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Institutional Investment Manager
Oxbow Advisors, LLC
Oxbow Advisors, LLC (CIK: 0001564770) incorporated in Texas, located at 200 West 6th Street, Austin, TX. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q3)
Original 13F HR (0001564770-14-000004) filed in 2014.10.20
#
Name
Shares
Value ($)
%
Options
Notes
1 Kinder Morgan Inc. 469,077 38,563 5.12%
2 Kinder Morgan Inc 1,039,182 37,681 5.01%
3 KINDER MORGAN MANAGEMENT LLC 386,565 30,512 4.05%
4 GAMCO GLOBAL GOLD NAT RES & 2,337,631 25,667 3.41%
5 Alliance Bernstein Income Fund 2,882,381 21,676 2.88%
6 Diamonds Trust Ser I Unit 113,726 19,093 2.54%
7 ABERDEEN ASIA PACIFIC INCOM 2,778,762 17,451 2.32%
8 EXXON MOBIL CORP 173,050 17,423 2.31%
9 El Paso Partners Pipeline 422,166 15,295 2.03%
10 Goldman Sachs Ser D 735,095 15,003 1.99%
11 Teekay LNG Partners LP 315,263 14,546 1.93%
12 BLACKROCK CR ALLOCATION INCO 936,975 12,883 1.71%
13 NUVEEN PREM INCOME MUN FD 940,948 12,787 1.70%
14 NUVEEN PREM INCOME MUN FD 2 905,872 12,537 1.67%
15 TALLGRASS ENERGY PAR 300,413 11,656 1.55%
16 CLOUGH GLOBAL OPPORTUNIT 851,258 11,066 1.47%
17 Enbridge Energy Management LLC 307,356 10,834 1.44%
18 NUVEEN MUN OPPTY FD INC 725,533 10,237 1.36%
19 GAMCO NAT RES GOLD & INCOME 866,502 9,982 1.33%
20 MORGAN STANLEY 6.875% PFD FIX 368,080 9,975 1.32%
21 NUVEEN AMT FREE QLTY MUN INC 719,642 9,701 1.29%
22 Enbridge Energy Partners LP 252,426 9,322 1.24%
23 ADVENT CLAYMORE CV SECS & IN 464,191 8,745 1.16%
24 WESTPAC BKG CORP 267,408 8,589 1.14%
25 FLAHERTY CRUMRINE PFD SECS 437,422 8,573 1.14%
26 Flaherty and Crumrine Dynamic 354,098 8,343 1.11%
27 BLACKROCK TAXABL MUNI BN 380,635 8,260 1.10%
28 NUVEEN QUALITY MUN FD INC 620,255 8,132 1.08%
29 RYDEX ETF TRUST 105,712 8,109 1.08%
30 GENERAL ELECTRIC CO 304,929 8,014 1.06%
31 POTASH CORP SASK INC 207,400 7,873 1.05%
32 NEWMONT CORP 306,585 7,800 1.04%
33 CISCO SYS INC 309,086 7,681 1.02%
34 CHESAPEAKE ENERGY CORP 237,921 7,395 0.98%
35 SAN JUAN BASIN RTY TR 383,311 7,394 0.98%
36 HATTERAS FINL CORP COM 362,596 7,183 0.95%
37 MICROSOFT CORP 169,873 7,084 0.94%
38 KINDER MORGAN INC 17WTS EXP 05 2,437,505 6,776 0.90%
39 ENTERPRISE PRODS PARTNERS L 83,917 6,570 0.87%
40 MERCK & CO INC 109,817 6,353 0.84%
41 ALLIANZGI CONV & INCOME FD 577,691 6,118 0.81%
42 ANNALY CAP MGMT INC 532,045 6,081 0.81%
43 NUVEEN SELECT QUALITY MUN FD 413,088 5,725 0.76%
44 SYMANTEC CORP 248,215 5,684 0.75%
45 NUVEEN QUALITY INCOME MUNI FUND 395,184 5,422 0.72%
46 TRANSOCEAN INC NEW F 119,759 5,393 0.72%
47 PLAINS ALL AMERN PIPELINE L 86,990 5,224 0.69%
48 NUVEEN PREMIER MUN INCOME FD COM 379,868 5,178 0.69%
49 AT&T Inc New 146,367 5,176 0.69%
50 Nuveen Build America Bond Oppo 231,443 4,983 0.66%
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New Holding filing (0001564770-14-000006) filed in 2014.10.21, by the way our system suggest this is a Restatement filing.
#
Name
Shares
Value ($)
%
Options
Notes
51 PROSHARES ULTRASHORT EURO ETF 16,700 333 0.05%
52 CATERPILLAR INC 3,370 334 0.05%
53 Valero Energy Corp. 7,455 345 0.05%
54 UNION PAC CORP 3,200 347 0.05%
55 MGIC INVT CORP WIS 45,000 351 0.05%
56 ALLIED NEVADA GOLD UTIL 108,430 359 0.05%
57 CALAMOS CONV OPPORTUNITIES & 27,026 366 0.05%
58 APPLE INC 3,775 380 0.05%
59 PowerShares Preferred 26,730 387 0.05%
60 RUSH ENTERPRISES INC CL A 11,650 390 0.06%
61 HALLIBURTON CO 6,155 397 0.06%
62 VANGUARD WORLD FD 5,200 404 0.06%
63 KAYNE ANDERSON MLP INVT CO 10,092 412 0.06%
64 PROSPERITY BANCSHARES INC 7,369 421 0.06%
65 Kraft Foods 7,576 427 0.06%
66 AbbVie Inc 7,385 427 0.06%
67 BOEING CO 3,365 429 0.06%
68 GENERAL MLS INC 8,510 429 0.06%
69 FOOT LOCKER INC 7,904 440 0.06%
70 VANGUARD INDEX FDS 3,800 446 0.06%
71 BP PLC 10,236 450 0.06%
72 PEPSICO INC 4,840 451 0.06%
73 AURICO GOLD INC 132,418 462 0.07%
74 KIMBERLY CLARK CORP 4,337 467 0.07%
75 BLACKROCK MUNI INCOME INV QL 33,105 468 0.07%
76 NUVEEN VIRGINIA QLTY MUNCPL 35,630 469 0.07%
77 Hewlett Packard Co 13,372 474 0.07%
78 EMERG MKTS INCOME FUND WDTREE 9,911 474 0.07%
79 WESTERN ASSET HIGH INCM OPP 84,573 490 0.07%
80 ISHARES TR 4,709 496 0.07%
81 DR PEPPER SNAPPLE GROUP INC 7,805 502 0.07%
82 ISHARES TR 4,869 508 0.07%
83 NUSTAR ENERGY 8,018 529 0.07%
84 NUVEEN SELECT TAX FREE INCOME 39,084 539 0.08%
85 STARWOOD PPTY TR INC 26,040 572 0.08%
86 Genworth Financial Inc - Cl A 44,075 577 0.08%
87 Hess Corp 6,218 586 0.08%
88 Freeport-McMoran Inc Cl B 17,939 586 0.08%
89 PROCTER AND GAMBLE CO 7,117 596 0.08%
90 REDWOOD TR INC 35,995 597 0.08%
91 VANGUARD INDEX FDS 5,450 603 0.09%
92 PEYTO EXPLORATION & DEV CORP 19,847 627 0.09%
93 SPDR S&P 500 Fund 3,200 630 0.09%
94 PENNANTPARK INVT CORP 58,640 640 0.09%
95 PHILLIPS 66 8,074 656 0.09%
96 PROSHARES TR 14,910 691 0.10%
97 LEGGETT &PLATT INC 20,000 698 0.10%
98 INTERNATIONAL BUSINESS MACHS 3,750 712 0.10%
99 FORT DEARBORN INCOME SECS INC COM 49,904 722 0.10%
100 SUSSER PETROLEUM PARTNERS LP 13,950 767 0.11%
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