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Institutional Investment Manager
Oxbow Advisors, LLC
Oxbow Advisors, LLC (CIK: 0001564770) incorporated in Texas, located at 200 West 6th Street, Austin, TX. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q3)
Original 13F HR (0001564770-14-000004) filed in 2014.10.20
#
Name
Shares
Value ($)
%
Options
Notes
151 DR PEPPER SNAPPLE GROUP INC 7,665 449 0.06%
152 GENERAL MLS INC 8,510 447 0.06%
153 PEPSICO INC 4,940 441 0.06%
154 HALLIBURTON CO 6,155 437 0.06%
155 AURICO GOLD INC 101,992 434 0.06%
156 MGIC INVT CORP WIS 45,000 416 0.06%
157 AbbVie Inc 7,185 406 0.05%
158 RUSH ENTERPRISES INC CL A 11,650 404 0.05%
159 KAYNE ANDERSON MLP INVT CO 10,233 403 0.05%
160 FOOT LOCKER INC 7,904 401 0.05%
161 Hewlett Packard Co 11,872 400 0.05%
162 VANGUARD WORLD FD 5,200 399 0.05%
163 PowerShares Preferred 26,730 391 0.05%
164 CALAMOS CONV OPPORTUNITIES & 27,326 383 0.05%
165 Kraft Foods 6,346 380 0.05%
166 Valero Energy Corp. 7,455 373 0.05%
167 CATERPILLAR INC 3,370 366 0.05%
168 NICHOLAS-APPLEGATE CONVERTIBLE 35,813 358 0.05%
169 CLOUGH GLOBAL EQUITY FD COM 23,015 356 0.05%
170 TOWERSTREAM CORP 176,950 343 0.05%
171 ROYAL DUTCH SHELL PLC 4,024 331 0.04%
172 UNION PAC CORP 3,200 319 0.04%
173 BLACKROCK MUNIYLD INVST QLTY 23,550 316 0.04%
174 Ameriprise Financial 2,630 316 0.04%
175 EOG Resources Inc 2,564 300 0.04%
176 ABBOTT LABS 7,185 294 0.04%
177 CIMAREX ENERGY 2,000 287 0.04%
178 PROSHARES ULTRASHORT EURO ETF 16,700 285 0.04%
179 ORACLE CORPORATION 6,683 271 0.04%
180 ALLIED NEVADA GOLD UTIL 70,110 264 0.04%
181 BARRICK GOLD CORP 14,220 260 0.03%
182 AMERICAN EXPRESS CO 2,740 260 0.03%
183 COMCAST CORP NEW 4,751 255 0.03%
184 YUM BRANDS INC 3,026 246 0.03%
185 EAGLE ROCK ENERGY PRTN UNIT 49,340 246 0.03%
186 SEAGATE TECHNOLOGY SHS 4,325 246 0.03%
187 WELLS FARGO MULTI SECTOR INC 16,245 242 0.03%
188 HANCOCK JOHN PFD INCOME FD 11,370 234 0.03%
189 DELAWARE INVTS COLO MUN INCO 17,110 232 0.03%
190 EATON VANCE OH MUNI INCOME T 16,850 231 0.03%
191 Alliance Resource LP 4,800 224 0.03%
192 Center Point Energy Inc 8,500 217 0.03%
193 S&P MidCap 400 Spdrs 829 216 0.03%
194 Altria Group, Inc. 5,095 214 0.03%
195 BARNES & NOBLE INC 9,350 213 0.03%
196 WAL-MART STORES INC 2,820 212 0.03%
197 BLACKROCK DEBT STRAT FD INC 51,522 211 0.03%
198 Oaktree Cap Grp Llc 4,125 206 0.03%
199 National Australia Bank ADR 3,960 204 0.03%
200 PAR PACIFIC HOLDINGS INC 10,010 203 0.03%
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New Holding filing (0001564770-14-000006) filed in 2014.10.21, by the way our system suggest this is a Restatement filing.
#
Name
Shares
Value ($)
%
Options
Notes
1 TOOTIE PIE CO LTD 17,300 1 0.00%
2 MEDINAH MINERALS INC 364,500 22 0.00%
3 LEUCROTTA EXPLORATION INC 20,000 38 0.01%
4 ROUNDYS INC 25,000 75 0.01%
5 LIBERTY ALL STAR EQUITY FD 15,307 89 0.01%
6 BLACKROCK INCOME TRUST 15,448 98 0.01%
7 BlackRock Enhanced Equity Divi 14,809 121 0.02%
8 FRANKLIN UNVL TR 17,900 126 0.02%
9 NUVEEN PREM INCOME MUN FD 4 10,936 139 0.02%
10 ZIX CORP 41,000 140 0.02%
11 PETROLEO BRASILEIRO SA PETRO 10,000 142 0.02%
12 FLAHERTY & CRUMRINE PFD INC 10,596 145 0.02%
13 ISHARES SILVER TRUST 10,030 164 0.02%
14 INTEVAC INC COM 24,640 164 0.02%
15 EATON VANCE SENIOR FLOATING RA 11,500 165 0.02%
16 EATON VANCE TAX MANAGED DIVE 14,915 170 0.02%
17 EAGLE ROCK ENERGY PRTN UNIT 49,340 176 0.02%
18 TriState Capital Holdings Inc 19,688 179 0.03%
19 BLACKROCK DEBT STRAT FD INC 51,522 197 0.03%
20 TOWERSTREAM CORP 134,870 200 0.03%
21 XL GROUP PLC 6,091 202 0.03%
22 Alliance Resource LP 4,800 206 0.03%
23 BERKSHIRE HATHAWAY INC DEL 1 207 0.03%
24 S&P MidCap 400 Spdrs 829 207 0.03%
25 BARRICK GOLD CORP 14,220 208 0.03%
26 Center Point Energy Inc 8,500 208 0.03%
27 PENNEY J C 21,270 214 0.03%
28 WAL-MART STORES INC 2,820 216 0.03%
29 YUM BRANDS INC 3,026 218 0.03%
30 Oaktree Cap Grp Llc 4,300 220 0.03%
31 WELLS FARGO MULTI SECTOR INC 16,245 227 0.03%
32 EATON VANCE OH MUNI INCOME T 16,850 227 0.03%
33 HANCOCK JOHN PFD INCOME FD 11,370 228 0.03%
34 BARNES & NOBLE INC 11,725 231 0.03%
35 EZCORP INC CL A NON VTG 23,490 233 0.03%
36 AMERICAN EXPRESS CO 2,740 240 0.03%
37 Altria Group, Inc. 5,275 242 0.03%
38 DELAWARE INVTS COLO MUN INCO 17,110 250 0.04%
39 CIMAREX ENERGY 2,000 253 0.04%
40 STONECASTLE FINL CORP 10,060 253 0.04%
41 EOG Resources Inc 2,564 254 0.04%
42 BLACKROCK MUNIYLD INVST QLTY 19,135 255 0.04%
43 ORACLE CORPORATION 6,683 256 0.04%
44 COMCAST CORP NEW 4,751 256 0.04%
45 FBR & CO 10,180 280 0.04%
46 ROYAL DUTCH SHELL PLC 4,024 306 0.04%
47 ABBOTT LABS 7,385 307 0.04%
48 CLOUGH GLOBAL EQUITY FD COM 23,015 330 0.05%
49 Ameriprise Financial 2,700 333 0.05%
50 NICHOLAS-APPLEGATE CONVERTIBLE 36,420 333 0.05%
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