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Institutional Investment Manager
Oxbow Advisors, LLC
Oxbow Advisors, LLC (CIK: 0001564770) incorporated in Texas, located at 200 West 6th Street, Austin, TX. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q3)
Original 13F HR (0001564770-14-000004) filed in 2014.10.20
#
Name
Shares
Value ($)
%
Options
Notes
1 TOOTIE PIE CO LTD 17,300 1 0.00%
2 EME REORGANIZATION UNT 13,487 2 0.00%
3 CROCOTTA ENERGY INC 20,000 88 0.01%
4 LIBERTY ALL STAR EQUITY FD 15,307 92 0.01%
5 BLACKROCK INCOME TRUST 15,448 103 0.01%
6 BlackRock Enhanced Equity Divi 14,809 124 0.02%
7 FRANKLIN UNVL TR 17,900 135 0.02%
8 ROUNDYS INC 25,000 138 0.02%
9 NUVEEN PREM INCOME MUN FD 4 10,936 140 0.02%
10 ZIX CORP 41,000 140 0.02%
11 PETROLEO BRASILEIRO SA PETRO 10,000 146 0.02%
12 FLAHERTY & CRUMRINE PFD INC 10,499 153 0.02%
13 BLACKROCK MUNICIPAL BONDINVEST 10,705 156 0.02%
14 EATON VANCE SENIOR FLOATING RA 11,500 171 0.02%
15 EATON VANCE TAX MANAGED DIVE 14,915 175 0.02%
16 ISHARES SILVER TRUST 10,030 203 0.03%
17 PAR PACIFIC HOLDINGS INC 10,010 203 0.03%
18 National Australia Bank ADR 3,960 204 0.03%
19 Oaktree Cap Grp Llc 4,125 206 0.03%
20 BLACKROCK DEBT STRAT FD INC 51,522 211 0.03%
21 WAL-MART STORES INC 2,820 212 0.03%
22 BARNES & NOBLE INC 9,350 213 0.03%
23 Altria Group, Inc. 5,095 214 0.03%
24 S&P MidCap 400 Spdrs 829 216 0.03%
25 Center Point Energy Inc 8,500 217 0.03%
26 Alliance Resource LP 4,800 224 0.03%
27 EATON VANCE OH MUNI INCOME T 16,850 231 0.03%
28 DELAWARE INVTS COLO MUN INCO 17,110 232 0.03%
29 HANCOCK JOHN PFD INCOME FD 11,370 234 0.03%
30 WELLS FARGO MULTI SECTOR INC 16,245 242 0.03%
31 EAGLE ROCK ENERGY PRTN UNIT 49,340 246 0.03%
32 YUM BRANDS INC 3,026 246 0.03%
33 SEAGATE TECHNOLOGY SHS 4,325 246 0.03%
34 COMCAST CORP NEW 4,751 255 0.03%
35 BARRICK GOLD CORP 14,220 260 0.03%
36 AMERICAN EXPRESS CO 2,740 260 0.03%
37 ALLIED NEVADA GOLD UTIL 70,110 264 0.04%
38 ORACLE CORPORATION 6,683 271 0.04%
39 PROSHARES ULTRASHORT EURO ETF 16,700 285 0.04%
40 CIMAREX ENERGY 2,000 287 0.04%
41 ABBOTT LABS 7,185 294 0.04%
42 EOG Resources Inc 2,564 300 0.04%
43 Ameriprise Financial 2,630 316 0.04%
44 BLACKROCK MUNIYLD INVST QLTY 23,550 316 0.04%
45 UNION PAC CORP 3,200 319 0.04%
46 ROYAL DUTCH SHELL PLC 4,024 331 0.04%
47 TOWERSTREAM CORP 176,950 343 0.05%
48 CLOUGH GLOBAL EQUITY FD COM 23,015 356 0.05%
49 NICHOLAS-APPLEGATE CONVERTIBLE 35,813 358 0.05%
50 CATERPILLAR INC 3,370 366 0.05%
Page 1 of 5
New Holding filing (0001564770-14-000006) filed in 2014.10.21, by the way our system suggest this is a Restatement filing.
#
Name
Shares
Value ($)
%
Options
Notes
151 FOOT LOCKER INC 7,904 440 0.06%
152 GENERAL MLS INC 8,510 429 0.06%
153 BOEING CO 3,365 429 0.06%
154 AbbVie Inc 7,385 427 0.06%
155 Kraft Foods 7,576 427 0.06%
156 PROSPERITY BANCSHARES INC 7,369 421 0.06%
157 KAYNE ANDERSON MLP INVT CO 10,092 412 0.06%
158 VANGUARD WORLD FD 5,200 404 0.06%
159 HALLIBURTON CO 6,155 397 0.06%
160 RUSH ENTERPRISES INC CL A 11,650 390 0.06%
161 PowerShares Preferred 26,730 387 0.05%
162 APPLE INC 3,775 380 0.05%
163 CALAMOS CONV OPPORTUNITIES & 27,026 366 0.05%
164 ALLIED NEVADA GOLD UTIL 108,430 359 0.05%
165 MGIC INVT CORP WIS 45,000 351 0.05%
166 UNION PAC CORP 3,200 347 0.05%
167 Valero Energy Corp. 7,455 345 0.05%
168 CATERPILLAR INC 3,370 334 0.05%
169 PROSHARES ULTRASHORT EURO ETF 16,700 333 0.05%
170 Ameriprise Financial 2,700 333 0.05%
171 NICHOLAS-APPLEGATE CONVERTIBLE 36,420 333 0.05%
172 CLOUGH GLOBAL EQUITY FD COM 23,015 330 0.05%
173 ABBOTT LABS 7,385 307 0.04%
174 ROYAL DUTCH SHELL PLC 4,024 306 0.04%
175 FBR & CO 10,180 280 0.04%
176 ORACLE CORPORATION 6,683 256 0.04%
177 COMCAST CORP NEW 4,751 256 0.04%
178 BLACKROCK MUNIYLD INVST QLTY 19,135 255 0.04%
179 EOG Resources Inc 2,564 254 0.04%
180 CIMAREX ENERGY 2,000 253 0.04%
181 STONECASTLE FINL CORP 10,060 253 0.04%
182 DELAWARE INVTS COLO MUN INCO 17,110 250 0.04%
183 Altria Group, Inc. 5,275 242 0.03%
184 AMERICAN EXPRESS CO 2,740 240 0.03%
185 EZCORP INC CL A NON VTG 23,490 233 0.03%
186 BARNES & NOBLE INC 11,725 231 0.03%
187 HANCOCK JOHN PFD INCOME FD 11,370 228 0.03%
188 EATON VANCE OH MUNI INCOME T 16,850 227 0.03%
189 WELLS FARGO MULTI SECTOR INC 16,245 227 0.03%
190 Oaktree Cap Grp Llc 4,300 220 0.03%
191 YUM BRANDS INC 3,026 218 0.03%
192 WAL-MART STORES INC 2,820 216 0.03%
193 PENNEY J C 21,270 214 0.03%
194 BARRICK GOLD CORP 14,220 208 0.03%
195 Center Point Energy Inc 8,500 208 0.03%
196 BERKSHIRE HATHAWAY INC DEL 1 207 0.03%
197 S&P MidCap 400 Spdrs 829 207 0.03%
198 Alliance Resource LP 4,800 206 0.03%
199 XL GROUP PLC 6,091 202 0.03%
200 TOWERSTREAM CORP 134,870 200 0.03%
Page 4 of 5