERGY 2,000 253 0.04%
40 STONECASTLE FINL CORP 10,060 253 0.04%
41 EOG Resources Inc 2,564 254 0.04%
42 BLACKROCK MUNIYLD INVST QLTY 19,135 255 0.04%
43 ORACLE CORPORATION 6,683 256 0.04%
44 COMCAST CORP NEW 4,751 256 0.04%
45 FBR & CO 10,180 280 0.04%
46 ROYAL DUTCH SHELL PLC 4,024 306 0.04%
47 ABBOTT LABS 7,385 307 0.04%
48 CLOUGH GLOBAL EQUITY FD COM 23,015 330 0.05%
49 Ameriprise Financial 2,700 333 0.05%
50 NICHOLAS-APPLEGATE CONVERTIBLE 36,420 333 0.05%
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